SIC: 6211 - SECURITY BROKERS, DEALERS & FLOTATION COMPANIES
State location: CT | State of Inc.: DE | Fiscal Year End: 1231
formerly: Gabelli Securities Group, Inc. (filings through 2015-10-02)
(CF Office: 02 Finance)
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| Filings | Format | Description | Filing Date | File/Film Number |
|---|---|---|---|---|
| 10-K | Documents Interactive Data | Annual report [Section 13 and 15(d), not S-K Item 405] Acc-no: 0001437749-25-008454 (34 Act) Size: 8 MB |
2025-03-19 | 001-37387 25753666 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-25-000039 (34 Act) Size: 11 KB |
2025-03-13 | 001-10258 25736911 |
| 8-K | Documents Interactive Data | Current report, item 5.02
Acc-no: 0001437749-25-005735 (34 Act) Size: 152 KB |
2025-02-28 | 001-37387 25691086 |
| SCHEDULE 13G/A | Documents | [Amend] Statement of Beneficial Ownership by Certain Investors Acc-no: 0001056823-25-000003 (34 Act) Size: 6 KB |
2025-02-13 | 005-89200 25618046 |
| 8-K | Documents Interactive Data | Current report, items 2.02 and 9.01
Acc-no: 0001437749-25-002919 (34 Act) Size: 617 KB |
2025-02-05 | 001-37387 25594615 |
| 8-K | Documents Interactive Data | Current report, items 2.02 and 9.01
Acc-no: 0001437749-25-001210 (34 Act) Size: 166 KB |
2025-01-15 | 001-37387 25533096 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-25-000007 (34 Act) Size: 14 KB |
2025-01-13 | 001-41746 25526352 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-25-000002 (34 Act) Size: 11 KB |
2025-01-02 | 001-10258 25501943 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-24-000186 (34 Act) Size: 11 KB |
2024-12-13 | 001-10258 241548399 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-24-000183 (34 Act) Size: 9 KB |
2024-12-11 | 000-25150 241541662 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-24-000182 (34 Act) Size: 9 KB |
2024-12-04 | 000-25150 241526400 |
| 144 | Documents | Report of proposed sale of securities Acc-no: 0000807249-24-000181 Size: 4 KB |
2024-12-03 | |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-24-000173 (34 Act) Size: 14 KB |
2024-11-25 | 001-41746 241495840 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-24-000170 (34 Act) Size: 9 KB |
2024-11-20 | 000-25150 241480534 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-24-000169 (34 Act) Size: 11 KB |
2024-11-20 | 001-10258 241480492 |
| 10-Q | Documents Interactive Data | Quarterly report [Sections 13 or 15(d)] Acc-no: 0001437749-24-034932 (34 Act) Size: 6 MB |
2024-11-13 | 001-37387 241454737 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-24-000163 (34 Act) Size: 9 KB |
2024-11-13 | 000-25150 241454334 |
| 8-K | Documents Interactive Data | Current report, items 2.02 and 9.01
Acc-no: 0001437749-24-034226 (34 Act) Size: 617 KB |
2024-11-08 | 001-37387 241441479 |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000807249-24-000150 (34 Act) Size: 10 KB |
2024-11-07 | 001-10258 241435415 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-24-000138 (34 Act) Size: 14 KB |
2024-10-15 | 001-41746 241369188 |
| 8-K | Documents Interactive Data | Current report, items 2.02 and 9.01
Acc-no: 0001437749-24-030822 (34 Act) Size: 167 KB |
2024-10-07 | 001-37387 241358747 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-24-000129 (34 Act) Size: 14 KB |
2024-10-01 | 001-41746 241343399 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-24-000123 (34 Act) Size: 9 KB |
