U.S. Securities & Exchange Commission
SEC Seal
Home | Search Home | Latest Filings | Previous Page
U.S. Securities and Exchange Commission


COHEN PETER A (0001042589)
Mailing Address
40 WEST 57TH STREET
SUITE 2020
NEW YORK NY 10019
Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)

Issuer Filings Transaction Date Type of Owner
Andover National Corp 0001712543 2021-02-01 director, officer: Chief Executive Officer
MAJESCO ENTERTAINMENT CO
Current Name:POLARITYTE, INC.		 0001076682 2018-06-29 director
SCIENTIFIC GAMES CORP
Current Name:Light & Wonder, Inc.		 0000750004 2017-06-04 director
Tempus Applied Solutions Holdings, Inc. 0001628871 2015-10-28 director, 10 percent owner
Chart Acquisition Corp. 0001527349 2012-12-13 director
SURMODICS INC 0000924717 2010-11-16 10 percent owner, other: See Explanation of Responses
IMMERSION CORP 0001058811 2010-10-19 10 percent owner, other: See Explanation of Responses
TPC Group Inc. 0001452217 2010-01-23 10 percent owner, other: See Explanation of Responses
IMAGE ENTERTAINMENT INC 0000216324 2010-01-08 10 percent owner, other: See Explanation of Responses
COWEN GROUP, INC.
Current Name:COWEN INC.		 0001466538 2009-11-02 director, 10 percent owner, officer: Chairman, CEO, President
DigitalFX International Inc 0001095691 2009-02-12 10 percent owner
TOLLGRADE COMMUNICATIONS INC \PA\ 0001002531 2009-01-08 10 percent owner, other: See Explanation of Responses
PET EXPRESS SUPPLY INC
Current Name:STW RESOURCES HOLDING CORP.		 0001357838 2008-12-22 10 percent owner
KENSEY NASH CORP 0001002811 2008-10-20 director
GIGABEAM CORP 0001279831 2008-10-15 10 percent owner
AGILYSYS INC 0000078749 2008-10-10 10 percent owner, other: See Explanation of Responses
Hyde Park Acquisition CORP
Current Name:Essex Rental Corp.		 0001373988 2008-04-11 10 percent owner, other: See Explanation of Responses
Rand Logistics, Inc. 0001294250 2008-04-02 10 percent owner, other: See Explanation of Responses
SHARPER IMAGE CORP
Current Name:TSIC, Inc.		 0000811696 2008-02-20 10 percent owner, other: See Explanation of Responses
AMERICREDIT CORP
Current Name:General Motors Financial Company, Inc.		 0000804269 2008-01-11 other: See remarks
LENOX GROUP INC 0000902270 2007-11-30 10 percent owner, other: See Explanation of Responses
Star Bulk Carriers Corp. 0001386716 2007-11-30 10 percent owner, other: See Explanation of Responses
CAPTARIS INC 0000931784 2007-11-09 10 percent owner, other: See Explanation of Responses
Baseline Oil & Gas Corp. 0001291983 2007-10-01 10 percent owner
ASHWORTH INC 0000820774 2007-09-13 10 percent owner, other: See Explanation of Responses
S1 CORP /DE/ 0001063254 2007-08-13 10 percent owner
LAMSON & SESSIONS CO 0000057497 2007-08-03 10 percent owner, other: See Explanation of Responses
PEP BOYS MANNY MOE & JACK 0000077449 2007-03-30 10 percent owner
SCHULMAN A INC 0000087565 2007-02-13 10 percent owner, other: See Explanation of Responses
KEMPER BD ENHANCED SEC TR SER 7 & SER 8 TOTAL RETURN 0000810774 2006-10-12 10 percent owner
SAIA INC 0001177702 2006-08-16 10 percent owner
