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U.S. Securities and Exchange Commission


MAXXAM INC (0000063814)
SIC: 0800 - Forestry
State location: TX | State of Inc.: DE | Fiscal Year End: 1231
Business Address
1330 POST OAK BOULEVARD
SUITE 2000
HOUSTON TX 77056-3058
7139757600
 Mailing Address
1330 POST OAK BOULEVARD
SUITE 2000
HOUSTON TX 77056-3058
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
Luxor Capital Group, LP 0001316580 2008-03-11 10 percent owner
LUXOR CAPITAL PARTNERS OFFSHORE LTD 0001356913 2008-03-11 10 percent owner
Luxor Capital Partners, LP 0001393021 2008-03-11 10 percent owner
Hurwitz Shawn M 0001359360 2006-04-19 director, officer: co-Vice Chairman of the Board
KARNES JOHN H JR 0001030191 2006-04-03 officer: Executive Vice President
Burry Michael J 0001342573 2006-01-12 10 percent owner
GIDDEON HOLDINGS INC 0001168700 2005-12-15 10 percent owner, other: Joint Filer
GILDA INVESTMENTS LLC 0001243075 2005-12-15 10 percent owner, other: Joint Filer
HURWITZ CHARLES E 0001245479 2005-12-07 director, officer: Chairman of the Board & CEO
Madison M Emily 0001322980 2005-12-07 officer: Vice President, Finance
SCHWARTZ PAUL N 0001243070 2005-09-13 director, officer: Director, Officer & CFO
BIRKEL BERNARD L 0001243043 2005-09-12 officer: Sec. & Sr. Asst. Gen. Counsel
FRIEDMAN J KENT 0001243060 2005-09-12 officer: Vice Chair of Bd & Gen Counsel
SCION CAPITAL LLC 0001182422 2005-06-23 10 percent owner
CRUIKSHANK ROBERT J 0001029696 2005-05-26 director
LEVIN EZRA G 0001243062 2005-05-26 director
ROSENBERG STANLEY D 0001243066 2005-05-26 director
ROSENTHAL MICHAEL J 0001243068 2005-05-26 director
LCG HOLDINGS LLC 0001270742 2004-06-23 10 percent owner
BRUMLEY ELIZABETH D 0001243048 2003-12-10 officer: Controller
DUDLEY DIANE M 0001243057 2003-12-10 officer: VP & Chief Personnel Officer
LEONE CHRISTIAN 0001242284 2003-11-07 10 percent owner


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
D 2009-12-17   FRIEDMAN J KENT 4 M-Exempt --D 12540.0000 0.0000 3 0001243060 Non-Qualified Stock Option w/Tandem SAR
D 2009-12-17   FRIEDMAN J KENT 4 D-Return --D 12540.0000 0.0000 2 0001243060 Common Stock
A 2009-12-17   FRIEDMAN J KENT 4 M-Exempt --D 12540.0000 12540.0000 1 0001243060 Common Stock
A 2009-12-14   Madison M Emily 4 A-Award --D 12940.0000 12940.0000 1 0001322980 Stock Appreciation Rights
A 2009-12-14   Hurwitz Shawn M 4 A-Award --D 31980.0000 31980.0000 1 0001359360 Stock Appreciation Rights
A 2009-12-14   HURWITZ CHARLES E 4 A-Award --D 74130.0000 74130.0000 1 0001245479 Stock Appreciation Rights
A 2009-12-14   BIRKEL BERNARD L 4 A-Award --D 6000.0000 6000.0000 1 0001243043 Stock Appreciation Rights
A 2009-12-11   Hurwitz Shawn M 4 J-Other --D 21241.0000 21241.0000 1 0001359360 Common Stock
