State location: CT | State of Inc.: DE | Fiscal Year End: 1231
| Filings | Format | Description | Filing Date | File/Film Number |
|---|---|---|---|---|
| X-17A-5 | Documents | FOCUS Report Acc-no: 0001378145-25-000005 (34 Act) Size: 752 KB |
2025-02-28 | 008-67447 25693128 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001378145-25-000004 (34 Act) Size: 125 KB |
2025-02-06 | 028-24791 25597141 |
| X-17A-5 | Documents | FOCUS Report Acc-no: 0001378145-24-000007 (34 Act) Size: 426 KB |
2024-02-29 | 008-67447 24706100 |
| X-17A-5 | Documents | FOCUS Report Acc-no: 0001378145-23-000004 (34 Act) Size: 429 KB |
2023-08-29 | 008-67447 231223539 |
| X-17A-5/A | Documents | [Amend] FOCUS Report Acc-no: 0001378145-22-000007 (34 Act) Size: 905 KB |
2022-09-09 | 008-67447 221237113 |
| X-17A-5 | Documents | FOCUS Report Acc-no: 0001378145-22-000006 (34 Act) Size: 412 KB |
2022-09-09 | 008-67447 221237089 |
| X-17A-5 | Documents | FOCUS Report Acc-no: 0001378145-21-000009 (34 Act) Size: 434 KB |
2021-08-30 | 008-67447 211224787 |
| X-17A-5 | Documents | FOCUS Report Acc-no: 0001378145-20-000008 (34 Act) Size: 432 KB |
2020-08-31 | 008-67447 201153147 |
| X-17A-5 | Documents | FOCUS Report Acc-no: 0001378145-19-000014 (34 Act) Size: 415 KB |
2019-08-29 | 008-67447 191067584 |
| X-17A-5 | Documents | FOCUS Report Acc-no: 0001378145-18-000010 (34 Act) Size: 418 KB |
2018-08-29 | 008-67447 181045307 |
| X-17A-5 | Documents | FOCUS Report Acc-no: 0001378145-17-000009 (34 Act) Size: 10 MB |
2017-08-29 | 008-67447 171059041 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-16-025785 (34 Act) Size: 1 KB |
2016-09-13 | 008-67447 16021852 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-16-025784 (34 Act) Size: 1 KB |
2016-09-13 | 008-67447 16021849 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-15-013508 (34 Act) Size: 1 KB |
2015-09-15 | 008-67447 15027689 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-15-013478 (34 Act) Size: 1 KB |
2015-09-15 | 008-67447 15027690 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-14-013353 (34 Act) Size: 1 KB |
2014-08-29 | 008-67447 14041488 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-14-013352 (34 Act) Size: 1 KB |
2014-08-29 | 008-67447 14041487 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-13-014528 (34 Act) Size: 1 KB |
2013-08-29 | 008-67447 13014424 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-13-014507 (34 Act) Size: 1 KB |
2013-08-29 | 008-67447 13014425 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-12-013691 (34 Act) Size: 1 KB |
2012-08-29 | 008-67447 12062808 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-12-013682 (34 Act) Size: 1 KB |
2012-08-29 | 008-67447 12062809 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-11-016036 (34 Act) Size: 1 KB |
2011-09-30 | 008-67447 11023332 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-11-015998 (34 Act) Size: 1 KB |
2011-09-30 | 008-67447 11023346 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-10-018397 (34 Act) Size: 1 KB |
2010-09-23 | 008-67447 10032303 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-10-018395 (34 Act) Size: 1 KB |
2010-09-23 | 008-67447 10032302 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-09-026254 (34 Act) Size: 1 KB |
2009-10-01 | 008-67447 09042572 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-09-026237 (34 Act) Size: 1 KB |
2009-10-01 | 008-67447 09042571 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-07-042290 (34 Act) Size: 1 KB |
2007-09-21 | 008-67447 07007158 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-07-042286 (34 Act) Size: 1 KB |
2007-09-21 | 008-67447 07007159 |