PHOENIX TECHNOLOGIES LTD 0000832767 2006-07-13 10 percent owner
L 3 COMMUNICATIONS HOLDINGS INC 0001056239 2005-10-11 director
I MANY INC 0001104017 2005-06-09 10 percent owner
REGISTER COM INC 0001091284 2005-06-03 other: See Remarks
PORTFOLIO RECOVERY ASSOCIATES INC
Current Name:PRA GROUP INC		 0001185348 2005-04-29 director
CPI CORP 0000025354 2004-06-23 10 percent owner, other: See Explanation of Responses
REDBACK NETWORKS INC 0001081290 2004-01-02 10 percent owner
FRANKS NURSERY & CRAFTS INC 0000038792 2003-12-01 10 percent owner
QUINTUS CORP 0001024678 2003-10-16 10 percent owner
TITAN CORP
Current Name:L-3 COMMUNICATIONS TITAN CORP		 0000032258 2003-07-01 director
KROLL INC 0001020476 2003-06-03 director
PRESIDENTIAL LIFE CORP 0000080124 2003-05-05 director


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Issuer Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Issuer CIK Security Name
A 2022-10-01   POLARITYTE, INC. 4 A-Award --D 50900.0000 58143.0000 1 0001076682 Common Stock
D 2022-08-17   POLARITYTE, INC. 4 S-Sale --D 8555.0000 7243.0000 1 0001076682 Common Stock
D 2022-08-16   POLARITYTE, INC. 4 S-Sale --D 15106.0000 757515.0000 1 0001076682 Common Stock
D 2021-11-23   Andover National Corp 4 S-Sale --I 20299.0000 432228.0000 1 0001712543 Class A Common Stock
D 2021-11-01   Andover National Corp 4 C-Conversion --I 81198.0000 0.0000 3 0001712543 Class B Common Stock
A 2021-11-01   Andover National Corp 4 P-Purchase --I 40599.0000 81198.0000 2 0001712543 Class B Common Stock
A 2021-11-01   Andover National Corp 4 C-Conversion --I 81198.0000 452527.0000 1 0001712543 Class A Common Stock
A 2021-10-05   Andover National Corp 4 A-Award --D 52085.0000 371329.0000 2 0001712543 Class A Common Stock
D 2021-10-05   Andover National Corp 4 D-Return --D 41667.0000 319244.0000 1 0001712543 Class A Common Stock
A 2021-10-01   POLARITYTE, INC. 4 A-Award --D 30731.0000 772621.0000 1 0001076682 Common Stock
A 2021-07-01   POLARITYTE, INC. 4 A-Award --D 37438.0000 741890.0000 1 0001076682 Common Stock
D 2021-06-09   SCIENTIFIC GAMES CORP 4 M-Exempt --D 8372.0000 0.0000 5 0000750004 Restricted Stock Units
D 2021-06-09   SCIENTIFIC GAMES CORP 4 M-Exempt --D 5783.0000 0.0000 4 0000750004 Restricted Stock Units
D 2021-06-09   SCIENTIFIC GAMES CORP 4 M-Exempt --D 1394.0000 0.0000 3 0000750004 Restricted Stock Units
D 2021-06-09   SCIENTIFIC GAMES CORP 4 M-Exempt --D 1555.0000 0.0000 2 0000750004 Restricted Stock Units
A 2021-06-09   SCIENTIFIC GAMES CORP 4 M-Exempt --D 17104.0000 295553.0000 1 0000750004 Common Stock
A 2021-05-18   POLARITYTE, INC. 4 P-Purchase --D 265000.0000 704452.0000 1 0001076682 Common Stock
A 2021-04-01   POLARITYTE, INC. 4 A-Award --D 33558.0000 439452.0000 1 0001076682 Common Stock
A 2021-02-11   Andover National Corp 4 P-Purchase --I 45455.0000 360911.0000 1 0001712543 Class A Common Stock
A 2021-02-01   Andover National Corp 4 A-Award --D 30000.0000 315456.0000 1 0001712543 Class A Common Stock
A 2021-01-01   POLARITYTE, INC. 4 A-Award --D 172426.0000 405894.0000 1 0001076682 Common Stock
