State location: VA | State of Inc.: DE | Fiscal Year End: 1231
formerly: CLEARVIEW CORRESPONDENT SERVICES, LLC (filings through 2012-02-29)
| Filings | Format | Description | Filing Date | File/Film Number |
|---|---|---|---|---|
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-21-003993 (34 Act) Size: 1 KB |
2021-03-16 | 008-67486 21001150 |
| MA-W | Documents | Notice of Withdrawal from Registration as a Municipal Advisor Acc-no: 0000092230-20-000102 (34 Act) Size: 5 KB |
2020-08-07 | 867-01261 201150922 |
| MA-I/A | Documents | [Amend] Application for Municipal Advisor Registration for Natural Persons Acc-no: 0000092230-20-000101 (34 Act) Size: 13 KB MA-I Individual: KOBILJAR,EMINA,NMN, |
2020-08-06 | 868-04332 201083855 |
| MA-I/A | Documents | [Amend] Application for Municipal Advisor Registration for Natural Persons Acc-no: 0000092230-20-000100 (34 Act) Size: 11 KB MA-I Individual: APPELT,JASON,JAMES, |
2020-08-04 | 868-04332 201076123 |
| MA-I/A | Documents | [Amend] Application for Municipal Advisor Registration for Natural Persons Acc-no: 0000092230-20-000087 (34 Act) Size: 10 KB MA-I Individual: EVANS,ADRIANE,PATMAGRIAN, |
2020-08-03 | 868-04332 201071059 |
| MA-I/A | Documents | [Amend] Application for Municipal Advisor Registration for Natural Persons Acc-no: 0000092230-20-000088 (34 Act) Size: 10 KB MA-I Individual: COMA,STEPHEN,ROBERT, |
2020-08-03 | 868-04332 201071057 |
| MA-I/A | Documents | [Amend] Application for Municipal Advisor Registration for Natural Persons Acc-no: 0000092230-20-000089 (34 Act) Size: 10 KB MA-I Individual: LE,MICHELLE,HOANG, |
2020-08-03 | 868-04332 201071055 |
| MA-I/A | Documents | [Amend] Application for Municipal Advisor Registration for Natural Persons Acc-no: 0000092230-20-000090 (34 Act) Size: 10 KB MA-I Individual: HARMON,RICHARD,FREDERICK, |
2020-08-03 | 868-04332 201071054 |
| MA-I/A | Documents | [Amend] Application for Municipal Advisor Registration for Natural Persons Acc-no: 0000092230-20-000091 (34 Act) Size: 10 KB MA-I Individual: DALY,LYNN,MAWHINNEY, |
2020-08-03 | 868-04332 201071053 |
| MA-I/A | Documents | [Amend] Application for Municipal Advisor Registration for Natural Persons Acc-no: 0000092230-20-000092 (34 Act) Size: 10 KB MA-I Individual: MALONE,BRENDAN,JOHN, |
2020-08-03 | 868-04332 201071051 |
| MA-I/A | Documents | [Amend] Application for Municipal Advisor Registration for Natural Persons Acc-no: 0000092230-20-000093 (34 Act) Size: 8 KB MA-I Individual: NEWSOME,ALBERT,RAY,JR. |
2020-08-03 | 868-04332 201071050 |
| MA-I/A | Documents | [Amend] Application for Municipal Advisor Registration for Natural Persons Acc-no: 0000092230-20-000094 (34 Act) Size: 12 KB MA-I Individual: MCKENNA,GREGORY,PAUL, |
2020-08-03 | 868-04332 201071048 |
| MA-I/A | Documents | [Amend] Application for Municipal Advisor Registration for Natural Persons Acc-no: 0000092230-20-000095 (34 Act) Size: 13 KB MA-I Individual: WAGNER,SETH,EDWARD, |
2020-08-03 | 868-04332 201071047 |
| 13F-NT | Documents | Quarterly report filed by institutional managers, Notice Acc-no: 0000092230-20-000085 (34 Act) Size: 3 KB |
2020-07-27 | 028-15462 201049488 |
| 13F-NT | Documents | Quarterly report filed by institutional managers, Notice Acc-no: 0000092230-20-000056 (34 Act) Size: 3 KB |
2020-05-06 | 028-15462 20852176 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-20-003598 (34 Act) Size: 1 KB |
2020-03-16 | 008-67486 20012973 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-20-001929 (34 Act) Size: 1 KB |
2020-03-02 | 008-67486 20008798 |
| MA-A | Documents | Annual Update of Munipal Advisor Registration for Business Entities Acc-no: 0000092230-20-000027 (34 Act) Size: 69 KB |
2020-02-25 | 867-01261 20793709 |
