State location: MN | State of Inc.: DE | Fiscal Year End: 1231
formerly: PIPER JAFFRAY & CO. (filings through 2020-01-07)
formerly: U.S. BANCORP PIPER JAFFRAY INC. (filings through 2003-03-03)
File Number: 013-00160
| Filings | Format | Description | Filing Date | File/Film Number |
|---|---|---|---|---|
| ATS-N/UA | Documents | [Amend] Updating Amendment to Form ATS-N (Rule 304(a)(2)(i) (B)) Acc-no: 0000724683-24-000005 (34 Act) Size: 315 KB |
2024-01-23 | 013-00160 24556951 |
| ATS-N/CA | Documents | [Amend] Correcting Amendment to Form ATS-N (Rule 304(a)(2)(i)(C)) Acc-no: 0000724683-23-000039 (34 Act) Size: 364 KB |
2023-12-21 | 013-00160 231509297 |
| ATS-N-C | Documents | Notice of Cessation of Operations of NMS Stock ATS (Rule 304(a)(3)) Acc-no: 0000724683-23-000038 (34 Act) Size: 2 KB |
2023-12-19 | 013-00160 231497160 |
| ATS-N/UA | Documents | [Amend] Updating Amendment to Form ATS-N (Rule 304(a)(2)(i) (B)) Acc-no: 0000724683-23-000037 (34 Act) Size: 316 KB |
2023-12-15 | 013-00160 231494296 |
| ATS-N/UA | Documents | [Amend] Updating Amendment to Form ATS-N (Rule 304(a)(2)(i) (B)) Acc-no: 0000724683-22-000038 (34 Act) Size: 313 KB |
2022-12-15 | 013-00160 221465558 |
| ATS-N/MA | Documents | [Amend] Material Amendment to Form ATS-N (Rule 304(a)(2)(i)(A)) Acc-no: 0000724683-22-000027 (34 Act) Size: 432 KB |
2022-06-29 | 013-00160 221057687 |
| ATS-N/UA | Documents | [Amend] Updating Amendment to Form ATS-N (Rule 304(a)(2)(i) (B)) Acc-no: 0000724683-22-000017 (34 Act) Size: 349 KB |
2022-02-07 | 013-00160 22598800 |
| ATS-N/UA | Documents | [Amend] Updating Amendment to Form ATS-N (Rule 304(a)(2)(i) (B)) Acc-no: 0000724683-22-000014 (34 Act) Size: 376 KB |
2022-01-31 | 013-00160 22578658 |
| ATS-N/CA | Documents | [Amend] Correcting Amendment to Form ATS-N (Rule 304(a)(2)(i)(C)) Acc-no: 0000724683-22-000010 (34 Act) Size: 430 KB |
2022-01-31 | 013-00160 22573461 |
| ATS-N/CA | Documents | [Amend] Correcting Amendment to Form ATS-N (Rule 304(a)(2)(i)(C)) Acc-no: 0000724683-21-000036 (34 Act) Size: 1 MB |
2021-12-03 | 013-00160 211472554 |
| ATS-N | Documents | Initial Form ATS-N (Rule 304(a)(1)(i)) Acc-no: 0000724683-19-000030 (34 Act) Size: 279 KB |
2019-08-01 | 013-00160 19994062 |