U.S. Securities & Exchange Commission
SEC Seal
Home | Search Home | Latest Filings | Previous Page
U.S. Securities and Exchange Commission


TESSLER ALLAN R (0000905084)
| State of Inc.: NY | Fiscal Year End: 1231
Mailing Address
C/O EPOCH HOLDING CORPORATION
640 FIFTH AVENUE
NEW YORK, NY 10019
Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)

Issuer Filings Transaction Date Type of Owner
TEXAS PACIFIC LAND TRUST 0000097517 2019-03-15 10 percent owner
CLICKNSETTLE COM INC
Current Name:BioCardia, Inc.
0000925741 2016-10-24 director
IMPERVA INC 0001364962 2015-02-02 director
TD AMERITRADE HOLDING CORP 0001173431 2014-05-16 director
STEEL PARTNERS HOLDINGS L.P. 0001452857 2012-02-13 director
J NET ENTERPRISES INC
Current Name:EPOCH HOLDING CORP
0000351903 2004-06-02 director
INTERACTIVE DATA CORP/MA/ 0000888165 2003-12-31 director
L Brands, Inc.
Current Name:Bath & Body Works, Inc.
0000701985 2003-05-20 director


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Issuer Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Issuer CIK Security Name
D 2020-10-06   TD AMERITRADE HOLDING CORP 4 D-Return --I 10000.0000 0.0000 2 0001173431 Common Stock
D 2020-10-06   TD AMERITRADE HOLDING CORP 4 D-Return --D 72973.0000 0.0000 1 0001173431 Common Stock
A 2020-08-21   TD AMERITRADE HOLDING CORP 4 A-Award --D 24.0000 72973.0000 1 0001173431 Common Stock
A 2020-05-20   TD AMERITRADE HOLDING CORP 4 A-Award --D 26.0000 72949.0000 1 0001173431 Common Stock
A 2020-05-14   L Brands, Inc. 4 A-Award --D 4574.0000 58277.0000 1 0000701985 Common Stock, $0.50 par value
A 2020-03-09   TEXAS PACIFIC LAND TRUST 4 P-Purchase --I 400.0000 1700.0000 1 0000097517 Sub-share Certificates of Proprietary Interest
A 2020-02-24   TD AMERITRADE HOLDING CORP 4 A-Award --D 5243.0000 72923.0000 1 0001173431 Common Stock
A 2020-02-19   TD AMERITRADE HOLDING CORP 4 A-Award --D 16.0000 67680.0000 1 0001173431 Common Stock
A 2019-11-19   TD AMERITRADE HOLDING CORP 4 A-Award --D 20.0000 67664.0000 1 0001173431 Common Stock
A 2019-10-04   TEXAS PACIFIC LAND TRUST 4 P-Purchase --I 500.0000 10830.0000 1 0000097517 Sub-share Certificates of Proprietary Interest
A 2019-08-20   TD AMERITRADE HOLDING CORP 4 A-Award --D 18.0000 67644.0000 1 0001173431 Common Stock
A 2019-08-06   BioCardia, Inc. 4 P-Purchase --D 16871.0000 16871.0000 7 0000925741 Warrant (right to buy)
D 2019-08-06   BioCardia, Inc. 4 C-Conversion --D $0.0000 6 0000925741 Convertible promissory note
A 2019-08-06   BioCardia, Inc. 4 C-Conversion --D 16871.0000 19025.0000 1 0000925741 Common Stock
D 2019-07-26   BioCardia, Inc. 4 M-Exempt --D 3594.0000 567.0000 7 0000925741 Restricted Stock Units
A 2019-07-26   BioCardia, Inc. 4 M-Exempt --D 3594.0000 23186.0000 2 0000925741 Common Stock
A 2019-07-05   BioCardia, Inc. 4 P-Purchase --D $50000.0000 5 0000925741 Convertible promissory note
A 2019-05-21   TD AMERITRADE HOLDING CORP 4 A-Award --D 14.0000 67626.0000 1 0001173431 Common Stock
A 2019-03-28   L Brands, Inc. 4 A-Award --D 6063.0000 53703.0000 1 0000701985 Common Stock, $0.50 par value
