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ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC. (0000913662)
State location: PA | State of Inc.: MD | Fiscal Year End: 0117
formerly: ABERDEEN EMERGING MARKETS TELECOMMUNICATIONS & INFRASTRUCTURE FUND, INC. (until 2013-03-26)
formerly: ABERDEEN EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. (until 2010-10-01)
formerly: EMERGING MARKETS INFRASTRUCTURE FUND INC (until 2001-01-29)
formerly: EMERGING MARKETS TELECOMMUNICATIONS FUND INC/NEW (until 2010-03-30)
Business Address
ABERDEEN ASSET MANAGEMENT INC.
1735 MARKET STREET - 32ND FLOOR
PHILADELPHIA PA 19103
215-405-5700
 Mailing Address
C/O ABERDEEN ASSET MANAGEMENT INC.
1735 MARKET STREET - 32ND FLOOR
PHILADELPHIA PA 19103
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
Bowley Lisa 0001725645 2017-12-08 other: Director of Investment Adviser
Fleming Campbell 0001717235 2017-09-13 other: Director of Investment Advisor
Mitchell Aron 0001716181 2017-08-25 other: Director of Investment Advisor
Malcolm Katherine 0001716156 2017-08-17 other: Director of Investment Advisor
Docherty Stephen 0001720827 2017-06-06 other: Director of Investment Advisor
CITY OF LONDON INVESTMENT GROUP PLC 0001018138 2017-03-28 10 percent owner
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0001034546 2017-03-28 10 percent owner
Pike Mandy 0001701464 2017-03-15 other: Director of Investment Advisor
Andolina Joseph 0001701350 2017-03-14 officer: Vice President - Compliance
McCaffery Andrew 0001674610 2016-06-01 director
Plunkett Iain 0001675891 2016-05-31 director
Whitley Jeremy 0001652085 2015-06-15 other: Director of Investment Adviser
HENDRY BEVERLEY 0001209704 2015-03-11 officer: Vice President
Chaplin Russell 0001649063 2014-05-01 other: Director of Investment Adviser
Rosala Sofia 0001590790 2014-03-04 officer: Vice President & Deputy CCO
Goodson Alan R 0001337917 2014-02-14 officer: Vice President
Crombie Bradshaw 0001652606 2013-05-21 other: Director of Investment Adviser
Sweeney Neil 0001579567 2013-04-01 other: CCO of Investment Adviser
Sullivan Timothy Patrick 0001315401 2012-06-29 officer: Vice President
Loukes Jonathan 0001580037 2012-04-27 other: Director of Investment Adviser
Aberdeen Asset Managers Ltd 0001544935 2012-03-16 other: Investment Adviser
Fry Ken 0001544722 2012-03-15 other: Director of Investment Adviser
Turner Michael 0001544894 2012-03-15 other: Director of Investment Adviser
GILBERT MARTIN JAMES 0001209706 2012-03-13 other: Director of Investment Adviser
Hasson Heather 0001544600 2012-03-13 officer: Assistant Secretary
Griffiths Paul 0001501272 2012-01-27 other: Officer of Investment Adviser
Lark Wendy 0001540649 2012-01-27 other: Officer of Investment Adviser
Zagoreos Alexander E 0001536631 2011-12-14 director
Baltrus William 0001445400 2011-06-08 officer: Vice President
Greenstein Sharon 0001478791 2011-06-08 officer: Assistant Treasurer
Robinson Nick 0001523201 2011-06-08 officer: Vice President
McDevitt Vincent 0001438249 2011-03-17 officer: Chief Compliance Officer
Cotton Jeffrey 0001515597 2011-03-16 officer: Chief Compliance Officer
Kennedy Megan 0001445425 2009-09-17 officer: Secretary
Melia Andrea 0001472392 2009-09-09 officer: Treasurer
Hazlett Gregory 0001479698 2009-08-18 director
YOUNG HUGH 0001210601 2009-07-01 officer: Vice President
Pittard Christian 0001340575 2009-07-01 officer: President