D 2009-11-30   HURWITZ CHARLES E 4 J-Other --I 662441.0000 0.0000 7 0001245479 Class A $.05 Non-Cumulative Partic'g Convert Preferred Stock
A 2009-11-30   HURWITZ CHARLES E 4 J-Other --D 662441.0000 662441.0000 6 0001245479 Class A $.05 Non-Cumulative Partic'g Convert Preferred Stock
A 2009-11-30   HURWITZ CHARLES E 4 J-Other --I 736046.0000 2451714.0000 2 0001245479 Common Stock
D 2009-11-30   HURWITZ CHARLES E 4 J-Other --D 736046.0000 315684.0000 1 0001245479 Common Stock
A 2009-05-28   ROSENTHAL MICHAEL J 4 A-Award --D 600.0000 600.0000 1 0001243068 Non-Qualified Stock Option w/Tandem SAR
A 2009-05-28   ROSENBERG STANLEY D 4 A-Award --D 600.0000 600.0000 1 0001243066 Non-Qualified Stock Option w/Tandem SAR
A 2009-05-28   LEVIN EZRA G 4 A-Award --D 600.0000 600.0000 1 0001243062 Non-Qualified Stock Option w/Tandem SAR
A 2009-05-28   FRIEDMAN J KENT 4 A-Award --D 600.0000 600.0000 1 0001243060 Non-Qualified Stock Option w/Tandem SAR
A 2009-05-28   CRUIKSHANK ROBERT J 4 A-Award --D 600.0000 600.0000 1 0001029696 Non-Qualified Stock Option w/Tandem SAR
A 2009-04-17   HURWITZ CHARLES E 4 J-Other --I 662441.0000 662441.0000 7 0001245479 Class A $.05 Non-Cumulative Partic'g Convert Preferred Stock
D 2009-04-17   HURWITZ CHARLES E 4 J-Other --D 662441.0000 0.0000 6 0001245479 Class A $.05 Non-Cumulative Partic'g Convert Preferred Stock
D 2009-04-17   HURWITZ CHARLES E 4 J-Other --I 736046.0000 1715668.0000 2 0001245479 Common Stock
A 2009-04-17   HURWITZ CHARLES E 4 J-Other --D 736046.0000 1051730.0000 1 0001245479 Common Stock
A 2008-12-10   HURWITZ CHARLES E 4/A A-Award --D 67000.0000 67000.0000 1 0001245479 Non-Qualified Stock Option w/Tandem SAR
A 2008-12-10   Hurwitz Shawn M 4 A-Award --D 30000.0000 30000.0000 1 0001359360 Non-Qualified Stock Option w/Tandem SAR
A 2008-12-10   Madison M Emily 4 A-Award --D 10600.0000 10600.0000 1 0001322980 Non-Qualified Stock Option w/Tandem SAR
A 2008-12-10   HURWITZ CHARLES E 4 A-Award --D 72000.0000 72000.0000 1 0001245479 Non-Qualified Stock Option w/Tandem SAR
A 2008-12-10   BIRKEL BERNARD L 4 A-Award --D 6000.0000 6000.0000 1 0001243043 Non-Qualified Stock Option w/Tandem SAR
A 2008-05-30   LEVIN EZRA G 4 A-Award --D 600.0000 600.0000 1 0001243062 Non-Qualified Stock Option w/Tandem SAR
A 2008-05-30   ROSENTHAL MICHAEL J 4 A-Award --D 600.0000 600.0000 1 0001243068 Non-Qualified Stock Option w/Tandem SAR
A 2008-05-30   ROSENBERG STANLEY D 4 A-Award --D 600.0000 600.0000 1 0001243066 Non-Qualified Stock Option w/Tandem SAR
A 2008-05-30   CRUIKSHANK ROBERT J 4 A-Award --D 600.0000 600.0000 1 0001029696 Non-Qualified Stock Option w/Tandem SAR
D 2008-03-11   Luxor Capital Group, LP 4 S-Sale --D 407766.0000 0.0000 2 0001316580 Common Stock