A 2019-02-20   TD AMERITRADE HOLDING CORP 4 A-Award --D 2602.0000 67612.0000 2 0001173431 Common Stock
A 2019-02-19   TD AMERITRADE HOLDING CORP 4 A-Award --D 12.0000 65010.0000 1 0001173431 Common Stock
D 2019-01-13   BioCardia, Inc. 4 M-Exempt --D 567.0000 4161.0000 6 0000925741 Restricted Stock Units
A 2019-01-13   BioCardia, Inc. 4 M-Exempt --D 567.0000 19592.0000 1 0000925741 Common Stock
D 2019-01-10   IMPERVA INC 4 D-Return --D 3075.0000 0.0000 7 0001364962 Stock Option (right to buy)
D 2019-01-10   IMPERVA INC 4 D-Return --D 6380.0000 0.0000 6 0001364962 Stock Option (right to buy)
D 2019-01-10   IMPERVA INC 4 D-Return --D 4081.0000 0.0000 5 0001364962 Restricted Stock Units
D 2019-01-10   IMPERVA INC 4 D-Return --D 13557.0000 0.0000 4 0001364962 Common Stock
D 2019-01-10   IMPERVA INC 4 D-Return --I 31860.0000 0.0000 3 0001364962 Common Stock
D 2019-01-10   IMPERVA INC 4 D-Return --I 33654.0000 0.0000 2 0001364962 Common Stock
D 2019-01-10   IMPERVA INC 4 D-Return --I 34103.0000 0.0000 1 0001364962 Common Stock
D 2018-12-19   IMPERVA INC 4 G-Gift --I 1794.0000 31860.0000 3 0001364962 Common Stock
D 2018-12-18   IMPERVA INC 4 G-Gift --I 449.0000 33654.0000 2 0001364962 Common Stock
D 2018-12-18   IMPERVA INC 4 G-Gift --I 897.0000 34103.0000 1 0001364962 Common Stock
A 2018-11-20   TD AMERITRADE HOLDING CORP 4 A-Award --D 13.0000 64998.0000 1 0001173431 Common Stock
A 2018-08-21   TD AMERITRADE HOLDING CORP 4 A-Award --D 8.0000 64985.0000 1 0001173431 Common Stock
A 2018-07-26   BioCardia, Inc. 4 A-Award --D 32353.0000 32353.0000 8 0000925741 Restricted Stock Units
D 2018-06-15   BioCardia, Inc. 4 M-Exempt --D 9166.0000 0.0000 7 0000925741 Restricted Stock Units
A 2018-06-15   BioCardia, Inc. 4 M-Exempt --D 9166.0000 14277.0000 2 0000925741 Common Stock
A 2018-05-22   TD AMERITRADE HOLDING CORP 4 A-Award --D 7.0000 64977.0000 1 0001173431 Common Stock
D 2018-04-26   IMPERVA INC 4 M-Exempt --D 4624.0000 0.0000 4 0001364962 Restricted Stock Units
A 2018-04-26   IMPERVA INC 4 M-Exempt --D 4624.0000 13557.0000 1 0001364962 Common Stock
A 2018-04-24   IMPERVA INC 4 A-Award --D 4081.0000 4081.0000 3 0001364962 Restricted Stock Units
A 2018-03-21   L Brands, Inc. 4 A-Award --D 4298.0000 47640.0000 1 0000701985 Common Stock, $0.50 par value
D 2018-02-20   TD AMERITRADE HOLDING CORP 4 G-Gift -ED 3835.0000 64970.0000 2 0001173431 Common Stock
A 2018-02-20   TD AMERITRADE HOLDING CORP 4 A-Award --D 2343.0000 68805.0000 1 0001173431 Common Stock
D 2018-02-02   IMPERVA INC 4 M-Exempt --D 1028.0000 0.0000 3 0001364962 Restricted Stock Units
A 2018-02-02   IMPERVA INC 4 M-Exempt --D 1028.0000 8933.0000 1 0001364962 Common Stock
D 2018-01-13   BioCardia, Inc. 4 M-Exempt --D 5111.0000 10222.0000 6 0000925741 Restricted Stock Units
A 2018-01-13   BioCardia, Inc. 4 M-Exempt --D 5111.0000 5111.0000 1 0000925741 Common Stock
A 2017-11-21   TD AMERITRADE HOLDING CORP 4 A-Award --D 12.0000 66462.0000 1 0001173431 Common Stock
A 2017-09-21   L Brands, Inc. 4 P-Purchase --I 10000.0000 34298.0000 2 0000701985 Common Stock, $0.50 par value
