State location: NY | State of Inc.: DE | Fiscal Year End: 1231
formerly: KCAP Financial, Inc. (filings through 2019-04-01)
formerly: Kohlberg Capital CORP (filings through 2012-06-25)
formerly: Kohlberg Capital, LLC (filings through 2006-12-07)
Get insider transactions for this issuer.
| Filings | Format | Description | Filed/Effective | File/Film Number |
|---|---|---|---|---|
| 8-K | Documents Interactive Data | Current report, items 2.02 and 9.01
Acc-no: 0001193125-25-055828 (34 Act) Size: 4 MB |
2025-03-18 | 814-00735 25746217 |
| 10-K | Documents Interactive Data | Annual report [Section 13 and 15(d), not S-K Item 405] Acc-no: 0000950170-25-038754 (34 Act) Size: 51 MB |
2025-03-13 | 814-00735 25735946 |
| N-14 8C | Documents | Registration statement for closed-end investment company (business combinations) Acc-no: 0001628280-25-007826 (33 Act) Size: 6 MB |
2025-02-25 | 333-285230 25664723 |
| EFFECT | Documents | Notice of Effectiveness Acc-no: 9999999995-25-000371 (33 Act) Size: 1 KB |
2025-02-10 | 333-283443 25607511 |
| CORRESP | Documents | [Cover]Correspondence Acc-no: 0001193125-25-023284 Size: 15 KB |
2025-02-10 | |
| N-2/A | Documents Interactive Data | [Amend] Registration statement for closed-end investment companies Acc-no: 0001193125-25-020911 (33 Act) Size: 2 MB |
2025-02-05 | 333-283443 25594608 |
| CORRESP | Documents | [Cover]Correspondence Acc-no: 0001193125-25-020908 Size: 15 KB |
2025-02-05 | |
| CORRESP | Documents | [Cover]Correspondence Acc-no: 0001193125-25-020905 Size: 27 KB |
2025-02-05 | |
| 8-K | Documents Interactive Data | Current report, items 1.01 and 9.01
Acc-no: 0001193125-25-020007 (34 Act) Size: 807 KB |
2025-02-04 | 814-00735 25588024 |
| 425 | Documents | Prospectuses and communications, business combinations Acc-no: 0001193125-25-017207 Size: 5 MB |
2025-01-30 | |
| 425 | Documents | Prospectuses and communications, business combinations Acc-no: 0001193125-25-017190 Size: 52 KB |
2025-01-30 | |
| DEL AM | Documents | Delaying amendment Acc-no: 0001193125-24-270811 (33 Act) Size: 7 KB |
2024-12-04 | 333-283443 241527168 |
| CORRESP | Documents | [Cover]Correspondence Acc-no: 0001193125-24-265220 Size: 11 KB |
2024-11-25 | |
| N-2 | Documents Interactive Data | Registration statement for closed-end investment companies Acc-no: 0001193125-24-265208 (33 Act) Size: 2 MB |
2024-11-25 | 333-283443 241496488 |
| SC 13G/A | Documents | [Amend] Statement of Beneficial Ownership by Certain Investors Acc-no: 0000935836-24-000732 (34 Act) Size: 81 KB |
2024-11-14 | 005-82556 241465207 |
| 8-K | Documents Interactive Data | Current report, items 2.02 and 9.01
Acc-no: 0001193125-24-256058 (34 Act) Size: 6 MB |
2024-11-12 | 814-00735 241449387 |
| 10-Q | Documents Interactive Data | Quarterly report [Sections 13 or 15(d)] Acc-no: 0000950170-24-123269 (34 Act) Size: 32 MB |
2024-11-07 | 814-00735 241435547 |
| CORRESP | Documents | [Cover]Correspondence Acc-no: 0001193125-24-240441 Size: 35 KB |
2024-10-21 | |
| 8-K | Documents Interactive Data | Current report, items 2.02 and 9.01
Acc-no: 0001193125-24-198900 (34 Act) Size: 6 MB |
2024-08-12 | 814-00735 241197066 |
| 10-Q | Documents Interactive Data | Quarterly report [Sections 13 or 15(d)] Acc-no: 0000950170-24-093894 (34 Act) Size: 31 MB |
2024-08-08 | 814-00735 241188216 |
| 8-K | Documents Interactive Data | Current report, items 1.01, 2.03, 7.01, and 9.01
Acc-no: 0001193125-24-187711 (34 Act) Size: 712 KB |
2024-07-29 | 814-00735 241153202 |
| 8-K | Documents Interactive Data | Current report, item 5.07
Acc-no: 0001193125-24-169141 (34 Act) Size: 290 KB |
2024-06-26 | 814-00735 241074240 |
| 40-17G | Documents | Fidelity Bond [Rule 17G-1(g)] Acc-no: 0001193125-24-139377 (40 Act) Size: 3 MB |
