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U.S. Securities and Exchange Commission


PLATO LEARNING INC (0000893965)
SIC: 2741 - Miscellaneous Publishing
State location: MN | State of Inc.: DE | Fiscal Year End: 1031
formerly: TRO LEARNING INC (until 2000-02-24)
Business Address
10801 NESBITT AVENUE SOUTH
BLOOMINGTON MN 55437
9528321000
 Mailing Address
10801 NESBITT AVENUE SOUTH
BLOOMINGTON MN 55437
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
Drapkin Matthew A 0001458693 2009-03-18 director
SRB Management, L.P. 0001346543 2009-01-13 10 percent owner
Becker Steven R 0001349005 2009-01-13 10 percent owner
LEWIS JOHN G 0001195617 2008-09-11 director
KNIGHT SUSAN E 0001183157 2008-03-27 director
DUFFY JOSEPH E 0001194891 2008-03-27 director
GREENSTEIN RUTH L 0001194892 2008-03-27 director
SANDERS JOHN T 0001263984 2008-03-27 director
Smith David W 0001289191 2008-03-27 director
Pelton M Lee 0001339322 2008-03-27 director
Simmons Warren 0001365778 2008-03-27 director
Peterkin Robert S 0001374572 2008-03-27 director
Riera Vincent 0001413397 2007-09-05 officer: Sr. VP Sales & Services
Janssen Debra A 0001346229 2005-12-07 director
Blaydes James Brian 0001331406 2005-06-27 officer: VP, K-12 Sales
Hickcox Robert C 0001329397 2005-06-20 officer: VP, Chief Information Officer
RUECKL ROBERT J 0001279326 2005-06-17 officer: VP, Controller & ChiefAcctOff
Lynn James T 0001326007 2005-05-05 officer: VP & Chief Technology Officer
Morache Michael A 0001318146 2005-02-28 director, officer: President and CEO
Hill Michael A 0001312208 2004-12-13 officer: Sr. VP, K-12 Sales
Ferrentino Richard M 0001312329 2004-12-13 officer: VP, Post Secondary
Verlo Jill 0001296189 2004-06-30 officer: Vice President, Human Resource
BETTERLEY LAURENCE L 0001243511 2004-06-29 officer: VP, Finance & Chief Acct. Off.
HUDSON THOMAS G 0001184337 2004-03-04 director
REIMER DENNIS J 0001194896 2004-03-04 director
KERNAN JOHN T 0001170647 2003-11-17 director
MURPHY MARY JO 0001194909 2003-11-17 officer: Vice President, Controller
KRAKAUER JOHN L 0001194893 2003-09-17 other: Consultant (Former Director)
MURRAY JOHN 0001194894 2003-09-16 director, officer: President and CEO
HANNA NANCY L 0001194902 2003-09-16 officer: Vice President, HR
KILGARRIFF ROBERT M 0001194905 2003-09-16 officer: Exec Vice Pres, Sales & Mkg
MELSEN GREGORY J 0001194908 2003-09-16 officer: Vice Pres Finance & CFO
SUPER JOHN C 0001194910 2003-09-16 officer: Vice Pres, Strategic Planning
PREESE FRANK A 0001252818 2003-09-16 officer: Chief Technology Officer
LEPAGE DAVID H 0001256487 2003-09-16 officer: Sr Vice Pres, Operations
STELLAR ARTHUR W 0001194898 2003-06-04 director


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
D 2010-05-25   Smith David W 4 D-Return --D 15000.0000 0.0000 6 0001289191 Non-Qualified Stock Option (right to buy)
D 2010-05-25   Smith David W 4 D-Return --D 15000.0000 0.0000 5 0001289191 Non-Qualified Stock Option (right to buy)
D 2010-05-25   Smith David W 4 D-Return --D 15000.0000 0.0000 4 0001289191 Non-Qualified Stock Option (right to buy)
D 2010-05-25   Smith David W 4 D-Return --I 60518.0000 0.0000 3 0001289191 Common Stock
D 2010-05-25   Smith David W 4 D-Return --I 31451.0000 0.0000 2 0001289191 Common Stock
D 2010-05-25   Smith David W 4 D-Return --D 5000.0000 0.0000 1 0001289191 Common Stock
D 2010-05-25   SANDERS JOHN T 4 D-Return --D 11500.0000 0.0000 4 0001263984 Non-Qualified Stock Option (right to buy)
D 2010-05-25   SANDERS JOHN T 4 D-Return --D 11500.0000 0.0000 3 0001263984 Non-Qualified Stock Option (right to buy)
D 2010-05-25   SANDERS JOHN T 4 D-Return --D 11500.0000 0.0000 2 0001263984 Non-Qualified Stock Option (right to buy)
