U.S. Securities & Exchange Commission
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U.S. Securities and Exchange Commission


LIU KENNY (0000923064)
Mailing Address
4001 BURTON DRIVE
SANTA CLARA CA 95054
Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)

Issuer Filings Transaction Date Type of Owner
TVIA INC 0001109279 2005-08-12 director
ALLIANCE FIBER OPTIC PRODUCTS INC 0001122342 2003-04-28 director


Items 1 - 4

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Issuer Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Issuer CIK Security Name
A 2005-08-12   TVIA INC 4 A-Award --D 25000.0000 725650.0000 1 0001109279 Non-Qualified Stock Option (right to buy)
A 2003-12-10   TVIA INC 4 A-Award --D 200000.0000 565000.0000 1 0001109279 Incentive Stock Option (right to buy)
A 2003-12-10   TVIA INC 4/A A-Award --D 100000.0000 465000.0000 1 0001109279 Incentive Stock Option
A 2003-04-28   ALLIANCE FIBER OPTIC PRODUCTS INC 4 A-Award --D 30000.0000 30000.0000 1 0001122342 Stock Option (Right to buy)

http://www.sec.gov/cgi-bin/own-disp


Modified: 04/22/2016