2024-05-15 | 814-00735 24950738 |
| 8-K | Documents Interactive Data | Current report, items 2.02 and 9.01
Acc-no: 0001193125-24-137267 (34 Act) Size: 2 MB |
2024-05-13 | 814-00735 24939614 |
| 10-Q | Documents Interactive Data | Quarterly report [Sections 13 or 15(d)] Acc-no: 0000950170-24-055625 (34 Act) Size: 30 MB |
2024-05-08 | 814-00735 24925977 |
| DEF 14A | Documents | Other definitive proxy statements Acc-no: 0001193125-24-122300 (34 Act) Size: 619 KB |
2024-04-29 | 814-00735 24890932 |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000950170-24-039662 Size: 3 KB |
2024-04-01 | |
| 40-17G | Documents | Fidelity Bond [Rule 17G-1(g)] Acc-no: 0001193125-24-072744 (40 Act) Size: 3 MB |
2024-03-20 | 814-00735 24768142 |
| 8-K | Documents Interactive Data | Current report, items 7.01 and 9.01
Acc-no: 0001193125-24-068256 (34 Act) Size: 2 MB |
2024-03-15 | 814-00735 24752294 |
| 10-K | Documents Interactive Data | Annual report [Section 13 and 15(d), not S-K Item 405] Acc-no: 0000950170-24-030788 (34 Act) Size: 39 MB |
2024-03-13 | 814-00735 24746157 |
| SC 13G/A | Documents | [Amend] Statement of Beneficial Ownership by Certain Investors Acc-no: 0000935836-24-000218 (34 Act) Size: 79 KB |
2024-02-14 | 005-82556 24641199 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000935836-23-000713 Size: 10 KB |
2023-11-17 | |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000935836-23-000707 Size: 13 KB |
2023-11-14 | |
| 8-K | Documents Interactive Data | Current report, items 7.01 and 9.01
Acc-no: 0001193125-23-277204 (34 Act) Size: 2 MB |
2023-11-14 | 814-00735 231408002 |
| 10-Q | Documents Interactive Data | Quarterly report [Sections 13 or 15(d)] Acc-no: 0000950170-23-061092 (34 Act) Size: 40 MB |
2023-11-08 | 814-00735 231387835 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000935836-23-000655 Size: 8 KB |
2023-10-11 | |
| 4/A | Documents | [Amend] Statement of changes in beneficial ownership of securities Acc-no: 0000935836-23-000653 Size: 10 KB |
2023-10-10 | |
| 4/A | Documents | [Amend] Statement of changes in beneficial ownership of securities Acc-no: 0000935836-23-000652 Size: 113 KB |
2023-10-10 | |
| SC 13G/A | Documents | [Amend] Statement of Beneficial Ownership by Certain Investors Acc-no: 0000935836-23-000651 (34 Act) Size: 78 KB |
2023-10-06 | 005-82556 231314949 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000935836-23-000646 Size: 10 KB |
2023-10-05 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000935836-23-000645 Size: 34 KB |
2023-10-05 | |
| 3/A | Documents | [Amend] Initial statement of beneficial ownership of securities Acc-no: 0000935836-23-000644 Size: 29 KB |
2023-10-05 | |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000935836-23-000628 Size: 39 KB |
2023-09-29 | |
| 8-K | Documents Interactive Data | Current report, items 7.01 and 9.01
Acc-no: 0001193125-23-210830 (34 Act) Size: 6 MB |
2023-08-11 | 814-00735 231164788 |
| 10-Q | Documents Interactive Data | Quarterly report [Sections 13 or 15(d)] Acc-no: 0000950170-23-040580 (34 Act) Size: 43 MB |
2023-08-09 | 814-00735 231155262 |
| 8-K | Documents Interactive Data | Current report, item 5.02
Acc-no: 0001193125-23-197701 (34 Act) Size: 143 KB |
2023-07-28 | 814-00735 231123037 |
| 8-K | Documents Interactive Data | Current report, item 5.07
Acc-no: 0001193125-23-173807 (34 Act) Size: 150 KB |
2023-06-23 | 814-00735 231037703 |
| 8-K | Documents Interactive Data | Current report, items 7.01 and 9.01
Acc-no: 0001193125-23-145152 (34 Act) Size: 5 MB |
2023-05-15 | 814-00735 23923881 |
| 10-Q | Documents Interactive Data | Quarterly report [Sections 13 or 15(d)] Acc-no: 0000950170-23-020488 (34 Act) Size: 41 MB |
