MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
This company's Exchange Act registration has been revoked
This company's Exchange Act registration as a Municipal Advisor has been revoked
This company's Exchange Act registration as a Municipal Advisor has been cancelled
[+] Company Information
CIK:
0000728612
0000728612
EIN:
LEI:
(CF Office: 02 Finance)
Business address:
ONE BRYANT PARK, NEW YORK, NY, 10036
Phone: 800-637-7455
ONE BRYANT PARK, NEW YORK, NY, 10036
Phone: 800-637-7455
Mailing address:
ONE BRYANT PARK, NEW YORK, NY, 10036
ONE BRYANT PARK, NEW YORK, NY, 10036
Category:
Former names:
- MERRILL LYNCH PIERCE FENNER & SMITH INC - filings through 2008-12-30
Filings:
2,229 EDGAR filings since February 13, 1998
2,229 EDGAR filings since February 13, 1998
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Latest Filings (excluding insider transactions)
- February 14, 2025 - 13F-NT: Quarterly report filed by institutional managers, Notice Open documentClick to Open document FilingOpen filingClick to Open filing
- November 14, 2024 - 13F-NT: Quarterly report filed by institutional managers, Notice Open documentClick to Open document FilingOpen filingClick to Open filing
- August 14, 2024 - 13F-NT: Quarterly report filed by institutional managers, Notice Open documentClick to Open document FilingOpen filingClick to Open filing
- August 8, 2024 - N-PX: Annual Report of proxy voting record of management investment companies Open documentClick to Open document FilingOpen filingClick to Open filing
- May 15, 2024 - 13F-NT: Quarterly report filed by institutional managers, Notice Open documentClick to Open document FilingOpen filingClick to Open filing
Selected Filings
[+] 8-K (current reports)
No 8-K filing data for this company in last 110 days
[+] 10-K (annual reports) and 10-Q (quarterly reports)
No 10-K/10-Q filings for this company in last 365
days
[+] Proxy (annual meeting) and information statements
No Proxy filings for this company in last 365 days
[+] Ownership disclosures
- Insider transactions
- March 28, 2025 - 4: Statement of changes in beneficial ownership of securities Open documentClick to Open document FilingOpen filingClick to Open filing
- March 18, 2025 - 4: Statement of changes in beneficial ownership of securities Open documentClick to Open document FilingOpen filingClick to Open filing
- March 13, 2025 - 4: Statement of changes in beneficial ownership of securities Open documentClick to Open document FilingOpen filingClick to Open filing
- Beneficial ownership (Schedule 13D and 13G)
No beneficial ownership filings for this company in last 365 days
Filings
| Form type | Form description | Filing date | Reporting date |
|---|
0
Showing 1 to 48 of 1,069 entries
Data source:
CIK0000728612.json
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