A 2020-10-01   POLARITYTE, INC. 4 A-Award --D 36165.0000 233468.0000 1 0001076682 Common Stock
A 2020-07-01   POLARITYTE, INC. 4 A-Award --D 29330.0000 197303.0000 1 0001076682 Common Stock
D 2020-06-29   POLARITYTE, INC. 4 M-Exempt --D 7500.0000 7500.0000 2 0001076682 Restricted Stock Units
A 2020-06-29   POLARITYTE, INC. 4 M-Exempt --D 7500.0000 167973.0000 1 0001076682 Common Stock
D 2020-06-19   SCIENTIFIC GAMES CORP 4/A M-Exempt --D 1555.0000 1555.0000 2 0000750004 Restricted Stock Units
A 2020-06-19   SCIENTIFIC GAMES CORP 4/A M-Exempt --D 1555.0000 278449.0000 1 0000750004 Common Stock
D 2020-06-19   SCIENTIFIC GAMES CORP 4 M-Exempt --D 1555.0000 1555.0000 2 0000750004 Restricted Stock Units
A 2020-06-19   SCIENTIFIC GAMES CORP 4 M-Exempt --D 1555.0000 276894.0000 1 0000750004 Common Stock
D 2020-06-15   SCIENTIFIC GAMES CORP 4 M-Exempt --D 4339.0000 0.0000 4 0000750004 Restricted Stock Units
A 2020-06-15   SCIENTIFIC GAMES CORP 4 M-Exempt --D 4339.0000 276894.0000 2 0000750004 Common Stock
D 2020-06-13   SCIENTIFIC GAMES CORP 4 M-Exempt --D 697.0000 1394.0000 3 0000750004 Restricted Stock Units
A 2020-06-13   SCIENTIFIC GAMES CORP 4 M-Exempt --D 697.0000 272555.0000 1 0000750004 Common Stock
D 2020-06-12   SCIENTIFIC GAMES CORP 4 M-Exempt --D 1927.0000 5783.0000 3 0000750004 Restricted Stock Units
A 2020-06-12   SCIENTIFIC GAMES CORP 4 M-Exempt --D 1927.0000 271858.0000 1 0000750004 Common Stock
A 2020-06-10   SCIENTIFIC GAMES CORP 4 A-Award --D 8372.0000 8372.0000 2 0000750004 Restricted Stock Units
A 2020-04-01   POLARITYTE, INC. 4 A-Award --D 18518.0000 160473.0000 1 0001076682 Common Stock
A 2020-01-30   Andover National Corp 4 P-Purchase --I 22728.0000 285456.0000 1 0001712543 Class A Common Stock
A 2020-01-02   POLARITYTE, INC. 4 A-Award --D 45095.0000 137935.0000 1 0001076682 Common Stock
A 2019-12-29   POLARITYTE, INC. 4 M-Exempt --D 7500.0000 92840.0000 1 0001076682 Common Stock
A 2019-12-06   Andover National Corp 4 A-Award --I 22728.0000 262728.0000 1 0001712543 Class A Common Stock
A 2019-11-25   Andover National Corp 4 A-Award --I 40000.0000 240000.0000 1 0001712543 Class A Common Stock
D 2019-11-01   POLARITYTE, INC. 5 M-Exempt --D 4020.0000 0.0000 2 0001076682 Restricted Stock Units
A 2019-11-01   POLARITYTE, INC. 5 M-Exempt -LD 4020.0000 141955.0000 1 0001076682 Common Stock
A 2019-10-01   POLARITYTE, INC. 4 A-Award --D 5340.0000 85340.0000 1 0001076682 Common Stock
D 2019-09-03   Andover National Corp 4 J-Other --I 459401.0000 40599.0000 2 0001712543 Class B Common Stock
D 2019-09-03   Andover National Corp 4 J-Other --I 584820.0000 200000.0000 1 0001712543 Class A Common Stock
D 2019-06-29   POLARITYTE, INC. 4 M-Exempt --D 7500.0000 7500.0000 2 0001076682 Restricted Stock Units
D 2019-06-29   POLARITYTE, INC. 4 M-Exempt --D 7500.0000 15000.0000 2 0001076682 Restricted Stock Units
A 2019-06-29   POLARITYTE, INC. 4 M-Exempt --D 7500.0000 80000.0000 1 0001076682 Common Stock
D 2019-06-19   SCIENTIFIC GAMES CORP 4 M-Exempt --D 1555.0000 3110.0000 2 0000750004 Restricted Stock Units