D 2008-03-11   Luxor Capital Group, LP 4 S-Sale --D 279714.0000 0.0000 1 0001316580 Common Stock
A 2007-12-17   Madison M Emily 4 A-Award --D 5300.0000 5300.0000 1 0001322980 Non-Qualified Stock Option w/Tandem SAR
A 2007-12-17   FRIEDMAN J KENT 4 A-Award --D 8925.0000 8925.0000 1 0001243060 Non-Qualified Stock Option w/Tandem SAR
A 2007-12-17   Hurwitz Shawn M 4 A-Award --D 15000.0000 15000.0000 1 0001359360 Non-Qualified Stock Option w/Tandem SAR
A 2007-12-17   HURWITZ CHARLES E 4 A-Award --D 36000.0000 36000.0000 1 0001245479 Non-Qualified Stock Option w/Tandem SAR
A 2007-12-17   BIRKEL BERNARD L 4 A-Award --D 3000.0000 3000.0000 1 0001243043 Non-Qualified Stock Option w/Tandem SAR
A 2007-05-31   ROSENTHAL MICHAEL J 4 A-Award --D 600.0000 600.0000 1 0001243068 Non-Qualified Stock Option w/Tandem SAR
A 2007-05-31   ROSENBERG STANLEY D 4 A-Award --D 600.0000 600.0000 1 0001243066 Non-Qualified Stock Option w/Tandem SAR
A 2007-05-31   LEVIN EZRA G 4 A-Award --D 600.0000 600.0000 1 0001243062 Non-Qualified Stock Option w/Tandem SAR
A 2007-05-31   CRUIKSHANK ROBERT J 4 A-Award --D 600.0000 600.0000 1 0001029696 Non-Qualified Stock Option w/Tandem SAR
A 2006-12-11   Madison M Emily 4 A-Award --D 5300.0000 5300.0000 1 0001322980 Non-Qualified Stock Option w/Tandem SAR
A 2006-12-11   Hurwitz Shawn M 4 A-Award --D 7875.0000 7875.0000 1 0001359360 Non-Qualified Stock Option w/Tandem SAR
A 2006-12-11   HURWITZ CHARLES E 4 A-Award --D 36000.0000 36000.0000 1 0001245479 Non-Qualified Stock Option w/Tandem SAR
A 2006-12-11   FRIEDMAN J KENT 4 A-Award --D 8925.0000 8925.0000 1 0001243060 Non-Qualified Stock Option w/Tandem SAR
A 2006-12-11   BIRKEL BERNARD L 4 A-Award --D 3000.0000 3000.0000 1 0001243043 Non-Qualified Stock Option w/Tandem SAR
D 2006-05-25   SCION CAPITAL LLC 4 D-Return --I 157559.0000 0.0000 2 0001182422 Common Stock
D 2006-05-25   SCION CAPITAL LLC 4 D-Return --I 546541.0000 0.0000 1 0001182422 Common Stock
A 2006-05-25   ROSENTHAL MICHAEL J 4 A-Award --D 600.0000 600.0000 1 0001243068 Non-Qualified Stock Option w/Tandem SAR
A 2006-05-25   ROSENBERG STANLEY D 4 A-Award --D 600.0000 600.0000 1 0001243066 Non-Qualified Stock Option w/Tandem SAR
A 2006-05-25   LEVIN EZRA G 4 A-Award --D 600.0000 600.0000 1 0001243062 Non-Qualified Stock Option w/Tandem SAR
A 2006-05-25   CRUIKSHANK ROBERT J 4 A-Award --D 600.0000 600.0000 1 0001029696 Non-Qualified Stock Option w/Tandem SAR
A 2006-04-03   KARNES JOHN H JR 4 A-Award --D 20000.0000 20000.0000 1 0001030191 Non-Qualified Stock Option w/Tandem SAR
A 2006-01-12   SCION CAPITAL LLC 4 P-Purchase --I 6100.0000 704100.0000 1 0001182422 Common Stock
A 2005-12-15   HURWITZ CHARLES E 4/A J-Other --I 47400.0000 2451714.0000 2 0001245479 Common Stock