2023-05-10 | 814-00735 23906262 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000935836-23-000380 Size: 82 KB |
2023-05-02 | |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000935836-23-000379 Size: 46 KB |
2023-05-02 | |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000935836-23-000378 Size: 51 KB |
2023-05-02 | |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000935836-23-000377 Size: 45 KB |
2023-05-02 | |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000935836-23-000376 Size: 48 KB |
2023-05-02 | |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000935836-23-000375 Size: 46 KB |
2023-05-02 | |
| DEF 14A | Documents | Other definitive proxy statements Acc-no: 0001193125-23-126936 (34 Act) Size: 660 KB |
2023-04-28 | 814-00735 23866178 |
| 8-K | Documents Interactive Data | Current report, items 7.01 and 9.01
Acc-no: 0001193125-23-071483 (34 Act) Size: 6 MB |
2023-03-15 | 814-00735 23736339 |
| 10-K | Documents Interactive Data | Annual report [Section 13 and 15(d), not S-K Item 405] Acc-no: 0000950170-23-007081 (34 Act) Size: 49 MB |
2023-03-09 | 814-00735 23720649 |
| SC 13G/A | Documents | [Amend] Statement of Beneficial Ownership by Certain Investors Acc-no: 0000935836-23-000262 (34 Act) Size: 83 KB |
2023-02-14 | 005-82556 23632009 |
| 40-APP/A | Documents | [Amend] Application for exemption and other relief filed under the Investment Company Act of 1940 Acc-no: 0001193125-23-005696 (IC Act) Size: 376 KB |
2023-01-10 | 812-15292-20 23521893 |
| 8-K | Documents Interactive Data | Current report, items 2.02 and 9.01
Acc-no: 0001193125-22-281264 (34 Act) Size: 6 MB |
2022-11-09 | 814-00735 221373189 |
| 10-Q | Documents Interactive Data | Quarterly report [Sections 13 or 15(d)] Acc-no: 0000950170-22-023196 (34 Act) Size: 43 MB |
2022-11-08 | 814-00735 221368857 |
| 40-17G | Documents | Fidelity Bond [Rule 17G-1(g)] Acc-no: 0001193125-22-221978 (40 Act) Size: 573 KB |
2022-08-16 | 814-00735 221169010 |
| 8-K | Documents | Current report, items 2.02 and 9.01
Acc-no: 0001193125-22-217548 (34 Act) Size: 6 MB |
2022-08-11 | 814-00735 221153075 |
| 10-Q | Documents | Quarterly report [Sections 13 or 15(d)] Acc-no: 0000950170-22-016054 (34 Act) Size: 9 MB |
2022-08-09 | 814-00735 221148386 |
| 40-APP | Documents | Application for exemption and other relief filed under the Investment Company Act of 1940 Acc-no: 0001193125-22-175720 (40 Act) Size: 146 KB |
2022-06-17 | 812-15354-23 221021942 |
| 40-APP/A | Documents | [Amend] Application for exemption and other relief filed under the Investment Company Act of 1940 Acc-no: 0001193125-22-175704 (40 Act) Size: 332 KB |
2022-06-17 | 812-15292-20 221021869 |
| 8-K | Documents | Current report, item 5.07
Acc-no: 0001193125-22-169318 (34 Act) Size: 23 KB |
2022-06-07 | 814-00735 221001574 |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000899243-22-018618 Size: 3 KB |
2022-05-18 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000899243-22-018263 Size: 3 KB |
2022-05-16 | |
| 8-K | Documents | Current report, items 2.02 and 9.01
Acc-no: 0001193125-22-147646 (34 Act) Size: 4 MB |
2022-05-11 | 814-00735 22914842 |
| 10-Q | Documents | Quarterly report [Sections 13 or 15(d)] Acc-no: 0000950170-22-008957 (34 Act) Size: 8 MB |
2022-05-10 | 814-00735 22909542 |
| 8-K | Documents | Current report, items 1.01, 2.03, and 9.01
Acc-no: 0001193125-22-142491 (34 Act) Size: 312 KB |
2022-05-05 | 814-00735 22897770 |
| SC 13G/A | Documents | [Amend] Statement of Beneficial Ownership by Certain Investors Acc-no: 0000935836-22-000317 (34 Act) Size: 82 KB |
2022-04-25 | 005-82556 22850355 |
| DEF 14A | Documents | Other definitive proxy statements Acc-no: 0001193125-22-114804 (34 Act) Size: 288 KB |
