State location: CA | State of Inc.: CA | Fiscal Year End: 1231
| Filings | Format | Description | Filing Date | File/Film Number |
|---|---|---|---|---|
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001568832-18-000002 (34 Act) Size: 3 KB |
2018-02-08 | 028-17391 18584613 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0000805867-17-000010 (34 Act) Size: 56 KB |
2017-11-14 | 028-17391 171202304 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0000805867-17-000008 (34 Act) Size: 68 KB |
2017-08-14 | 028-17391 171028564 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0000805867-17-000007 (34 Act) Size: 69 KB |
2017-05-15 | 028-17391 17843019 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-17-006542 (34 Act) Size: 1 KB |
2017-05-03 | 008-36920 17009572 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-17-005409 (34 Act) Size: 1 KB |
2017-04-04 | 008-36920 17016965 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0000805867-17-000004 (34 Act) Size: 71 KB |
2017-02-14 | 028-17391 17606630 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0000805867-16-000022 (34 Act) Size: 66 KB |
2016-11-14 | 028-17391 161994886 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0000805867-16-000019 (34 Act) Size: 69 KB |
2016-08-15 | 028-17391 161829582 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-16-023123 (34 Act) Size: 1 KB |
2016-05-20 | 008-36920 16021057 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0000805867-16-000014 (34 Act) Size: 67 KB |
2016-05-12 | 028-17391 161642865 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0000805867-16-000011 (34 Act) Size: 65 KB |
2016-02-19 | 028-17391 161441957 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-15-010367 (34 Act) Size: 1 KB |
2015-05-28 | 008-36920 15026532 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-14-010672 (34 Act) Size: 1 KB |
2014-05-30 | 008-36920 14040611 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-13-010223 (34 Act) Size: 1 KB |
2013-05-30 | 008-36920 13025185 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-12-010888 (34 Act) Size: 1 KB |
2012-05-31 | 008-36920 12061572 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-12-010460 (34 Act) Size: 1 KB |
2012-05-30 | 008-36920 12061704 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-11-011310 (34 Act) Size: 1 KB |
2011-05-31 | 008-36920 11020589 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-10-012524 (34 Act) Size: 1 KB |
2010-06-01 | 008-36920 10030551 |
| X-17A-5/A | Documents | [Amend] [Paper]FOCUS Report Acc-no: 9999999997-09-026039 (34 Act) Size: 1 KB |
2009-08-04 | 008-36920 09041421 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-09-023810 (34 Act) Size: 1 KB |
2009-07-24 | 008-36920 09041387 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-09-023295 (34 Act) Size: 1 KB |
2009-06-30 | 008-36920 09041330 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-08-032168 (34 Act) Size: 1 KB |
2008-05-30 | 008-36920 08031380 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-07-046748 (34 Act) Size: 1 KB |
2007-05-29 | 008-36920 07008309 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-06-029644 (34 Act) Size: 1 KB |
2006-05-30 | 008-36920 06008365 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-05-029167 (34 Act) Size: 1 KB |
2005-05-31 | 008-36920 05043547 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-04-024632 Size: 1 KB |
2004-05-27 | 008-36920 04019552 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-03-024098 Size: 1 KB |
2003-05-30 | 008-36920 03053296 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-02-035927 Size: 1 KB |
2002-06-12 | 008-36920 02022770 |