2024-09-20 | 000-25150 241314307 |
| 8-K | Documents Interactive Data | Current report, items 8.01 and 9.01
Acc-no: 0001437749-24-029580 (34 Act) Size: 166 KB |
2024-09-19 | 001-37387 241310716 |
| 8-K | Documents Interactive Data | Current report, items 8.01 and 9.01
Acc-no: 0001437749-24-028763 (34 Act) Size: 167 KB |
2024-09-09 | 001-37387 241287508 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-24-000108 (34 Act) Size: 14 KB |
2024-09-03 | 001-41746 241274067 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-24-000086 (34 Act) Size: 9 KB |
2024-08-14 | 000-25150 241207376 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-24-000085 Size: 7 KB |
2024-08-13 | |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-24-000084 Size: 6 KB |
2024-08-13 | |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-24-000083 Size: 5 KB |
2024-08-13 | |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-24-000082 Size: 5 KB |
2024-08-13 | |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-24-000081 (34 Act) Size: 9 KB |
2024-08-12 | 000-25150 241197536 |
| 10-Q | Documents Interactive Data | Quarterly report [Sections 13 or 15(d)] Acc-no: 0001437749-24-025923 (34 Act) Size: 6 MB |
2024-08-09 | 001-37387 241193976 |
| 8-K | Documents Interactive Data | Current report, items 2.02 and 9.01
Acc-no: 0001437749-24-025564 (34 Act) Size: 555 KB |
2024-08-08 | 001-37387 241188633 |
| 8-K | Documents Interactive Data | Current report, items 2.02 and 9.01
Acc-no: 0001437749-24-022329 (34 Act) Size: 166 KB |
2024-07-09 | 001-37387 241106132 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-24-000073 (34 Act) Size: 14 KB |
2024-07-05 | 001-41746 241102942 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-24-000070 (34 Act) Size: 14 KB |
2024-06-27 | 001-41746 241080910 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-24-000067 (34 Act) Size: 14 KB |
2024-06-25 | 001-41746 241069007 |
| 8-K | Documents Interactive Data | Current report, item 5.07
Acc-no: 0001437749-24-019340 (34 Act) Size: 181 KB |
2024-06-05 | 001-37387 241022862 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-24-000064 (34 Act) Size: 14 KB |
2024-06-03 | 001-41746 241013940 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-24-000059 (34 Act) Size: 14 KB |
2024-05-23 | 001-41746 24978455 |
| 10-Q | Documents Interactive Data | Quarterly report [Sections 13 or 15(d)] Acc-no: 0001437749-24-016758 (34 Act) Size: 5 MB |
2024-05-15 | 001-37387 24946832 |
| 8-K | Documents Interactive Data | Current report, items 2.02 and 9.01
Acc-no: 0001437749-24-016697 (34 Act) Size: 488 KB |
2024-05-14 | 001-37387 24945535 |
| ARS | Documents | Annual Report to Security Holders Acc-no: 0001437749-24-015684 (34 Act) Size: 1 MB |
2024-05-09 | 001-37387 24930862 |
| DEF 14A | Documents | Other definitive proxy statements Acc-no: 0001437749-24-013431 (34 Act) Size: 974 KB |
2024-04-26 | 001-37387 24884187 |
| 8-K | Documents Interactive Data | Current report, items 2.02 and 9.01
Acc-no: 0001437749-24-011230 (34 Act) Size: 175 KB |
2024-04-05 | 001-37387 24827079 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-24-000039 (34 Act) Size: 14 KB |
2024-04-03 | 001-41746 24818808 |
| 10-K | Documents Interactive Data | Annual report [Section 13 and 15(d), not S-K Item 405] Acc-no: 0001437749-24-008882 (34 Act) Size: 8 MB |
2024-03-21 | 001-37387 24772440 |
| SC 13G/A | Documents | [Amend] Statement of Beneficial Ownership by Certain Investors Acc-no: 0001104659-24-020345 (34 Act) Size: 13 KB |