White Gordon A 0001346416 2009-07-01 other: DIRECTOR OF ADVISER
Richards Anne 0001346419 2009-07-01 other: DIRECTOR OF ADVISER
Marshall Gary 0001346420 2009-07-01 other: DIRECTOR OF ADVISER
Laing Andrew 0001346537 2009-07-01 other: DIRECTOR OF ADVISER
Macrae Roderick 0001346548 2009-07-01 other: DIRECTOR OF ADVISER
Nichols Jennifer A 0001429853 2009-07-01 officer: Vice President
Sitar Lucia 0001429997 2009-07-01 officer: Vice President
Cox Timothy 0001466365 2009-07-01 other: DIRECTOR OF ADVISER
McKenzie Charles 0001467429 2009-07-01 other: DIRECTOR OF ADVISER
Kaloo Devan 0001469693 2009-07-01 officer: VICE PRESIDENT
Irvine Joanne 0001470305 2009-07-01 officer: VICE PRESIDENT
HORNIG GEORGE 0001275810 2008-06-01 officer: Chief Executive Officer and, other: President
Chau Cecilia 0001435868 2008-05-23 officer: Treasurer
Parr Stephen J 0001400713 2007-05-17 officer: Investment Officer
SCHAPPERT KEITH M 0001166815 2007-01-01 officer: Chief Executive Officer and, other: President
HABER LAWRENCE 0001237841 2006-02-15 director
RAPPAPORT STEVEN N 0001211192 2006-02-10 director
PLUMP STEVEN B 0001337083 2005-08-18 officer: Chief Executive Officer, other: and President
GREGSON NEIL 0001276200 2005-05-18 officer: CHIEF INVESTMENT OFFICER
ONG JONATHAN S 0001328486 2005-05-18 officer: Investment Officer
GOLDSTEIN PHILLIP 0001067621 2005-03-01 director
EBERSTADT WILLIAM A 0001322288 2005-03-01 director
Gao Juwen Kevin 0001311623 2004-12-02 officer: Sr. Vice President
Mehra Ajay 0001311640 2004-12-02 officer: Chief Legal Officer
PIGNATARO MICHAEL 0001240043 2004-10-31 officer: CFO and Secretary
MORIZIO EMIDIO 0001304859 2004-09-24 officer: Chief Compliance Officer
Kenneally Michael Edward 0001300879 2004-08-09 officer: President & CEO
ARZAC ENRIQUE R 0001009234 2003-12-26 director
PRIEST WILLIAM W 0001022394 2003-12-26 director
CATTANO JAMES 0001211146 2003-12-26 director, other: Audit Committee Chairman
LANDAU AMBASSADOR GEORGE 0001211161 2003-12-26 director
TORINO MARTIN 0001211194 2003-12-26 director
ALEJOS EMILY 0001240041 2003-06-02 officer: Investment Officer
RIZZA ROBERT 0001240943 2003-06-02 officer: Treasurer
GALLAGHER JOSEPH D 0001234600 2003-05-21 officer: Chrmn of the Fund, Pres., CEO
ARANOWICZ YAREK 0001238857 2003-01-17 officer: Chief Investment Officer


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
D 2018-04-27   Zagoreos Alexander E 4 J-Other --D 7022.4654 0.0000 1 0001536631 Common Stock
D 2018-04-27   RAPPAPORT STEVEN N 4 J-Other --D 10282.0133 0.0000 1 0001211192 Common Stock
D 2018-04-27   CATTANO JAMES 4 J-Other --D 9908.7920 0.0000 1 0001211146 Common Stock
D 2018-04-27   ARZAC ENRIQUE R 4 J-Other --D 9621.7401 0.0000 1 0001009234 Common Stock
A 2018-03-01 2018-03-01 CITY OF LONDON INVESTMENT GROUP PLC 4 P-Purchase --I 98196.0000 98196.0000 11 0001018138 Common Stock, par value $.01 per share
D 2018-03-01 2018-03-01 CITY OF LONDON INVESTMENT GROUP PLC 4 S-Sale --I 98196.0000 191733.0000 4 0001018138 Common Stock, par value $.01 per share
A 2017-11-08   Zagoreos Alexander E 4/A P-Purchase --D 553.3176 6988.1300 1 0001536631 Common Stock
A 2017-11-08   Zagoreos Alexander E 4 P-Purchase --D 533.3176 6988.1300 1 0001536631 Common Stock
A 2017-11-08   RAPPAPORT STEVEN N 4 P-Purchase --D 276.4859 10282.0100 1 0001211192 Common Stock
A 2017-11-08   ARZAC ENRIQUE R 4 P-Purchase --D 203.0563 9604.5200 1 0001009234 Common Stock