D 2010-05-25   SANDERS JOHN T 4 D-Return --D 34000.0000 0.0000 1 0001263984 Common Stock
D 2010-05-25   RUECKL ROBERT J 4 D-Return --D 22000.0000 0.0000 6 0001279326 Stock Appreciation Rights
D 2010-05-25   RUECKL ROBERT J 4 D-Return --D 4400.0000 0.0000 5 0001279326 Performance Shares
D 2010-05-25   RUECKL ROBERT J 4 D-Return --D 54840.0000 4400.0000 4 0001279326 Performance Shares
D 2010-05-25   RUECKL ROBERT J 4 D-Return --D 33000.0000 0.0000 3 0001279326 Non-Qualified Stock Option (right to buy)
D 2010-05-25   RUECKL ROBERT J 4 D-Return --D 114200.0000 0.0000 2 0001279326 Non-Qualified Stock Option (right to buy)
D 2010-05-25   RUECKL ROBERT J 4 D-Return --D 50064.0000 0.0000 1 0001279326 Common Stock
D 2010-05-25   Riera Vincent 4 D-Return --D 49000.0000 0.0000 7 0001413397 Stock Appreciation Rights
D 2010-05-25   Riera Vincent 4 D-Return --D 122400.0000 0.0000 6 0001413397 Performance Shares
D 2010-05-25   Riera Vincent 4 D-Return --D 5700.0000 122400.0000 5 0001413397 Performance Shares
D 2010-05-25   Riera Vincent 4 D-Return --D 100000.0000 0.0000 4 0001413397 Non-Qualified Stock Option (right to buy)
D 2010-05-25   Riera Vincent 4 D-Return --D 42800.0000 0.0000 3 0001413397 Non-Qualified Stock Option (right to buy)
D 2010-05-25   Riera Vincent 4 D-Return --D 255000.0000 0.0000 2 0001413397 Non-Qualified Stock Option (right to buy)
D 2010-05-25   Riera Vincent 4 D-Return --D 90044.0000 0.0772 1 0001413397 Common Stock
D 2010-05-25   Peterkin Robert S 4 D-Return --D 10000.0000 0.0000 4 0001374572 Non-Qualified Stock Option (right to buy)
D 2010-05-25   Peterkin Robert S 4 D-Return --D 10000.0000 0.0000 3 0001374572 Non-Qualified Stock Option (right to buy)
D 2010-05-25   Peterkin Robert S 4 D-Return --D 10000.0000 0.0000 2 0001374572 Non-Qualified Stock Option (right to buy)
D 2010-05-25   Peterkin Robert S 4 D-Return --D 4000.0000 0.0000 1 0001374572 Common Stock
D 2010-05-25   Pelton M Lee 4 D-Return --D 10000.0000 0.0000 4 0001339322 Non-Qualified Stock Option (right to buy)
D 2010-05-25   Pelton M Lee 4 D-Return --D 10000.0000 0.0000 3 0001339322 Non-Qualified Stock Option (right to buy)
D 2010-05-25   Pelton M Lee 4 D-Return --D 10000.0000 0.0000 2 0001339322 Non-Qualified Stock Option (right to buy)
D 2010-05-25   Pelton M Lee 4 D-Return --D 5000.0000 0.0000 1 0001339322 Common Stock
D 2010-05-25   LEWIS JOHN G 4 D-Return --D 15000.0000 0.0000 3 0001195617 Non-Qualified Stock Option (right to buy)
D 2010-05-25   LEWIS JOHN G 4 D-Return --D 11500.0000 0.0000 2 0001195617 Non-Qualified Stock Option (right to buy)
D 2010-05-25   LEWIS JOHN G 4 D-Return --D 7000.0000 0.0000 1 0001195617 Common Stock
D 2010-05-25   KNIGHT SUSAN E 4 D-Return --D 10000.0000 0.0000 4 0001183157 Non-Qualified Stock Option (right to buy)
D 2010-05-25   KNIGHT SUSAN E 4 D-Return --D 10000.0000 0.0000 3 0001183157 Non-Qualified Stock Option (right to buy)
D 2010-05-25   KNIGHT SUSAN E 4 D-Return --D 11500.0000 0.0000 2 0001183157 Non-Qualified Stock Option (right to buy)
D 2010-05-25   KNIGHT SUSAN E 4 D-Return --D 6000.0000 0.0000 1 0001183157 Common Stock
D 2010-05-25   Drapkin Matthew A 4 D-Return --D 10000.0000 0.0000 4 0001458693 Non-Qualified Stock Option (right to buy)
D 2010-05-25   Drapkin Matthew A 4 D-Return --D 15000.0000 0.0000 3 0001458693 Non-Qualified Stock Option (right to buy)
D 2010-05-25   Drapkin Matthew A 4 D-Return --I 4119423.0000 0.0000 2 0001458693 Common Stock
D 2010-05-25   Drapkin Matthew A 4 D-Return --D 12000.0000 0.0000 1 0001458693 Common Stock
D 2010-05-25   Becker Steven R 4 D-Return --D 10000.0000 0.0000 4 0001349005 Non-Qualified Stock Option (right to buy)