A 2017-09-21   L Brands, Inc. 4 P-Purchase --I 10000.0000 25000.0000 1 0000701985 Common Stock, $0.50 par value
A 2017-08-15   TD AMERITRADE HOLDING CORP 4 A-Award --D 12.0000 66450.0000 2 0001173431 Common Stock
D 2017-08-10   TD AMERITRADE HOLDING CORP 4 G-Gift -ED 3400.0000 66438.0000 1 0001173431 Common Stock
A 2017-06-15   BioCardia, Inc. 4 A-Award --D 110000.0000 110000.0000 1 0000925741 Restricted Stock Units
A 2017-05-26   STEEL PARTNERS HOLDINGS L.P. 4 A-Award --D 3947.0000 43836.0000 1 0001452857 Common Units no par value
A 2017-05-16   TD AMERITRADE HOLDING CORP 4 A-Award --D 13.0000 69838.0000 1 0001173431 Common Stock
D 2017-05-04   IMPERVA INC 4 M-Exempt --D 4417.0000 0.0000 3 0001364962 Restricted Stock Units
A 2017-05-04   IMPERVA INC 4 M-Exempt --D 4417.0000 7905.0000 1 0001364962 Common Stock
A 2017-04-26   IMPERVA INC 4 A-Award --D 4624.0000 4624.0000 1 0001364962 Restricted Stock Units
A 2017-03-31   L Brands, Inc. 4 A-Award --D 3597.0000 43342.0000 1 0000701985 Common Stock, $0.50 par value
A 2017-02-22   TD AMERITRADE HOLDING CORP 4 A-Award --D 2970.0000 69825.0000 1 0001173431 Common Stock
D 2017-02-02   IMPERVA INC 4 M-Exempt --D 1027.0000 1028.0000 3 0001364962 Restricted Stock Units
A 2017-02-02   IMPERVA INC 4 M-Exempt --D 1027.0000 3488.0000 1 0001364962 Common Stock
A 2017-01-13   BioCardia, Inc. 4 A-Award --D 184000.0000 184000.0000 1 0000925741 Restricted Stock Units
D 2016-11-29   TD AMERITRADE HOLDING CORP 4 G-Gift -ED 2500.0000 66855.0000 2 0001173431 Common Stock
D 2016-11-28   TD AMERITRADE HOLDING CORP 4 G-Gift -ED 1250.0000 69355.0000 1 0001173431 Common Stock
A 2016-11-22   TD AMERITRADE HOLDING CORP 4 A-Award --D 18.0000 70605.0000 1 0001173431 Common Stock
D 2016-09-13   L Brands, Inc. 4 G-Gift --D 1690.0000 51143.0000 1 0000701985 Common Stock, $0.50 par value
D 2016-08-19   L Brands, Inc. 4 G-Gift --D 1283.0000 52833.0000 1 0000701985 Common Stock, $0.50 par value
A 2016-08-18   TD AMERITRADE HOLDING CORP 4 A-Award --D 22.0000 70587.0000 1 0001173431 Common Stock
A 2016-06-24   L Brands, Inc. 4 P-Purchase --I 3500.0000 3500.0000 1 0000701985 Common Stock, $0.50 par value
A 2016-05-27   STEEL PARTNERS HOLDINGS L.P. 4 A-Award --D 5282.0000 39889.0000 1 0001452857 Common Units no par value
A 2016-05-17   TD AMERITRADE HOLDING CORP 4 A-Award --D 23.0000 70565.0000 1 0001173431 Common Stock
D 2016-05-06   IMPERVA INC 4 M-Exempt --D 1433.0000 0.0000 4 0001364962 Restricted Stock Units
A 2016-05-06   IMPERVA INC 4 M-Exempt --D 1433.0000 2461.0000 1 0001364962 Common Stock
A 2016-05-04   IMPERVA INC 4 A-Award --D 4417.0000 4417.0000 3 0001364962 Restricted Stock Units
A 2016-03-31   L Brands, Inc. 4 A-Award --D 1930.0000 54116.0000 1 0000701985 Common Stock, $0.50 par value
A 2016-02-17   TD AMERITRADE HOLDING CORP 4 A-Award --D 24.0000 70542.0000 1 0001173431 Common Stock
D 2016-02-02   IMPERVA INC 4 M-Exempt --D 1028.0000 2055.0000 3 0001364962 Restricted Stock Units

http://www.sec.gov/cgi-bin/own-disp


Modified: 04/22/2016