A 2005-12-15   HURWITZ CHARLES E 4/A J-Other --D 12600.0000 12600.0000 1 0001245479 Common Stock
A 2005-12-15   HURWITZ CHARLES E 4 J-Other --D 12600.0000 12600.0000 1 0001245479 Common Stock
D 2005-12-12   HURWITZ CHARLES E 4 J-Other --D 10127.0000 10127.0000 3 0001245479 Common Stock
D 2005-12-12   HURWITZ CHARLES E 4 J-Other --D 10127.0000 279535.0000 2 0001245479 Common Stock
A 2005-12-07   HURWITZ CHARLES E 4/A A-Award --D 44475.0000 44475.0000 1 0001245479 Non-Qualified Stock Option w/Tandem SAR
A 2005-12-07   SCHWARTZ PAUL N 4 A-Award --D 10725.0000 10725.0000 1 0001243070 Non-Qualified Stock Option w/Tandem SAR
A 2005-12-07   Madison M Emily 4 A-Award --D 5300.0000 5300.0000 1 0001322980 Non-Qualified Stock Option w/Tandem SAR
A 2005-12-07   HURWITZ CHARLES E 4 A-Award --D 44475.0000 44475.0000 1 0001245479 Non-Qualified Stock Option w/Tandem SAR
A 2005-12-07   FRIEDMAN J KENT 4 A-Award --D 8925.0000 8925.0000 1 0001243060 Non-Qualified Stock Option w/Tandem SAR
A 2005-12-07   BIRKEL BERNARD L 4 A-Award --D 3000.0000 3000.0000 1 0001243043 Non-Qualified Stock Option w/Tandem SAR
D 2005-09-13   SCHWARTZ PAUL N 4 M-Exempt --D 10040.0000 15060.0000 8 0001243070 Non-Qualified Stock Option w/Tandem SAR
D 2005-09-13   SCHWARTZ PAUL N 4 M-Exempt --D 18080.0000 4520.0000 7 0001243070 Non-Qualified Stock Option w/Tandem SAR
D 2005-09-13   SCHWARTZ PAUL N 4 D-Return --D 10040.0000 0.0000 4 0001243070 Common Stock
A 2005-09-13   SCHWARTZ PAUL N 4 M-Exempt --D 10040.0000 10040.0000 3 0001243070 Common Stock
D 2005-09-13   SCHWARTZ PAUL N 4 D-Return --D 18080.0000 0.0000 2 0001243070 Common Stock
A 2005-09-13   SCHWARTZ PAUL N 4 M-Exempt --D 18080.0000 18080.0000 1 0001243070 Common Stock
D 2005-09-12   BIRKEL BERNARD L 4 M-Exempt --D 1020.0000 3060.0000 6 0001243043 Non-Qualified Stock Option w/Tandem SAR
D 2005-09-12   BIRKEL BERNARD L 4 M-Exempt --D 4560.0000 1140.0000 5 0001243043 Non-Qualified Stock Option w/Tandem SAR
D 2005-09-12   BIRKEL BERNARD L 4 D-Return --D 1020.0000 0.0000 4 0001243043 Common Stock
A 2005-09-12   BIRKEL BERNARD L 4 M-Exempt --D 1020.0000 1020.0000 3 0001243043 Common Stock
D 2005-09-12   BIRKEL BERNARD L 4 D-Return --D 4560.0000 0.0000 2 0001243043 Common Stock
A 2005-09-12   BIRKEL BERNARD L 4 M-Exempt --D 4560.0000 4560.0000 1 0001243043 Common Stock
D 2005-09-12   FRIEDMAN J KENT 4 M-Exempt --D 3344.0000 13376.0000 12 0001243060 Non-Qualified Stock Option w/Tandem SAR
D 2005-09-12   FRIEDMAN J KENT 4 M-Exempt --D 8360.0000 12540.0000 11 0001243060 Non-Qualified Stock Option w/Tandem SAR
D 2005-09-12   FRIEDMAN J KENT 4 M-Exempt --D 12540.0000 8360.0000 10 0001243060 Non-Qualified Stock Option w/Tandem SAR

http://www.sec.gov/cgi-bin/own-disp

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Modified: 04/22/2016