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U.S. Securities and Exchange Commission


BROADVISION INC (0000920448)
SIC: 7372 - Services-Prepackaged Software
State location: CA | State of Inc.: DE | Fiscal Year End: 1231
Business Address
460 SEAPORT CT.
SUITE 102
REDWOOD CITY CA 94063
6503311000
 Mailing Address
460 SEAPORT CT.
SUITE 102
REDWOOD CITY CA 94063
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
LIEMANDT JOSEPH 0001295389 2019-08-02 10 percent owner
ESW Capital, LLC 0001477025 2019-08-02 10 percent owner
Chu Peter 0001612393 2014-07-11 officer: CFO&VP,Strategy & Product Mgmt
Tzou Shin-Yuan 0001423906 2013-09-18 officer: Chief Financial Officer
LEE ROBERT 0001168591 2013-06-06 director
DIXON JAMES D 0001213872 2013-06-06 director
Stieger Francois 0001375384 2013-06-06 director
CHEN PEHONG 0001032250 2006-03-08 director, officer: President and CEO
MCGEARY RODERICK C 0001206884 2006-03-03 director
MEYER WILLIAM 0001251441 2006-03-03 officer: Executive VP and CFO
NEVENS THOMAS MICHAEL 0001251445 2006-03-03 director
KOH BOON HWEE 0001235113 2004-12-15 director
LEE ROBERT 0001259104 2004-09-07 director
WARREN JAMES JR VII 0001272154 2003-11-20 officer: Sr. VP, Sales Operations
KORMUSHOFF ALEX 0001272196 2003-11-20 officer: Senior Vice President, BVGS
GARRETT TODD 0001251444 2003-10-30 director
ANDERSON DAVID L 0000903510 2003-07-31 director


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
A 2020-01-13   ESW Capital, LLC 4 P-Purchase --D 144689.0000 1216071.0000 1 0001477025 Common Stock
A 2020-01-02   CHEN PEHONG 4 A-Award --D 60483.0000 295482.0000 1 0001032250 Common Stock
A 2020-01-02   ESW Capital, LLC 4 P-Purchase --D 4904.0000 1071382.0000 1 0001477025 Common Stock
A 2019-12-17   Stieger Francois 4 A-Award --D 6410.0000 45136.0000 1 0001375384 Common Stock
A 2019-12-17   LEE ROBERT 4 A-Award --D 6410.0000 46096.0000 1 0001168591 Common Stock
A 2019-12-17   DIXON JAMES D 4 A-Award --D 8012.0000 58047.0000 1 0001213872 Common Stock
A 2019-11-25   ESW Capital, LLC 4 P-Purchase --D 7350.0000 1066478.0000 1 0001477025 Common Stock
A 2019-11-20   ESW Capital, LLC 4 P-Purchase --D 7371.0000 1059128.0000 1 0001477025 Common Stock
A 2019-11-13   ESW Capital, LLC 4 P-Purchase --D 2699.0000 1051757.0000 2 0001477025 Common Stock
A 2019-11-12   ESW Capital, LLC 4 P-Purchase --D 3751.0000 1049058.0000 1 0001477025 Common Stock
A 2019-09-18   ESW Capital, LLC 4 P-Purchase --D 46088.0000 1045307.0000 1 0001477025 Common Stock
A 2019-09-10   ESW Capital, LLC 4 P-Purchase --D 1781.0000 999219.0000 2 0001477025 Common Stock
A 2019-09-09   ESW Capital, LLC 4 P-Purchase --D 3919.0000 997438.0000 1 0001477025 Common Stock
A 2019-08-28   ESW Capital, LLC 4 P-Purchase --D 1011.0000 993519.0000 2 0001477025 Common Stock
A 2019-08-26   ESW Capital, LLC 4 P-Purchase --D 10143.0000 992508.0000 1 0001477025 Common Stock
A 2019-08-20   ESW Capital, LLC 4 P-Purchase --D 210.0000 982365.0000 2 0001477025 Common Stock
A 2019-08-19   ESW Capital, LLC 4 P-Purchase --D 1025.0000 982155.0000 1 0001477025 Common Stock