2022-04-22 | 814-00735 22844798 |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0001567619-22-008820 Size: 4 KB |
2022-04-21 | |
| 10-K | Documents | Annual report [Section 13 and 15(d), not S-K Item 405] Acc-no: 0000950170-22-003385 (34 Act) Size: 10 MB |
2022-03-10 | 814-00735 22730153 |
| SC 13G/A | Documents | [Amend] Statement of Beneficial Ownership by Certain Investors Acc-no: 0000935836-22-000177 (34 Act) Size: 83 KB |
2022-02-14 | 005-82556 22633526 |
| SC 13G | Documents | Statement of Beneficial Ownership by Certain Investors Acc-no: 0001567619-22-004077 (34 Act) Size: 87 KB |
2022-02-14 | 005-82556 22628752 |
| EFFECT | Documents | Notice of Effectiveness Acc-no: 9999999995-22-000361 (33 Act) Size: 1 KB |
2022-02-08 11:30:00 | 333-261314 22603649 |
| 424B3 | Documents | Prospectus [Rule 424(b)(3)] Acc-no: 0001193125-22-031191 (33 Act) Size: 926 KB |
2022-02-08 | 333-261314 22602903 |
| N-2/A | Documents | [Amend] Registration statement for closed-end investment companies Acc-no: 0001193125-22-028385 (33 Act) Size: 1 MB |
2022-02-04 | 333-261314 22593914 |
| CORRESP | Documents | [Cover]Correspondence Acc-no: 0001193125-22-010725 Size: 24 KB |
2022-01-18 | |
| 40-APP | Documents | Application for exemption and other relief filed under the Investment Company Act of 1940 Acc-no: 0001193125-21-363607 (40 Act) Size: 311 KB |
2021-12-21 | 812-15292-20 211509368 |
| 424B3 | Documents | Prospectus [Rule 424(b)(3)] Acc-no: 0001193125-21-347697 (33 Act) Size: 1 MB |
2021-12-03 | 333-260072 211469629 |
| 424B3 | Documents | Prospectus [Rule 424(b)(3)] Acc-no: 0001193125-21-347517 (33 Act) Size: 1 MB |
2021-12-03 | 333-260074 211469273 |
| EFFECT | Documents | Notice of Effectiveness Acc-no: 9999999995-21-004542 (33 Act) Size: 1 KB |
2021-12-02 12:45:00 | 333-260072 211468598 |
| EFFECT | Documents | Notice of Effectiveness Acc-no: 9999999995-21-004543 (33 Act) Size: 1 KB |
2021-12-02 14:15:00 | 333-260074 211468586 |
| CORRESP | Documents | [Cover]Correspondence Acc-no: 0001193125-21-345281 Size: 7 KB |
2021-12-01 | |
| N-14 8C/A | Documents | [Amend] Registration statement for closed-end investment company (business combinations) Acc-no: 0001193125-21-338661 (33 Act) Size: 1 MB |
2021-11-23 | 333-260074 211439829 |
| N-2/A | Documents | [Amend] Registration statement for closed-end investment companies Acc-no: 0001193125-21-338658 (33 Act) Size: 1 MB |
2021-11-23 | 333-260072 211439814 |
| N-2 | Documents | [Cover]Registration statement for closed-end investment companies Acc-no: 0001193125-21-338649 (33 Act) Size: 1 MB |
2021-11-23 | 333-261314 211439789 |
| CORRESP | Documents | [Cover]Correspondence Acc-no: 0001193125-21-337073 Size: 24 KB |
2021-11-22 | |
| CORRESP | Documents | [Cover]Correspondence Acc-no: 0001193125-21-337072 Size: 22 KB |
2021-11-22 | |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000899243-21-044896 Size: 4 KB |
2021-11-16 | |
| 10-Q | Documents | Quarterly report [Sections 13 or 15(d)] Acc-no: 0000950170-21-003075 (34 Act) Size: 10 MB |
2021-11-04 | 814-00735 211380208 |
| D | Documents | Notice of Exempt Offering of Securities, item 06b
Acc-no: 0001209191-21-062893 (33 Act) Size: 14 KB |
2021-11-04 | 021-419896 211379691 |
| 8-K | Documents | Current report, item 3.02
Acc-no: 0001193125-21-308153 (34 Act) Size: 18 KB |
2021-10-26 | 814-00735 211349757 |
| N-14 8C | Documents | Registration statement for closed-end investment company (business combinations) Acc-no: 0001193125-21-292257 (33 Act) Size: 1 MB |
2021-10-05 | 333-260074 211307772 |
| N-2 | Documents | Registration statement for closed-end investment companies Acc-no: 0001193125-21-292245 (33 Act) Size: 1 MB |
2021-10-05 | 333-260072 211307708 |