D 2010-05-25   Becker Steven R 4 D-Return --D 15000.0000 0.0000 3 0001349005 Non-Qualified Stock Option (right to buy)
D 2010-05-25   Becker Steven R 4 D-Return --I 4119423.0000 0.0000 2 0001349005 Common Stock
D 2010-05-25   Becker Steven R 4 D-Return --D 2000.0000 0.0000 1 0001349005 Common Stock
A 2010-04-23   Drapkin Matthew A 4 A-Award --D 1000.0000 12000.0000 1 0001458693 Common Stock
A 2010-04-23   Becker Steven R 4 A-Award --D 1000.0000 2000.0000 1 0001349005 Common Stock
A 2010-04-23   Smith David W 4 A-Award --D 1000.0000 5000.0000 1 0001289191 Common Stock
A 2010-04-23   SANDERS JOHN T 4 A-Award --D 1000.0000 34000.0000 1 0001263984 Common Stock
A 2010-04-23   Peterkin Robert S 4 A-Award --D 1000.0000 4000.0000 1 0001374572 Common Stock
A 2010-04-23   Pelton M Lee 4 A-Award --D 1000.0000 5000.0000 1 0001339322 Common Stock
A 2010-04-23   LEWIS JOHN G 4 A-Award --D 1000.0000 7000.0000 1 0001195617 Common Stock
A 2010-04-23   KNIGHT SUSAN E 4 A-Award --D 1000.0000 6000.0000 1 0001183157 Common Stock
D 2010-04-16   Riera Vincent 4 F-InKind --D 1471.0000 90043.6733 1 0001413397 Common Stock
A 2009-12-31   Riera Vincent 4 P-Purchase --D 472.0000 91121.6733 1 0001413397 Common Stock
A 2009-12-18   Riera Vincent 4 A-Award --D 49000.0000 49000.0000 3 0001413397 Stock Appreciation Rights
A 2009-12-18   RUECKL ROBERT J 4 A-Award --D 22000.0000 22000.0000 3 0001279326 Stock Appreciation Rights
D 2009-12-17   Riera Vincent 4 F-InKind --D 20012.0000 90649.6733 2 0001413397 Common Stock
A 2009-12-17   Riera Vincent 4 A-Award --D 61200.0000 110661.6733 1 0001413397 Common Stock
D 2009-12-17   RUECKL ROBERT J 4 F-InKind --D 8966.0000 49498.0000 2 0001279326 Common Stock
A 2009-12-17   RUECKL ROBERT J 4 A-Award --D 27420.0000 58464.0000 1 0001279326 Common Stock
D 2009-12-10   Riera Vincent 4 M-Exempt --D 5700.0000 5700.0000 3 0001413397 Performance Shares
D 2009-12-10   Riera Vincent 4 F-InKind --D 1863.0000 49461.6733 2 0001413397 Common Stock
A 2009-12-10   Riera Vincent 4 M-Exempt --D 5700.0000 51324.6733 1 0001413397 Common Stock
D 2009-12-10   RUECKL ROBERT J 4 M-Exempt --D 4400.0000 4400.0000 3 0001279326 Performance Shares
D 2009-12-10   RUECKL ROBERT J 4 F-InKind --D 1438.0000 31044.0000 2 0001279326 Common Stock
A 2009-12-10   RUECKL ROBERT J 4 M-Exempt --D 4400.0000 32482.0000 1 0001279326 Common Stock
A 2009-09-30   RUECKL ROBERT J 4 P-Purchase --D 614.0000 28082.0000 1 0001279326 Common Stock
A 2009-09-30   Riera Vincent 4 P-Purchase --D 511.0000 45624.6733 1 0001413397 Common Stock
A 2009-06-30   Lynn James T 4 P-Purchase --D 1126.4080 27380.4080 1 0001326007 Common Stock
A 2009-06-30   Riera Vincent 4 P-Purchase --D 938.6733 45113.6733 1 0001413397 Common Stock
A 2009-06-30   RUECKL ROBERT J 4 P-Purchase --D 1127.0000 27468.0000 1 0001279326 Common Stock
D 2009-04-16   Riera Vincent 4 F-InKind --D 1491.0000 44175.0000 1 0001413397 Common Stock
A 2009-04-02   Drapkin Matthew A 4 P-Purchase --D 7950.0000 11000.0000 2 0001458693 Common Stock
A 2009-04-02   Drapkin Matthew A 4 P-Purchase --D 2050.0000 3050.0000 1 0001458693 Common Stock
A 2009-04-01   Smith David W 4 P-Purchase --I 12865.0000 60518.0000 1 0001289191 Common Stock
A 2009-03-31   RUECKL ROBERT J 4 P-Purchase --D 3000.0000 26341.0000 2 0001279326 Common Stock
A 2009-03-31   RUECKL ROBERT J 4 P-Purchase --D 1960.0000 23341.0000 1 0001279326 Common Stock
A 2009-03-31   Riera Vincent 4 P-Purchase --D 1634.0000 45666.0000 1 0001413397 Common Stock

http://www.sec.gov/cgi-bin/own-disp

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Modified: 04/22/2016