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U.S. Securities and Exchange Commission


AUBURN NATIONAL BANCORPORATION, INC (0000750574)
SIC: 6022 - State Commercial Banks
State location: AL | State of Inc.: DE | Fiscal Year End: 1231
formerly: AUBURN NATIONAL BANCORPORATION INC (until 2011-08-10)
Business Address
100 N GAY ST
P O DRAWER 3110
AUBURN AL 36831-3110
3348219200
 Mailing Address
100 NORTH GAY STREET
P O DRAWER 3110
AUBURN AL 36831
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
Walker William James IV 0001659930 2024-05-29 officer: SVP/CFO
MAY ANNE M 0001195608 2024-05-15 director
Hedges David A 0001403419 2024-04-26 director, officer: President\CEO
Lawler Michael A 0001299983 2024-03-29 director
HOUSEL DAVID E 0001195632 2024-01-02 director
HAM WILLIAM F JR 0001195633 2024-01-02 director
O'DONNELL SHANNON 0001393391 2024-01-02 officer: Senior Vice President
Barrett J Tutt 0001457242 2024-01-02 director
Spencer Sandra J. 0002005617 2023-12-14 10 percent owner
WRIGHT EMIL F JR 0001195605 2022-04-20 10 percent owner
Cooper Lauretta Jenkins 0001803851 2020-02-11 director
FULLER PAMELA MEIGS 0001762902 2018-12-11 officer: Vice President
King Michael James 0001716501 2017-09-01 officer: Senior Vice President
Bridges Samuel Mark 0001685249 2016-09-13 officer: Senior Vice President
Murphy Amy B 0001667416 2016-02-09 director
Wade Patricia A. 0001667470 2016-02-09 director
SPENCER EDWARD LEE III 0001195634 2014-09-22 director
Smith Robert Lawrence 0001605085 2014-03-31 officer: SVP/Chief Lending Officer
BICE VERNON C JR 0001588798 2013-10-01 officer: Senior Vice President
BLACKMON KRIS 0001427255 2008-02-14 officer: Vice President
SIEGEL JEROME B 0001427283 2008-02-12 officer: Senior Vice President
Kickliter Marla 0001393390 2007-03-15 officer: Senior Vice President
DULANEY JAMES E 0001195626 2006-11-24 officer: Senior Vice President
BISHOP TERRELL E 0001195623 2004-05-18 officer: Senior Vice President
SMITH CHARLES EDWARD JR 0001195631 2004-02-23 officer: Senior Vice President
DUMAS ROBERT W 0001195616 2004-01-12 director, officer: President & CEO
HALL JO ANN 0001195628 2003-08-07 officer: SVP
ANDRUS TERRY W 0001195613 2003-06-30 director
JOHNSON WILLIAM THOMAS 0001195629 2003-05-29 officer: Senior Vice President
ALDERMAN C WAYNE 0001195607 2003-05-23 other: Sec to Board, Bank Director
SPENCER EDWARD L JR 0001195603 2003-05-06 10 percent owner


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
A 2025-04-02   O'DONNELL SHANNON 4 P-Purchase --D 14.0000 1482.0000 2 0001393391 common stock, par value $0.1
A 2025-04-02   O'DONNELL SHANNON 4 P-Purchase --D 18.0000 1468.0000 1 0001393391 common stock, par value $0.1
A 2025-04-02   HOUSEL DAVID E 4 P-Purchase --D 19.0000 8186.0000 2 0001195632 common stock
A 2025-04-02   HOUSEL DAVID E 4 P-Purchase --D 42.0000 8167.0000 1 0001195632 common stock
A 2025-04-02   HAM WILLIAM F JR 4 P-Purchase --D 12.0000 4804.0000 2 0001195633 common stock
A 2025-04-02   HAM WILLIAM F JR 4 P-Purchase --D 55.0000 4792.0000 1 0001195633 common stock, par value $0.1
A 2025-04-02   Barrett J Tutt 4 P-Purchase --D 28.0000 8895.0000 2 0001457242 common stock, par value $0.1
A 2025-04-02   Barrett J Tutt 4 P-Purchase --D 59.0000 8867.0000 1 0001457242 common stock, par value $0.1
A 2025-02-11 2025-02-11 Hedges David A 4 P-Purchase --D 125.0000 12860.0000 1 0001403419 common stock
A 2025-01-30   HOUSEL DAVID E 4 P-Purchase --D 200.0000 8125.0000 1 0001195632 common stock
