U.S. Securities & Exchange Commission
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U.S. Securities and Exchange Commission


DIXON DONALD R (0001045434)
Mailing Address
400 S EL CAMINO REAL SUITE 1050
SAN MATEO CA 94402
Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)

Issuer Filings Transaction Date Type of Owner
Kensington Capital Acquisition Corp. IV
Current Name:Amprius Technologies, Inc.		 0001899287 2022-09-14 director
LGL Systems Acquisition Corp.
Current Name:IronNet, Inc.		 0001777946 2021-08-26 director
QUALYS, INC. 0001107843 2015-08-05 director, 10 percent owner
XATA CORP /MN/
Current Name:XRS Corp		 0000854398 2010-02-17 director, 10 percent owner
EPICOR SOFTWARE CORP 0000891178 2004-05-11 director
EVOLVING SYSTEMS INC
Current Name:Symbolic Logic, Inc.		 0001052054 2003-08-08 director


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Issuer Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Issuer CIK Security Name
A 2024-06-07   Amprius Technologies, Inc. 4 A-Award --D 125000.0000 142895.0000 1 0001899287 Common stock
A 2023-06-09   Amprius Technologies, Inc. 4 A-Award --D 17895.0000 17895.0000 1 0001899287 Common stock
A 2022-09-14   Amprius Technologies, Inc. 4 A-Award --D 270251.0000 270251.0000 4 0001899287 Stock Option (right to buy)
A 2022-07-14   IronNet, Inc. 4 A-Award --D 76174.0000 347846.0000 1 0001777946 Common Stock
A 2021-12-07   IronNet, Inc. 4 A-Award --D 24000.0000 271672.0000 1 0001777946 Common Stock
A 2021-09-10   IronNet, Inc. 4 A-Award --I 63153.0000 4746839.0000 7 0001777946 Common Stock
A 2021-09-10   IronNet, Inc. 4 A-Award --I 3754.0000 270293.0000 6 0001777946 Common Stock
A 2021-09-10   IronNet, Inc. 4 A-Award --D 3440.0000 247672.0000 1 0001777946 Common Stock
A 2021-09-10   IronNet, Inc. 4 A-Award --I 734.0000 52869.0000 2 0001777946 Common Stock
A 2021-09-10   IronNet, Inc. 4 A-Award --I 31642.0000 2278138.0000 3 0001777946 Common Stock
A 2021-09-10   IronNet, Inc. 4 A-Award --I 10539.0000 758760.0000 4 0001777946 Common Stock
A 2021-09-10   IronNet, Inc. 4 A-Award --I 27684.0000 1993158.0000 5 0001777946 Common Stock
A 2021-08-26   IronNet, Inc. 4 A-Award --D 244232.0000 244232.0000 1 0001777946 Common Stock
A 2021-08-26   IronNet, Inc. 4 A-Award --I 52135.0000 52135.0000 2 0001777946 Common Stock
A 2021-08-26   IronNet, Inc. 4 A-Award --I 2246496.0000 2246496.0000 3 0001777946 Common Stock
A 2021-08-26   IronNet, Inc. 4 A-Award --I 748221.0000 748221.0000 4 0001777946 Common Stock
A 2021-08-26   IronNet, Inc. 4 A-Award --I 1965474.0000 1965474.0000 5 0001777946 Common Stock
A 2021-08-26   IronNet, Inc. 4 A-Award --I 266539.0000 266539.0000 6 0001777946 Common Stock
A 2021-08-26   IronNet, Inc. 4 A-Award --I 4483686.0000 4483686.0000 7 0001777946 Common Stock