A 2017-11-08   CATTANO JAMES 4 P-Purchase --D 276.4859 9860.3400 1 0001211146 Common Stock
D 2017-04-24 2017-04-24 CITY OF LONDON INVESTMENT GROUP PLC 4 S-Sale --I 67276.0000 1895603.0000 11 0001018138 Common Stock, par value $.01 per share
A 2017-04-24 2017-04-24 CITY OF LONDON INVESTMENT GROUP PLC 4 P-Purchase --I 67276.0000 117276.0000 10 0001018138 Common Stock, par value $.01 per share
A 2017-04-12   Zagoreos Alexander E 4 P-Purchase --D 590.9746 6377.1700 1 0001536631 Common Stock
A 2017-04-12   RAPPAPORT STEVEN N 4 P-Purchase --D 295.3022 10005.5300 1 0001211192 Common Stock
A 2017-04-12   ARZAC ENRIQUE R 4 P-Purchase --D 295.3022 9371.8900 1 0001009234 Common Stock
A 2017-04-12   CATTANO JAMES 4 P-Purchase --D 295.3022 9498.0100 1 0001211146 Common Stock
A 2016-11-09   Zagoreos Alexander E 4 P-Purchase --D 667.8191 5786.2000 1 0001536631 Common Stock
A 2016-11-09   RAPPAPORT STEVEN N 4 P-Purchase --D 333.7012 9710.2300 1 0001211192 Common Stock
A 2016-11-09   ARZAC ENRIQUE R 4 P-Purchase --D 333.7012 9076.5900 1 0001009234 Common Stock
A 2016-11-09   CATTANO JAMES 4 P-Purchase --D 333.7012 9202.7100 1 0001211146 Common Stock
A 2016-04-13   Zagoreos Alexander E 4 P-Purchase --D 662.7536 5078.2500 1 0001536631 Common Stock
A 2016-04-13   RAPPAPORT STEVEN N 4 P-Purchase --D 331.1700 9376.5200 1 0001211192 Common Stock
A 2016-04-13   TORINO MARTIN 4 P-Purchase --D 79.3105 8653.5800 1 0001211194 Common Stock
A 2016-04-13   ARZAC ENRIQUE R 4 P-Purchase --D 331.1700 8722.1700 1 0001009234 Common Stock
A 2016-04-13   CATTANO JAMES 4 P-Purchase --D 331.1700 8799.4700 1 0001211146 Common Stock
A 2015-12-28   Zagoreos Alexander E 4 P-Purchase --D 729.6909 4415.4900 1 0001536631 Common Stock
A 2015-12-28   RAPPAPORT STEVEN N 4 P-Purchase --D 364.6173 9045.3500 1 0001211192 Common Stock
A 2015-12-28   TORINO MARTIN 4 P-Purchase --D 364.6173 8574.2700 1 0001211194 Common Stock
A 2015-12-28   ARZAC ENRIQUE R 4 P-Purchase --D 364.6173 8391.0000 1 0001009234 Common Stock
A 2015-12-28   CATTANO JAMES 4 P-Purchase --D 364.6173 8468.3000 1 0001211146 Common Stock
A 2015-07-27   Zagoreos Alexander E 4 P-Purchase --D 630.6102 3685.8000 1 0001536631 Common Stock
A 2015-07-27   RAPPAPORT STEVEN N 4 P-Purchase --D 630.6102 8680.7400 1 0001211192 Common Stock
A 2015-07-27   TORINO MARTIN 4 P-Purchase --D 315.1080 8209.6600 1 0001211194 Common Stock
A 2015-07-27   ARZAC ENRIQUE R 4 P-Purchase --D 315.1080 8026.3800 1 0001009234 Common Stock
A 2015-07-27   CATTANO JAMES 4 P-Purchase --D 315.1080 8103.6800 1 0001211146 Common Stock
D 2015-04-08   Goodson Alan R 4 S-Sale --D 1016.0000 0.0000 1 0001337917 Common Stock
A 2014-12-26   ARZAC ENRIQUE R 4/A P-Purchase --D 299.2177 7686.2100 1 0001009234 Common Stock
A 2014-12-26   Zagoreos Alexander E 4 P-Purchase --D 598.8088 3007.6800 1 0001536631 Common Stock
A 2014-12-26   RAPPAPORT STEVEN N 4 P-Purchase --D 598.8088 7924.9300 1 0001211192 Common Stock
A 2014-12-26   TORINO MARTIN 4 P-Purchase --D 299.2177 7771.7800 1 0001211194 Common Stock
A 2014-12-26   CATTANO JAMES 4 P-Purchase --D 299.2177 7667.4500 1 0001211146 Common Stock
A 2014-12-26   ARZAC ENRIQUE R 4 P-Purchase --D 299.2177 1586.2100 1 0001009234 Common Stock
A 2014-07-25   Zagoreos Alexander E 4 P-Purchase --D 540.7870 2407.9818 1 0001536631 Common Stock
A 2014-07-25   TORINO MARTIN 4 P-Purchase --D 270.2248 7469.1297 1 0001211194 Common Stock
