SIC: 6200 - SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES
State location: CA | State of Inc.: DE | Fiscal Year End: 1231
formerly: LPL Investment Holdings Inc. (filings through 2012-06-05)
(CF Office: 09 Crypto Assets)
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File Number: 333-274631
| Filings | Format | Description | Filed/Effective | File/Film Number |
|---|---|---|---|---|
| 424B5 | Documents | Prospectus [Rule 424(b)(5)] Acc-no: 0001193125-25-035284 (33 Act) Size: 746 KB |
2025-02-25 | 333-274631 25664991 |
| FWP | Documents | Filing under Securities Act Rules 163/433 of free writing prospectuses Acc-no: 0001193125-25-033546 (34 Act) Size: 23 KB |
2025-02-24 | 333-274631 25658287 |
| 424B5 | Documents | Prospectus [Rule 424(b)(5)] Acc-no: 0001193125-25-032851 (33 Act) Size: 740 KB |
2025-02-24 | 333-274631 25654360 |
| 424B5 | Documents | Prospectus [Rule 424(b)(5)] Acc-no: 0001193125-24-139393 (33 Act) Size: 775 KB |
2024-05-15 | 333-274631 24951218 |
| FWP | Documents | Filing under Securities Act Rules 163/433 of free writing prospectuses Acc-no: 0001193125-24-137357 (34 Act) Size: 24 KB |
2024-05-14 | 333-274631 24940510 |
| 424B5 | Documents | Prospectus [Rule 424(b)(5)] Acc-no: 0001193125-24-136746 (33 Act) Size: 769 KB |
2024-05-13 | 333-274631 24936999 |
| 424B5 | Documents | Prospectus [Rule 424(b)(5)] Acc-no: 0001193125-23-275296 (33 Act) Size: 648 KB |
2023-11-13 | 333-274631 231395003 |
| FWP | Documents | Filing under Securities Act Rules 163/433 of free writing prospectuses Acc-no: 0001193125-23-273653 (34 Act) Size: 21 KB |
2023-11-08 | 333-274631 231389260 |
| 424B5 | Documents | Prospectus [Rule 424(b)(5)] Acc-no: 0001193125-23-273019 (33 Act) Size: 644 KB |
2023-11-08 | 333-274631 231386125 |
| 305B2 | Documents | Filing [Trust Indenture Act] Acc-no: 0001193125-23-269384 (33 Act) Size: 450 KB |
2023-11-02 | 333-274631 231372504 |
| EFFECT | Documents | Notice of Effectiveness Acc-no: 9999999995-23-003163 (33 Act) Size: 2 KB |
2023-11-01 16:30:00 | 333-274631 231369790 |
| S-3/A | Documents | [Amend] Registration statement under Securities Act of 1933 Acc-no: 0001193125-23-264489 (33 Act) Size: 107 KB |
2023-10-27 | 333-274631 231352021 |
| S-3/A | Documents | [Amend] Registration statement under Securities Act of 1933 Acc-no: 0001193125-23-257725 (33 Act) Size: 652 KB |
2023-10-17 | 333-274631 231330152 |
| S-3 | Documents | Registration statement under Securities Act of 1933 Acc-no: 0001193125-23-240062 (33 Act) Size: 842 KB |
2023-09-22 | 333-274631 231270249 |