A 2019-06-19   SCIENTIFIC GAMES CORP 4 M-Exempt --D 1555.0000 269931.0000 1 0000750004 Common Stock
D 2019-06-15   SCIENTIFIC GAMES CORP 4 M-Exempt --D 4338.0000 4339.0000 4 0000750004 Restricted Stock Units
A 2019-06-15   SCIENTIFIC GAMES CORP 4 M-Exempt --D 4338.0000 268376.0000 2 0000750004 Common Stock
D 2019-06-13   SCIENTIFIC GAMES CORP 4 M-Exempt --D 696.0000 2091.0000 3 0000750004 Restricted Stock Units
A 2019-06-13   SCIENTIFIC GAMES CORP 4 M-Exempt --D 696.0000 264038.0000 1 0000750004 Common Stock
A 2019-06-12   SCIENTIFIC GAMES CORP 4 A-Award --D 7710.0000 7710.0000 3 0000750004 Restricted Stock Units
D 2019-06-10   SCIENTIFIC GAMES CORP 4 M-Exempt --D 2485.0000 0.0000 2 0000750004 Restricted Stock Units
A 2019-06-10   SCIENTIFIC GAMES CORP 4 M-Exempt --D 2485.0000 263342.0000 1 0000750004 Common Stock
A 2019-06-05   POLARITYTE, INC. 4 P-Purchase --D 15000.0000 72500.0000 1 0001076682 Common Stock
D 2018-12-29   POLARITYTE, INC. 4 M-Exempt --D 7500.0000 22500.0000 3 0001076682 Restricted Stock Units
A 2018-12-29   POLARITYTE, INC. 4 M-Exempt --D 7500.0000 52500.0000 1 0001076682 Common Stock
A 2018-11-01   POLARITYTE, INC. 4 A-Award --D 8624.0000 8624.0000 2 0001076682 Employee Stock Option (Right to Buy)
A 2018-11-01   POLARITYTE, INC. 4 A-Award --D 4020.0000 4020.0000 1 0001076682 Restricted Stock Units
A 2018-07-25   POLARITYTE, INC. 4 P-Purchase --I 5000.0000 50000.0000 2 0001076682 Common Stock
A 2018-07-25   POLARITYTE, INC. 4 P-Purchase --D 1000.0000 45000.0000 1 0001076682 Common Stock
D 2018-06-21   COWEN INC. 4 S-Sale --D 1000.0000 689505.0000 3 0001466538 Class A Common Stock
D 2018-06-20   COWEN INC. 4 S-Sale --D 1000.0000 690505.0000 2 0001466538 Class A Common Stock
D 2018-06-19   COWEN INC. 4 S-Sale --D 4090.0000 691505.0000 1 0001466538 Class A Common Stock
D 2018-06-19   SCIENTIFIC GAMES CORP 4 M-Exempt --D 1554.0000 4665.0000 2 0000750004 Restricted Stock Units
A 2018-06-19   SCIENTIFIC GAMES CORP 4 M-Exempt --D 1554.0000 260857.0000 1 0000750004 Common Stock
D 2018-06-15   COWEN INC. 4 S-Sale --D 2000.0000 695595.0000 3 0001466538 Class A Common Stock
A 2018-06-15   SCIENTIFIC GAMES CORP 4 M-Exempt --D 4338.0000 259303.0000 1 0000750004 Common Stock
D 2018-06-15   SCIENTIFIC GAMES CORP 4 M-Exempt --D 4338.0000 8677.0000 3 0000750004 Restricted Stock Units
D 2018-06-14   COWEN INC. 4 S-Sale --D 500.0000 697595.0000 2 0001466538 Class A Common Stock
A 2018-06-13   SCIENTIFIC GAMES CORP 4 A-Award --D 2787.0000 2787.0000 2 0000750004 Restricted Stock Units
D 2018-06-13   COWEN INC. 4 S-Sale --D 2500.0000 698095.0000 1 0001466538 Class A Common Stock
D 2018-06-11   COWEN INC. 4 S-Sale --D 1000.0000 700595.0000 2 0001466538 Class A Common Stock
D 2018-06-11   SCIENTIFIC GAMES CORP 4 M-Exempt --D 3495.0000 0.0000 4 0000750004 Restricted Stock Units
A 2018-06-11   SCIENTIFIC GAMES CORP 4 M-Exempt --D 3495.0000 254965.0000 2 0000750004 Common Stock

http://www.sec.gov/cgi-bin/own-disp

Home | Search Home | Previous Page
Modified: 04/22/2016