A 2021-08-26   IronNet, Inc. 4 A-Award --I 100000.0000 100000.0000 8 0001777946 Common Stock
A 2021-08-26   IronNet, Inc. 4 A-Award --I 200000.0000 4683686.0000 9 0001777946 Common Stock
A 2018-06-18   QUALYS, INC. 4 A-Award --D 2588.0000 89852.0000 1 0001107843 Common Stock
D 2017-11-28   QUALYS, INC. 4 S-Sale --I 320.0000 643.0000 7 0001107843 Common Stock
D 2017-11-27   QUALYS, INC. 4 S-Sale --D 40591.0000 114064.0000 1 0001107843 Common Stock
D 2017-11-27   QUALYS, INC. 4 S-Sale --D 8800.0000 105264.0000 2 0001107843 Common Stock
D 2017-11-27   QUALYS, INC. 4 S-Sale --D 500.0000 104764.0000 3 0001107843 Common Stock
D 2017-11-27   QUALYS, INC. 4 S-Sale --I 35808.0000 87998.0000 4 0001107843 Common Stock
D 2017-11-27   QUALYS, INC. 4 S-Sale --I 5360.0000 82638.0000 5 0001107843 Common Stock
D 2017-11-27   QUALYS, INC. 4 S-Sale --I 100.0000 82538.0000 6 0001107843 Common Stock
D 2017-11-22   QUALYS, INC. 4 G-Gift -EI 17500.0000 65038.0000 1 0001107843 Common Stock
D 2017-11-17   QUALYS, INC. 4 S-Sale --D 7545.0000 154655.0000 1 0001107843 Common Stock
D 2017-11-17   QUALYS, INC. 4 S-Sale --I 191.0000 123806.0000 2 0001107843 Common Stock
D 2017-11-16   QUALYS, INC. 4 S-Sale --I 9603.0000 123997.0000 8 0001107843 Common Stock
D 2017-11-16   QUALYS, INC. 4 S-Sale --I 25100.0000 133600.0000 7 0001107843 Common Stock
D 2017-11-16   QUALYS, INC. 4 S-Sale --I 271.0000 963.0000 6 0001107843 Common Stock
D 2017-11-16   QUALYS, INC. 4 S-Sale --D 9202.0000 162200.0000 5 0001107843 Common Stock
D 2017-11-16   QUALYS, INC. 4 S-Sale --D 25437.0000 171402.0000 4 0001107843 Common Stock
D 2017-11-16   QUALYS, INC. 4/A S-Sale --D 25437.0000 171402.0000 4 0001107843 Common Stock
D 2017-11-16   QUALYS, INC. 4/A S-Sale --D 9202.0000 162200.0000 5 0001107843 Common Stock
D 2017-11-16   QUALYS, INC. 4/A S-Sale --I 271.0000 963.0000 6 0001107843 Common Stock
D 2017-11-16   QUALYS, INC. 4/A S-Sale --I 25100.0000 133600.0000 7 0001107843 Common Stock
D 2017-11-16   QUALYS, INC. 4/A S-Sale --I 9603.0000 123997.0000 8 0001107843 Common Stock
D 2017-11-15   QUALYS, INC. 4/A S-Sale --I 6374.0000 158700.0000 3 0001107843 Common Stock
D 2017-11-15   QUALYS, INC. 4/A S-Sale --I 49.0000 1234.0000 2 0001107843 Common Stock
D 2017-11-15   QUALYS, INC. 4/A S-Sale --D 7707.0000 196839.0000 1 0001107843 Common Stock
D 2017-11-15   QUALYS, INC. 4 S-Sale --I 6374.0000 158700.0000 3 0001107843 Common Stock
D 2017-11-15   QUALYS, INC. 4 S-Sale --I 49.0000 1234.0000 2 0001107843 Common Stock
D 2017-11-15   QUALYS, INC. 4 S-Sale --D 7707.0000 196839.0000 1 0001107843 Common Stock
A 2017-06-05   QUALYS, INC. 4/A A-Award --D 4982.0000 204546.0000 1 0001107843 Common Stock
A 2017-06-05   QUALYS, INC. 4 A-Award --D 4110.0000 203674.0000 1 0001107843 Common Stock
A 2016-06-06   QUALYS, INC. 4 A-Award --D 6173.0000 199564.0000 1 0001107843 Common Stock
