State location: NC | State of Inc.: NC | Fiscal Year End: 1231
| Filings | Format | Description | Filing Date | File/Film Number |
|---|---|---|---|---|
| FOCUSN/A | Documents | [Amend] [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-18-007199 (34 Act) Size: 1 KB |
2018-03-01 | 008-46134 18007360 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-18-001986 (34 Act) Size: 1 KB |
2018-02-28 | 008-46134 18001019 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-18-001951 (34 Act) Size: 1 KB |
2018-02-28 | 008-46134 18004865 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0000092230-18-000016 (34 Act) Size: 666 KB |
2018-02-15 | 028-18138 18616792 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0000092230-17-000090 (34 Act) Size: 595 KB |
2017-11-13 | 028-18138 171195691 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0000092230-17-000072 (34 Act) Size: 513 KB |
2017-08-17 | 028-18138 171038945 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0000092230-17-000070 (34 Act) Size: 374 KB |
2017-08-17 | 028-18138 171038786 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0000092230-17-000068 (34 Act) Size: 536 KB |
2017-08-15 | 028-18138 171033385 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-17-004718 (34 Act) Size: 1 KB |
2017-02-27 | 008-46134 17005880 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-17-002337 (34 Act) Size: 1 KB |
2017-02-27 | 008-46134 17005924 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-16-021686 (34 Act) Size: 1 KB |
2016-02-29 | 008-46134 16014313 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-16-021644 (34 Act) Size: 1 KB |
2016-02-29 | 008-46134 16014316 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-15-007402 (34 Act) Size: 1 KB |
2015-02-27 | 008-46134 15026068 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-15-007353 (34 Act) Size: 1 KB |
2015-02-27 | 008-46134 15026069 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-14-005398 (34 Act) Size: 1 KB |
2014-02-28 | 008-46134 14047124 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-14-003422 (34 Act) Size: 1 KB |
2014-02-28 | 008-46134 14047125 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-13-010476 (34 Act) Size: 1 KB |
2013-06-05 | 008-46134 13031627 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-13-010459 (34 Act) Size: 1 KB |
2013-06-05 | 008-46134 13031626 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-12-004111 (34 Act) Size: 1 KB |
2012-02-28 | 008-46134 12011756 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-12-002965 (34 Act) Size: 1 KB |
2012-02-28 | 008-46134 12011755 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-11-005986 (34 Act) Size: 1 KB |
2011-02-25 | 008-46134 11017227 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-11-002697 (34 Act) Size: 1 KB |
2011-02-25 | 008-46134 11017226 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-10-006375 (34 Act) Size: 1 KB |
2010-03-01 | 008-46134 10029500 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-10-003105 (34 Act) Size: 1 KB |
2010-03-01 | 008-46134 10029499 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-09-014313 (34 Act) Size: 1 KB |
2009-02-27 | 008-46134 09058617 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-09-007709 (34 Act) Size: 1 KB |
2009-02-27 | 008-46134 09058618 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-08-015971 (34 Act) Size: 2 KB |
2008-02-27 | 008-46134 08026552 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-08-010189 (34 Act) Size: 2 KB |
2008-02-27 | 008-46134 08026551 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-07-016126 (34 Act) Size: 2 KB |
2007-02-28 | 008-46134 07000988 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-07-012161 (34 Act) Size: 2 KB |
2007-02-28 | 008-46134 07000987 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-06-041678 (34 Act) Size: 2 KB |
2006-03-01 | 008-46134 06000254 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-06-021276 (34 Act) Size: 2 KB |
2006-03-01 | 008-46134 06002867 |
| X-17A-5/A | Documents | [Amend] [Paper]FOCUS Report Acc-no: 9999999997-05-022005 (34 Act) Size: 2 KB |
2005-04-27 | 008-46134 05040152 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-05-009433 (34 Act) Size: 2 KB |
2005-02-25 | 008-46134 05037376 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-04-011032 Size: 2 KB |
2004-02-26 | 008-46134 04004423 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-03-010237 Size: 2 KB |
2003-03-03 | 008-46134 03012023 |
| X-17A-5/A | Documents | [Amend] [Paper]FOCUS Report Acc-no: 9999999997-02-025711 Size: 1 KB |
2002-04-24 | 008-46134 02006367 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-02-015399 Size: 1 KB |
2002-02-26 | 008-46134 02006236 |