2024-02-13 | 005-89200 24627413 |
| 8-K | Documents Interactive Data | Current report, items 2.02 and 9.01
Acc-no: 0001437749-24-003656 (34 Act) Size: 578 KB |
2024-02-09 | 001-37387 24615963 |
| SC 13G/A | Documents | [Amend] Statement of Beneficial Ownership by Certain Investors Acc-no: 0001056823-24-000003 (34 Act) Size: 6 KB |
2024-02-06 | 005-89200 24599545 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-24-000019 (34 Act) Size: 14 KB |
2024-01-23 | 001-41746 24553566 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-24-000018 (34 Act) Size: 9 KB |
2024-01-23 | 000-25150 24553545 |
| 8-K | Documents Interactive Data | Current report, items 2.02 and 9.01
Acc-no: 0001437749-24-001213 (34 Act) Size: 171 KB |
2024-01-11 | 001-37387 24529885 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-23-000178 (34 Act) Size: 9 KB |
2023-12-28 | 000-25150 231522791 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-23-000173 (34 Act) Size: 9 KB |
2023-12-26 | 000-25150 231513391 |
| 144 | Documents | Report of proposed sale of securities Acc-no: 0000807249-23-000167 Size: 4 KB |
2023-12-08 | |
| 144 | Documents | Report of proposed sale of securities Acc-no: 0000807249-23-000166 Size: 4 KB |
2023-12-08 | |
| 144 | Documents | Report of proposed sale of securities Acc-no: 0000807249-23-000155 Size: 4 KB |
2023-11-24 | |
| 144 | Documents | Report of proposed sale of securities Acc-no: 0000807249-23-000154 Size: 5 KB |
2023-11-21 | |
| 10-Q | Documents Interactive Data | Quarterly report [Sections 13 or 15(d)] Acc-no: 0001437749-23-031711 (34 Act) Size: 6 MB |
2023-11-14 | 001-37387 231401085 |
| 8-K | Documents Interactive Data | Current report, items 2.02 and 9.01
Acc-no: 0001437749-23-031694 (34 Act) Size: 520 KB |
2023-11-13 | 001-37387 231400243 |
| 8-K | Documents Interactive Data | Current report, items 5.02 and 9.01
Acc-no: 0001437749-23-031684 (34 Act) Size: 175 KB |
2023-11-13 | 001-37387 231400015 |
| 144 | Documents | Report of proposed sale of securities Acc-no: 0000807249-23-000144 Size: 4 KB |
2023-11-08 | |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-23-000142 (34 Act) Size: 14 KB |
2023-11-03 | 001-41746 231376198 |
| 144 | Documents | Report of proposed sale of securities Acc-no: 0000807249-23-000140 Size: 4 KB |
2023-10-27 | |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-23-000138 (34 Act) Size: 14 KB |
2023-10-24 | 001-41746 231342928 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-23-000134 (34 Act) Size: 14 KB |
2023-10-13 | 001-41746 231325567 |
| 8-K | Documents Interactive Data | Current report, items 2.02 and 9.01
Acc-no: 0001437749-23-028147 (34 Act) Size: 174 KB |
2023-10-12 | 001-37387 231322973 |
| 144 | Documents | Report of proposed sale of securities Acc-no: 0000807249-23-000122 Size: 4 KB |
2023-09-13 | |
| 8-K | Documents Interactive Data | Current report, items 8.01 and 9.01
Acc-no: 0001437749-23-024691 (34 Act) Size: 175 KB |
2023-08-25 | 001-37387 231209051 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-23-000110 (34 Act) Size: 14 KB |
2023-08-24 | 001-41746 231202914 |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000807249-23-000101 (34 Act) Size: 16 KB |
2023-08-14 | 001-41083 231170226 |
| 10-Q | Documents Interactive Data | Quarterly report [Sections 13 or 15(d)] Acc-no: 0001437749-23-023123 (34 Act) Size: 6 MB |
2023-08-10 | 001-37387 231160456 |
