State location: PA | State of Inc.: DE | Fiscal Year End: 1231
formerly: Hartford Investment Advisory Company, LLC (filings through 2012-07-30)
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| Filings | Format | Description | Filing Date | File/Film Number |
|---|---|---|---|---|
| 40-APP/A | Documents | [Amend] Application for exemption and other relief filed under the Investment Company Act of 1940 Acc-no: 0001104659-25-034285 (IC Act) Size: 211 KB |
2025-04-11 | 812-15635-02 25833689 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-25-000878 (34 Act) Size: 62 KB |
2025-02-07 | 028-15481 25598926 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-24-005562 (34 Act) Size: 60 KB |
2024-11-12 | 028-15481 241449968 |
| 40-APP | Documents | Application for exemption and other relief filed under the Investment Company Act of 1940 Acc-no: 0001104659-24-102178 (IC Act) Size: 193 KB |
2024-09-24 | 812-15635-02 241317339 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001104659-24-096278 (34 Act) Size: 5 KB |
2024-09-03 | 811-23776 241273490 |
| N-PX | Documents | Annual Report of proxy voting record of management investment companies Acc-no: 0001104659-24-093389 (34 Act) Size: 3 KB |
2024-08-27 | 028-15481 241248741 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-24-003772 (34 Act) Size: 59 KB |
2024-08-13 | 028-15481 241201203 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001104659-24-067652 (34 Act) Size: 5 KB |
2024-06-03 | 811-23776 241012750 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-24-002234 (34 Act) Size: 59 KB |
2024-05-06 | 028-15481 24915187 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-24-000730 (34 Act) Size: 56 KB |
2024-02-05 | 028-15481 24596954 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001104659-23-122685 (34 Act) Size: 5 KB |
2023-12-01 | 811-23776 231458090 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-23-004052 (34 Act) Size: 53 KB |
2023-11-03 | 028-15481 231374260 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-23-003073 (34 Act) Size: 52 KB |
2023-08-04 | 028-15481 231144893 |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0001104659-23-086481 (34 Act) Size: 5 KB |
2023-08-01 | 811-23776 231133182 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-23-001947 (34 Act) Size: 55 KB |
2023-04-28 | 028-15481 23859621 |
| CORRESP | Documents | [Cover]Correspondence Acc-no: 0001104659-23-044136 Size: 50 KB |
2023-04-11 | |
| 40-APP/A | Documents | [Amend] Application for exemption and other relief filed under the Investment Company Act of 1940 Acc-no: 0001104659-23-044130 (IC Act) Size: 316 KB |
2023-04-11 | 812-15304-03 23814128 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-23-000402 (34 Act) Size: 48 KB |
2023-01-27 | 028-15481 23559643 |
| 40-APP/A | Documents | [Amend] Application for exemption and other relief filed under the Investment Company Act of 1940 Acc-no: 0001104659-22-127931 (IC Act) Size: 294 KB |
2022-12-16 | 812-15304-03 221468973 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-22-003801 (34 Act) Size: 20 KB |
2022-11-07 | 028-15481 221363206 |
| 40-APP/A | Documents | [Amend] Application for exemption and other relief filed under the Investment Company Act of 1940 Acc-no: 0001104659-22-092928 (40 Act) Size: 312 KB |
2022-08-19 | 812-15304-03 221180501 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-22-002929 (34 Act) Size: 15 KB |
2022-08-10 | 028-15481 221149724 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-22-001835 (34 Act) Size: 11 KB |
2022-05-09 | 028-15481 22902968 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-22-000646 (34 Act) Size: 8 KB |
2022-02-09 | 028-15481 22603003 |
| 40-APP | Documents | Application for exemption and other relief filed under the Investment Company Act of 1940 Acc-no: 0001104659-22-008329 (40 Act) Size: 296 KB |
2022-01-27 | 812-15304-03 22564046 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-21-003071 (34 Act) Size: 7 KB |
2021-11-09 | 028-15481 211389537 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-21-002272 (34 Act) Size: 6 KB |
2021-08-09 | 028-15481 211154237 |
| 40-APP | Documents | Application for exemption and other relief filed under the Investment Company Act of 1940 Acc-no: 0001104659-21-071618 (40 Act) Size: 45 KB |
2021-05-25 | 812-15232-02 21958302 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-21-001504 (34 Act) Size: 6 KB |
2021-05-10 | 028-15481 21904721 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-21-000740 (34 Act) Size: 5 KB |
2021-02-12 | 028-15481 21629240 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-20-002827 (34 Act) Size: 6 KB |
2020-11-09 | 028-15481 201297588 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-20-002153 (34 Act) Size: 6 KB |
2020-08-12 | 028-15481 201096002 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-20-001629 (34 Act) Size: 6 KB |
2020-05-15 | 028-15481 20886979 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-20-000656 (34 Act) Size: 6 KB |
2020-02-13 | 028-15481 20608666 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001104659-20-002967 (34 Act) Size: 5 KB |
2020-01-10 | 811-23457 20520689 |
| 3/A | Documents | [Amend] Initial statement of beneficial ownership of securities Acc-no: 0001104659-20-002669 (34 Act) Size: 5 KB |
2020-01-09 | 811-23457 20518214 |
| APP ORDR | Documents | 40-APP Order Acc-no: 9999999997-19-007900 (40 Act) Size: 126 KB |
2019-12-23 | 812-15004 191291551 |
| APP NTC | Documents | 40-APP Notice Acc-no: 9999999997-19-007899 (40 Act) Size: 213 KB |
2019-12-23 | 812-15004 191291550 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-19-002783 (34 Act) Size: 6 KB |
2019-11-08 | 028-15481 191202406 |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0001104659-19-059366 (34 Act) Size: 4 KB |
2019-11-04 | 811-23457 191189141 |