A 2019-08-13   ESW Capital, LLC 4 P-Purchase --D 5953.0000 981130.0000 2 0001477025 Common Stock
A 2019-08-12   ESW Capital, LLC 4 P-Purchase --D 393.0000 975177.0000 1 0001477025 Common Stock
A 2019-08-08   ESW Capital, LLC 4 P-Purchase --D 2072.0000 974784.0000 2 0001477025 Common Stock
A 2019-08-07   ESW Capital, LLC 4 P-Purchase --D 1043.0000 972712.0000 1 0001477025 Common Stock
A 2019-08-06   ESW Capital, LLC 4/A P-Purchase --D 51.0000 971669.0000 3 0001477025 Common Stock
A 2019-08-06   ESW Capital, LLC 4 P-Purchase --D 51.0000 971669.0000 3 0001477025 Common Stock
A 2019-08-05   ESW Capital, LLC 4/A P-Purchase --D 804.0000 971618.0000 2 0001477025 Common Stock
A 2019-08-05   ESW Capital, LLC 4 P-Purchase --D 804.0000 971618.0000 2 0001477025 Common Stock
A 2019-08-02   ESW Capital, LLC 4/A P-Purchase --D 6376.0000 970814.0000 1 0001477025 Common Stock
A 2019-08-02   ESW Capital, LLC 4 P-Purchase --D 6376.0000 970814.0000 1 0001477025 Common Stock
A 2018-12-27   Stieger Francois 4 A-Award --D 17350.0000 38726.0000 1 0001375384 Common Stock
A 2018-12-27   LEE ROBERT 4 A-Award --D 17350.0000 39686.0000 1 0001168591 Common Stock
A 2018-12-27   DIXON JAMES D 4 A-Award --D 21688.0000 50035.0000 1 0001213872 Common Stock
A 2017-06-22   DIXON JAMES D 4 A-Award --D 5882.0000 28348.0000 1 0001213872 Common Stock
A 2017-06-22   LEE ROBERT 4 A-Award --D 4705.0000 22336.0000 1 0001168591 Common Stock
A 2017-06-22   Stieger Francois 4 A-Award --D 4705.0000 21376.0000 1 0001375384 Common Stock
A 2016-07-14   LEE ROBERT 4 A-Award --I 0.0000 41.0000 2 0001168591 Common stock
A 2016-07-14   LEE ROBERT 4 A-Award --D 3189.0000 17631.0000 1 0001168591 Common stock
A 2016-07-14   DIXON JAMES D 4 A-Award --D 3987.0000 22466.0000 1 0001213872 Common stock
A 2016-07-14   Stieger Francois 4 A-Award --D 3189.0000 16671.0000 1 0001375384 Common stock
A 2016-05-12   ESW Capital, LLC 4 P-Purchase --D 124020.0000 964438.0000 3 0001477025 Common Stock
A 2016-05-11   ESW Capital, LLC 4 P-Purchase --D 16704.0000 840418.0000 2 0001477025 Common Stock
A 2016-05-10   ESW Capital, LLC 4 P-Purchase --D 94.0000 823714.0000 1 0001477025 Common Stock
A 2016-04-29   ESW Capital, LLC 4 P-Purchase --D 642.0000 823620.0000 3 0001477025 Common Stock
A 2016-04-28   ESW Capital, LLC 4 P-Purchase --D 2678.0000 822978.0000 2 0001477025 Common Stock
A 2016-04-27   ESW Capital, LLC 4 P-Purchase --D 5746.0000 820300.0000 1 0001477025 Common Stock
A 2016-04-19   ESW Capital, LLC 4 P-Purchase --D 1218.0000 814554.0000 2 0001477025 Common Stock
A 2016-04-18   ESW Capital, LLC 4 P-Purchase --D 4300.0000 813336.0000 1 0001477025 Common Stock
A 2016-04-15   ESW Capital, LLC 4 P-Purchase --D 200.0000 809036.0000 4 0001477025 Common Stock
A 2016-04-14   ESW Capital, LLC 4 P-Purchase --D 1305.0000 808836.0000 3 0001477025 Common Stock
A 2016-04-11   ESW Capital, LLC 4 P-Purchase --D 5.0000 807531.0000 2 0001477025 Common Stock
A 2016-04-08   ESW Capital, LLC 4 P-Purchase --D 6765.0000 807526.0000 1 0001477025 Common Stock