A 2016-05-04   QUALYS, INC. 4 J-Other --I 320.0000 1283.0000 8 0001107843 Common Stock
A 2016-05-04   QUALYS, INC. 4 J-Other --I 42242.0000 165074.0000 7 0001107843 Common Stock
A 2016-05-04   QUALYS, INC. 4 J-Other --D 49213.0000 193391.0000 6 0001107843 Common Stock
D 2016-05-04   QUALYS, INC. 4 J-Other --I 7818.0000 0.0000 5 0001107843 Common Stock
D 2016-05-04   QUALYS, INC. 4 J-Other --I 8191.0000 0.0000 4 0001107843 Common Stock
D 2016-05-04   QUALYS, INC. 4 J-Other --I 39214.0000 0.0000 3 0001107843 Common Stock
D 2016-05-04   QUALYS, INC. 4 J-Other --I 107106.0000 0.0000 2 0001107843 Common Stock
D 2016-05-04   QUALYS, INC. 4 J-Other --I 1409826.0000 0.0000 1 0001107843 Common Stock
A 2015-08-05   QUALYS, INC. 4 J-Other --I 321.0000 963.0000 8 0001107843 Common Stock
A 2015-08-05   QUALYS, INC. 4 J-Other --I 42239.0000 122832.0000 7 0001107843 Common Stock
A 2015-08-05   QUALYS, INC. 4 J-Other --D 49211.0000 144178.0000 6 0001107843 Common Stock
D 2015-08-05   QUALYS, INC. 4 J-Other --I 7817.0000 7818.0000 5 0001107843 Common Stock
D 2015-08-05   QUALYS, INC. 4 J-Other --I 8193.0000 8191.0000 4 0001107843 Common Stock
D 2015-08-05   QUALYS, INC. 4 J-Other --I 39214.0000 39214.0000 3 0001107843 Common Stock
D 2015-08-05   QUALYS, INC. 4 J-Other --I 107108.0000 107106.0000 2 0001107843 Common Stock
D 2015-08-05   QUALYS, INC. 4 J-Other --I 1409825.0000 1409826.0000 1 0001107843 Common Stock
A 2015-06-04   QUALYS, INC. 4 A-Award --D 12000.0000 12000.0000 1 0001107843 Stock Option (right to buy)
D 2015-02-17   QUALYS, INC. 4 J-Other --I 8193.0000 16384.0000 4 0001107843 Common Stock
D 2015-02-17   QUALYS, INC. 4 J-Other --I 39214.0000 78428.0000 3 0001107843 Common Stock
D 2015-02-17   QUALYS, INC. 4 J-Other --I 107108.0000 214214.0000 2 0001107843 Common Stock
D 2015-02-17   QUALYS, INC. 4 J-Other --I 7817.0000 15635.0000 5 0001107843 Common Stock
D 2015-02-17   QUALYS, INC. 4 J-Other --I 1409825.0000 2819651.0000 1 0001107843 Common Stock
A 2015-02-17   QUALYS, INC. 4 J-Other --D 49101.0000 94967.0000 6 0001107843 Common Stock
A 2015-02-17   QUALYS, INC. 4 J-Other --I 42116.0000 80593.0000 7 0001107843 Common Stock
A 2015-02-17   QUALYS, INC. 4 J-Other --I 321.0000 642.0000 8 0001107843 Common Stock
D 2014-10-31   XRS Corp 4 J-Other --D 10000.0000 0.0000 5 0000854398 Option to purchase common stock, $0.01 par value
D 2014-10-31   XRS Corp 4 J-Other --D 10000.0000 0.0000 6 0000854398 Option to purchase common stock, $0.01 par value
D 2014-10-31   XRS Corp 4 J-Other --D 10000.0000 0.0000 4 0000854398 Option to purchase common stock, $0.01 par value
D 2014-10-31   XRS Corp 4 J-Other --D 22500.0000 0.0000 1 0000854398 Common stock, $0.01 par value

http://www.sec.gov/cgi-bin/own-disp

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Modified: 04/22/2016