A 2014-07-25   RAPPAPORT STEVEN N 4 P-Purchase --D 540.7870 7322.8955 1 0001211192 Common Stock
A 2014-07-25   ARZAC ENRIQUE R 4 P-Purchase --D 270.2248 1286.5106 1 0001009234 Common Stock
A 2014-07-25   CATTANO JAMES 4 P-Purchase --D 270.2248 7364.8532 1 0001211146 Common Stock
A 2014-02-14   Goodson Alan R 4 P-Purchase --D 1000.0000 1000.0000 1 0001337917 Common Stock
A 2014-01-31   ARZAC ENRIQUE R 5 P-Purchase -LD 234.0000 1286.9943 1 0001009234 Common Stock
A 2014-01-31   CATTANO JAMES 5 P-Purchase -LD 2150.0000 7368.2320 1 0001211146 Common Stock
A 2014-01-31   RAPPAPORT STEVEN N 5 P-Purchase -LD 698.0000 7326.1258 1 0001211192 Common Stock
A 2014-01-31   TORINO MARTIN 5 P-Purchase -LD 2183.0000 7472.5575 1 0001211194 Common Stock
A 2014-01-31   Zagoreos Alexander E 5 P-Purchase -LD 416.0000 2408.8708 1 0001536631 Common Stock
A 2013-12-26   TORINO MARTIN 4 P-Purchase --D 272.8800 5015.9050 1 0001211194 Common stock
A 2013-12-26   RAPPAPORT STEVEN N 4 P-Purchase --D 546.1240 6084.1080 1 0001211192 Common stock
A 2013-12-26   CATTANO JAMES 4 P-Purchase --D 272.8800 4944.6280 1 0001211146 Common stock
A 2013-12-26   ARZAC ENRIQUE R 4 P-Purchase --D 272.8800 782.2860 1 0001009234 Common stock
A 2013-12-26   Zagoreos Alexander E 4 P-Purchase --D 546.1240 1451.1950 1 0001536631 Common stock
A 2013-07-25   TORINO MARTIN 4 P-Purchase --D 184.1000 4679.4800 1 0001211194 Common stock
A 2013-07-25   ARZAC ENRIQUE R 4 P-Purchase --D 184.1000 502.5800 1 0001009234 Common stock
A 2013-07-25   Zagoreos Alexander E 4 P-Purchase --D 368.4500 892.9400 1 0001536631 Common stock
A 2013-07-25   CATTANO JAMES 4 P-Purchase --D 184.1000 4609.1500 1 0001211146 Common stock
A 2013-07-25   RAPPAPORT STEVEN N 4 P-Purchase --D 368.4500 5463.7900 1 0001211192 Common stock
A 2013-06-26   Hazlett Gregory 4 P-Purchase --D 346.1151 969.9752 1 0001479698 Common Stock
A 2013-06-26   Hazlett Gregory 4 P-Purchase --D 346.1151 969.9752 1 0001479698 Common Stock
A 2012-12-26   Zagoreos Alexander E 4 P-Purchase --D 294.9900 521.5830 1 0001536631 Common Stock
A 2012-12-26   Hazlett Gregory 4 P-Purchase --D 294.9900 2139.9900 1 0001479698 Common Stock
A 2012-12-26   RAPPAPORT STEVEN N 4 P-Purchase --D 294.9900 5067.0230 1 0001211192 Common Stock
A 2012-12-26   TORINO MARTIN 4 P-Purchase --D 147.3770 4470.4000 1 0001211194 Common Stock
A 2012-12-26   ARZAC ENRIQUE R 4 P-Purchase --D 147.3770 5734.3770 1 0001009234 Common Stock
A 2012-12-26   CATTANO JAMES 4 P-Purchase --D 147.3770 4400.4640 1 0001211146 Common Stock
A 2012-07-25   Zagoreos Alexander E 4/A P-Purchase --D 164.3033 223.0552 1 0001536631 Common Stock
A 2012-07-25   Hazlett Gregory 4/A P-Purchase --D 328.8702 328.8702 1 0001479698 Common Stock
A 2012-07-25   RAPPAPORT STEVEN N 4/A P-Purchase --D 328.8702 4697.5350 1 0001211192 Common Stock
A 2012-07-25   TORINO MARTIN 4/A P-Purchase --D 164.3033 4255.5278 1 0001211194 Common Stock
A 2012-07-25   ARZAC ENRIQUE R 4/A P-Purchase --D 164.3033 166.6900 1 0001009234 Common Stock
A 2012-07-25   CATTANO JAMES 4/A P-Purchase --D 164.3033 4186.6900 1 0001211146 Common Stock
A 2012-07-25   Hazlett Gregory 4 P-Purchase --D 328.8702 1836.8222 1 0001479698 Common Stock
A 2012-07-25   RAPPAPORT STEVEN N 4 P-Purchase --D 328.8702 4689.5272 1 0001211192 Common Stock

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Modified: 04/22/2016