A 2016-04-06   ESW Capital, LLC 4 P-Purchase --D 3915.0000 800761.0000 1 0001477025 Common Stock
A 2016-03-24   ESW Capital, LLC 4 P-Purchase --D 6931.0000 796846.0000 8 0001477025 Common Stock
A 2016-03-23   ESW Capital, LLC 4 P-Purchase --D 3240.0000 789915.0000 7 0001477025 Common Stock
A 2016-03-21   ESW Capital, LLC 4 P-Purchase --D 6.0000 786675.0000 6 0001477025 Common Stock
A 2016-03-18   ESW Capital, LLC 4 P-Purchase --D 5119.0000 786669.0000 5 0001477025 Common Stock
A 2016-03-17   ESW Capital, LLC 4 P-Purchase --D 9302.0000 781550.0000 4 0001477025 Common Stock
A 2016-03-01   ESW Capital, LLC 4 P-Purchase --D 3113.0000 772248.0000 3 0001477025 Common Stock
A 2016-02-29   ESW Capital, LLC 4 P-Purchase --D 61.0000 769135.0000 2 0001477025 Common Stock
A 2016-02-24   ESW Capital, LLC 4 P-Purchase --D 100.0000 769074.0000 1 0001477025 Common Stock
A 2016-02-19   ESW Capital, LLC 4 P-Purchase --D 1204.0000 768974.0000 2 0001477025 Common Stock
A 2016-02-18   ESW Capital, LLC 4 P-Purchase --D 100.0000 767770.0000 1 0001477025 Common Stock
A 2016-02-09   ESW Capital, LLC 4 P-Purchase --D 10700.0000 767670.0000 2 0001477025 Common Stock
A 2016-02-08   ESW Capital, LLC 4 P-Purchase --D 4850.0000 756970.0000 1 0001477025 Common Stock
A 2016-02-04   ESW Capital, LLC 4 P-Purchase --D 8438.0000 752120.0000 3 0001477025 Common Stock
A 2016-02-03   ESW Capital, LLC 4 P-Purchase --D 6284.0000 743682.0000 2 0001477025 Common Stock
A 2016-02-02   ESW Capital, LLC 4 P-Purchase --D 5098.0000 737398.0000 1 0001477025 Common Stock
A 2016-01-29   ESW Capital, LLC 4 P-Purchase --D 5055.0000 732300.0000 2 0001477025 Common Stock
A 2016-01-28   ESW Capital, LLC 4 P-Purchase --D 5945.0000 727245.0000 1 0001477025 Common Stock
A 2015-12-22   ESW Capital, LLC 4 P-Purchase --D 9849.0000 721200.0000 1 0001477025 Common Stock
A 2015-12-21   ESW Capital, LLC 4 P-Purchase --D 6396.0000 711351.0000 2 0001477025 Common Stock
A 2015-12-18   ESW Capital, LLC 4 P-Purchase --D 333.0000 704955.0000 1 0001477025 Common Stock
A 2015-12-17   ESW Capital, LLC 4 P-Purchase --D 2684.0000 704622.0000 3 0001477025 Common Stock
A 2015-12-16   ESW Capital, LLC 4 P-Purchase --D 200.0000 701938.0000 2 0001477025 Common Stock
A 2015-12-15   ESW Capital, LLC 4 P-Purchase --D 8463.0000 701738.0000 1 0001477025 Common Stock
A 2015-12-14   ESW Capital, LLC 4 P-Purchase --D 729.0000 693275.0000 3 0001477025 Common Stock
A 2015-12-11   ESW Capital, LLC 4 P-Purchase --D 2974.0000 692546.0000 2 0001477025 Common Stock
A 2015-12-10   ESW Capital, LLC 4 P-Purchase --D 202.0000 689572.0000 1 0001477025 Common Stock
A 2015-12-08   ESW Capital, LLC 4 P-Purchase --D 200.0000 689370.0000 2 0001477025 Common Stock
A 2015-12-07   ESW Capital, LLC 4 P-Purchase --D 3533.0000 689170.0000 1 0001477025 Common Stock
A 2015-12-03   ESW Capital, LLC 4 P-Purchase --D 1630.0000 685637.0000 2 0001477025 Common Stock
A 2015-12-02   ESW Capital, LLC 4 P-Purchase --D 1398.0000 684007.0000 1 0001477025 Common Stock

http://www.sec.gov/cgi-bin/own-disp

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Modified: 04/22/2016