A 2025-01-14   O'DONNELL SHANNON 4 P-Purchase --D 12.0000 1450.0000 2 0001393391 common stock, par value $0.1
A 2025-01-14   O'DONNELL SHANNON 4 P-Purchase --D 16.0000 1438.0000 1 0001393391 common stock, par value $0.1
A 2025-01-14   HOUSEL DAVID E 4 P-Purchase --D 17.0000 7925.0000 2 0001195632 common stock
A 2025-01-14   HOUSEL DAVID E 4 P-Purchase --D 37.0000 7908.0000 1 0001195632 common stock
A 2025-01-14   HAM WILLIAM F JR 4 P-Purchase --D 10.0000 4737.0000 2 0001195633 common stock
A 2025-01-14   HAM WILLIAM F JR 4 P-Purchase --D 48.0000 4727.0000 1 0001195633 common stock, par value $0.1
A 2025-01-14   Barrett J Tutt 4 P-Purchase --D 25.0000 8808.0000 2 0001457242 common stock, par value $0.1
A 2025-01-14   Barrett J Tutt 4 P-Purchase --D 51.0000 8783.0000 1 0001457242 common stock, par value $0.1
A 2024-11-27 2024-11-27 HOUSEL DAVID E 4 P-Purchase --D 100.0000 7871.0000 1 0001195632 common stock, par value $0.1
A 2024-11-27 2024-11-27 Walker William James IV 4 P-Purchase --D 100.0000 300.0000 1 0001659930 common stock, par value $0.1
A 2024-10-01   HAM WILLIAM F JR 4 P-Purchase --D 11.0000 4679.0000 2 0001195633 common stock
A 2024-10-01   HAM WILLIAM F JR 4 P-Purchase --D 50.0000 4668.0000 1 0001195633 common stock, par value $0.1
A 2024-10-01   O'DONNELL SHANNON 4 P-Purchase --D 13.0000 1422.0000 2 0001393391 common stock, par value $0.1
A 2024-10-01   O'DONNELL SHANNON 4 P-Purchase --D 16.0000 1409.0000 1 0001393391 common stock, par value $0.1
A 2024-10-01   HOUSEL DAVID E 4 P-Purchase --D 17.0000 7771.0000 2 0001195632 common stock
A 2024-10-01   HOUSEL DAVID E 4 P-Purchase --D 38.0000 7754.0000 1 0001195632 common stock
A 2024-10-01   Barrett J Tutt 4 P-Purchase --D 26.0000 8732.0000 2 0001457242 common stock, par value $0.1
A 2024-10-01   Barrett J Tutt 4 P-Purchase --D 52.0000 8706.0000 1 0001457242 common stock, par value $0.1
A 2024-08-30   HOUSEL DAVID E 4 P-Purchase --D 100.0000 7716.0000 1 0001195632 common stock
A 2024-08-28 2024-08-28 Walker William James IV 4 P-Purchase --D 100.0000 200.0000 1 0001659930 common stock, par value $0.1
A 2024-08-08   HOUSEL DAVID E 4 P-Purchase --D 100.0000 7616.0000 1 0001195632 common stock
A 2024-08-06 2024-08-06 Lawler Michael A 4 P-Purchase --D 1000.0000 2000.0000 1 0001299983 common stock
A 2024-08-06 2024-08-06 Hedges David A 4 P-Purchase --D 1072.0000 12735.0000 1 0001403419 common stock
A 2024-07-08   HAM WILLIAM F JR 4 P-Purchase --D 14.0000 4618.0000 2 0001195633 common stock
A 2024-07-08   HAM WILLIAM F JR 4 P-Purchase --D 63.0000 4604.0000 1 0001195633 common stock, par value $0.1
A 2024-07-08   O'DONNELL SHANNON 4 P-Purchase --D 17.0000 1393.0000 2 0001393391 common stock, par value $0.1
A 2024-07-08   O'DONNELL SHANNON 4 P-Purchase --D 20.0000 1376.0000 1 0001393391 common stock, par value $0.1
A 2024-07-08   HOUSEL DAVID E 4 P-Purchase --D 23.0000 7516.0000 2 0001195632 common stock, par value $0.1
A 2024-07-08   HOUSEL DAVID E 4 P-Purchase --D 48.0000 7493.0000 1 0001195632 common stock, par value $0.1
A 2024-07-08   Barrett J Tutt 4 P-Purchase --D 34.0000 8654.0000 2 0001457242 common stock, par value $0.1
A 2024-07-08   Barrett J Tutt 4 P-Purchase --D 67.0000 8620.0000 1 0001457242 common stock, par value $0.1
A 2024-05-29 2024-05-29 Walker William James IV 4 P-Purchase --D 100.0000 100.0000 1 0001659930 common stock, par value $0.1
A 2024-05-15   MAY ANNE M 4 J-Other --I 11672.0000 11672.0000 1 0001195608 common stock, par value $0.01