| 8-K | Documents Interactive Data | Current report, items 2.02 and 9.01
Acc-no: 0001437749-23-023111 (34 Act) Size: 417 KB |
2023-08-10 | 001-37387 231160341 |
| 8-K | Documents Interactive Data | Current report, items 2.02 and 9.01
Acc-no: 0001437749-23-019717 (34 Act) Size: 174 KB |
2023-07-11 | 001-37387 231082740 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-23-000082 (34 Act) Size: 14 KB |
2023-07-10 | 001-35707 231079770 |
| 144 | Documents | Report of proposed sale of securities Acc-no: 0000807249-23-000070 Size: 3 KB |
2023-06-21 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000807249-23-000064 (34 Act) Size: 8 KB |
2023-06-16 | 000-25150 231021198 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-23-000063 Size: 5 KB |
2023-06-13 | |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-23-000062 Size: 5 KB |
2023-06-13 | |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-23-000061 Size: 6 KB |
2023-06-13 | |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-23-000060 Size: 6 KB |
2023-06-13 | |
| 8-K | Documents Interactive Data | Current report, item 5.07
Acc-no: 0001437749-23-016665 (34 Act) Size: 176 KB |
2023-06-05 | 001-37387 23993940 |
| 8-K | Documents Interactive Data | Current report, items 2.02 and 9.01
Acc-no: 0001437749-23-014220 (34 Act) Size: 374 KB |
2023-05-12 | 001-37387 23915577 |
| 10-Q | Documents Interactive Data | Quarterly report [Sections 13 or 15(d)] Acc-no: 0001437749-23-014020 (34 Act) Size: 5 MB |
2023-05-12 | 001-37387 23912874 |
| DEF 14A | Documents | Other definitive proxy statements Acc-no: 0001437749-23-011669 (34 Act) Size: 940 KB |
2023-04-28 | 001-37387 23868179 |
| ARS | Documents | Annual Report to Security Holders Acc-no: 0001437749-23-011658 (34 Act) Size: 1 MB |
2023-04-28 | 001-37387 23867814 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-23-000044 (34 Act) Size: 14 KB |
2023-04-18 | 001-35707 23826809 |
| 8-K | Documents Interactive Data | Current report, items 2.02 and 9.01
Acc-no: 0001437749-23-010008 (34 Act) Size: 175 KB |
2023-04-11 | 001-37387 23813793 |
| 10-K | Documents Interactive Data | Annual report [Section 13 and 15(d), not S-K Item 405] Acc-no: 0001437749-23-006786 (34 Act) Size: 9 MB |
2023-03-16 | 001-37387 23736954 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-23-000030 (34 Act) Size: 14 KB |
2023-03-14 | 001-35707 23730682 |
| 4/A | Documents | [Amend] Statement of changes in beneficial ownership of securities Acc-no: 0000807249-23-000028 Size: 5 KB |
2023-03-13 | |
| 4/A | Documents | [Amend] Statement of changes in beneficial ownership of securities Acc-no: 0000807249-23-000027 Size: 5 KB |
2023-03-13 | |
| 4/A | Documents | [Amend] Statement of changes in beneficial ownership of securities Acc-no: 0000807249-23-000026 Size: 10 KB |
2023-03-13 | |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-23-000025 Size: 5 KB |
2023-03-09 | |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-23-000024 Size: 5 KB |
2023-03-09 | |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000807249-23-000023 Size: 9 KB |
2023-03-09 | |
| 8-K | Documents Interactive Data | Current report, items 2.02 and 9.01
Acc-no: 0001437749-23-003183 (34 Act) Size: 570 KB |
2023-02-13 | 001-37387 23619982 |
| SC 13G/A | Documents | [Amend] Statement of Beneficial Ownership by Certain Investors Acc-no: 0001104659-23-015369 (34 Act) Size: 13 KB |
2023-02-09 | 005-89200 23602507 |