| MA-I/A | Documents | [Amend] Application for Municipal Advisor Registration for Natural Persons Acc-no: 0000092230-20-000028 (34 Act) Size: 9 KB MA-I Individual: RANDALL,ROGER,ELWIN,II |
2020-02-25 | 868-04332 20658722 |
| MA-I/A | Documents | [Amend] Application for Municipal Advisor Registration for Natural Persons Acc-no: 0000092230-20-000029 (34 Act) Size: 9 KB MA-I Individual: FRANKLIN,JOHN,ROBERT, |
2020-02-25 | 868-04332 20658721 |
| MA-I/A | Documents | [Amend] Application for Municipal Advisor Registration for Natural Persons Acc-no: 0000092230-20-000030 (34 Act) Size: 9 KB MA-I Individual: CONRAD,JOHN,JOSEPH, |
2020-02-25 | 868-04332 20658720 |
| 13F-NT | Documents | Quarterly report filed by institutional managers, Notice Acc-no: 0000092230-20-000025 (34 Act) Size: 3 KB |
2020-02-14 | 028-15462 20615038 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0000092230-19-000061 (34 Act) Size: 748 KB |
2019-10-30 | 028-15462 191179470 |
| MA-I | Documents | Application for Municipal Advisor Registration for Natural Persons Acc-no: 0000092230-19-000053 (34 Act) Size: 14 KB MA-I Individual: KOBILJAR,EMINA,NMN, |
2019-09-12 | 868-04332 191097091 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0000092230-19-000050 (34 Act) Size: 756 KB |
2019-08-07 | 028-15462 191004844 |
| MA-I/A | Documents | [Amend] Application for Municipal Advisor Registration for Natural Persons Acc-no: 0000092230-19-000034 (34 Act) Size: 9 KB MA-I Individual: BOWDEN,THOMAS,LLOYD,JR. |
2019-05-21 | 868-04332 19841870 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0000092230-19-000032 (34 Act) Size: 742 KB |
2019-05-14 | 028-15462 19820743 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-19-005352 (34 Act) Size: 1 KB |
2019-03-13 | 008-67486 19010368 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-19-005359 (34 Act) Size: 1 KB |
2019-03-01 | 008-67486 19007687 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0000092230-19-000015 (34 Act) Size: 681 KB |
2019-02-04 | 028-15462 19562965 |
| MA-A | Documents | Annual Update of Munipal Advisor Registration for Business Entities Acc-no: 0000092230-19-000005 (34 Act) Size: 72 KB |
2019-01-11 | 867-01261 19561211 |
| MA-I/A | Documents | [Amend] Application for Municipal Advisor Registration for Natural Persons Acc-no: 0000092230-19-000003 (34 Act) Size: 9 KB MA-I Individual: QUYNN,RUSSELL,HOOVER,III |
2019-01-03 | 868-04332 19548174 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0000092230-18-000080 (34 Act) Size: 731 KB |
2018-11-14 | 028-15462 181180745 |
| MA-A | Documents | Annual Update of Munipal Advisor Registration for Business Entities Acc-no: 0000092230-18-000067 (34 Act) Size: 73 KB |
2018-09-11 | 867-01261 181080309 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0000092230-18-000065 (34 Act) Size: 714 KB |
2018-08-13 | 028-15462 181012212 |
| MA-I | Documents | Application for Municipal Advisor Registration for Natural Persons Acc-no: 0000092230-18-000050 (34 Act) Size: 11 KB MA-I Individual: APPELT,JASON,JAMES, |
2018-07-13 | 868-04332 18952002 |
| MA-I/A | Documents | [Amend] Application for Municipal Advisor Registration for Natural Persons Acc-no: 0000092230-18-000040 (34 Act) Size: 10 KB |
2018-05-17 | 868-04332 18845581 |
| MA-I/A | Documents | [Amend] Application for Municipal Advisor Registration for Natural Persons Acc-no: 0000092230-18-000041 (34 Act) Size: 12 KB |
2018-05-17 | 868-04332 18845562 |
| MA-I/A | Documents | [Amend] Application for Municipal Advisor Registration for Natural Persons Acc-no: 0000092230-18-000042 (34 Act) Size: 9 KB |
2018-05-17 | 868-04332 18845538 |
| MA-I/A | Documents | [Amend] Application for Municipal Advisor Registration for Natural Persons Acc-no: 0000092230-18-000043 (34 Act) Size: 9 KB |
2018-05-17 | 868-04332 18845505 |