A 2024-04-30   HOUSEL DAVID E 4 P-Purchase --D 100.0000 7445.0000 1 0001195632 common stock
A 2024-04-26 2024-04-26 Hedges David A 4 P-Purchase --D 4000.0000 11663.0000 3 0001403419 common stock
A 2024-04-26 2024-04-26 Hedges David A 4 P-Purchase --D 2000.0000 7663.0000 2 0001403419 common stock
A 2024-04-26 2024-04-26 Hedges David A 4 P-Purchase --D 4000.0000 5663.0000 1 0001403419 common stock
A 2024-04-09   HAM WILLIAM F JR 4 P-Purchase --D 13.0000 4841.0000 2 0001195633 common stock
A 2024-04-09   HAM WILLIAM F JR 4 P-Purchase --D 59.0000 4828.0000 1 0001195633 common stock
A 2024-04-09   Barrett J Tutt 4 P-Purchase --D 31.0000 8553.0000 2 0001457242 common stock
A 2024-04-09   Barrett J Tutt 4 P-Purchase --D 62.0000 8522.0000 1 0001457242 common stock
A 2024-04-09   HOUSEL DAVID E 4 P-Purchase --D 20.0000 7345.0000 2 0001195632 common stock
A 2024-04-09   HOUSEL DAVID E 4 P-Purchase --D 44.0000 7325.0000 1 0001195632 common stock
A 2024-04-09   O'DONNELL SHANNON 4 P-Purchase --D 15.0000 1356.0000 2 0001393391 common stock
A 2024-04-09   O'DONNELL SHANNON 4 P-Purchase --D 19.0000 1341.0000 1 0001393391 common stock
A 2024-01-02   O'DONNELL SHANNON 4 P-Purchase --D 14.0000 1322.0000 2 0001393391 common stock
A 2024-01-02   O'DONNELL SHANNON 4 P-Purchase --D 17.0000 1308.0000 1 0001393391 common stock
A 2024-01-02   HOUSEL DAVID E 4 P-Purchase --D 19.0000 7280.0000 2 0001195632 common stock
A 2024-01-02   HOUSEL DAVID E 4 P-Purchase --D 40.0000 7261.0000 1 0001195632 common stock
A 2024-01-02   HAM WILLIAM F JR 4 P-Purchase --D 12.0000 4770.0000 2 0001195633 common stock
A 2024-01-02   HAM WILLIAM F JR 4 P-Purchase --D 53.0000 4758.0000 1 0001195633 common stock
A 2024-01-02   Barrett J Tutt 4 P-Purchase --D 29.0000 8460.0000 2 0001457242 common stock
A 2024-01-02   Barrett J Tutt 4 P-Purchase --D 55.0000 8431.0000 1 0001457242 common stock
A 2023-11-02   HOUSEL DAVID E 4 P-Purchase --D 85.0000 7221.0000 1 0001195632 common stock
A 2023-11-01   HOUSEL DAVID E 4 P-Purchase --D 15.0000 7136.0000 1 0001195632 common stock
A 2023-10-31   HOUSEL DAVID E 4 P-Purchase --D 200.0000 7121.0000 1 0001195632 common stock
A 2023-10-04   HAM WILLIAM F JR 4 P-Purchase --D 11.0000 4404.0000 2 0001195633 common stock
A 2023-10-04   HAM WILLIAM F JR 4 P-Purchase --D 50.0000 4393.0000 1 0001195633 common stock
A 2023-10-04   O'DONNELL SHANNON 4 P-Purchase --D 14.0000 1291.0000 2 0001393391 common stock
A 2023-10-04   O'DONNELL SHANNON 4 P-Purchase --D 15.0000 1277.0000 1 0001393391 common stock
A 2023-10-04   HOUSEL DAVID E 4 P-Purchase --D 18.0000 6921.0000 2 0001195632 common stock
A 2023-10-04   HOUSEL DAVID E 4 P-Purchase --D 38.0000 6903.0000 1 0001195632 common stock
A 2023-10-04   Barrett J Tutt 4 P-Purchase --D 28.0000 8376.0000 2 0001457242 common stock
A 2023-10-04   Barrett J Tutt 4 P-Purchase --D 52.0000 8348.0000 1 0001457242 common stock
A 2023-08-03   HOUSEL DAVID E 4 P-Purchase --D 32.0000 6865.0000 1 0001195632 common stock
A 2023-08-01   HOUSEL DAVID E 4 P-Purchase --D 250.0000 6833.0000 1 0001195632 common stock
A 2023-07-03   O'DONNELL SHANNON 4 P-Purchase --D 15.0000 1262.0000 2 0001393391 common stock
A 2023-07-03   O'DONNELL SHANNON 4 P-Purchase --D 15.0000 1247.0000 1 0001393391 common stock
A 2023-07-03   HOUSEL DAVID E 4 P-Purchase --D 19.0000 6583.0000 2 0001195632 common stock
A 2023-07-03   HOUSEL DAVID E 4 P-Purchase --D 37.0000 6564.0000 1 0001195632 common stock

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Modified: 04/22/2016