State location: CT | State of Inc.: CT | Fiscal Year End: 0930
| Filings | Format | Description | Filing Date | File/Film Number |
|---|---|---|---|---|
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-25-001676 (34 Act) Size: 109 KB |
2025-02-14 | 028-17000 25629192 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-24-004591 (34 Act) Size: 1 KB |
2024-11-25 | 008-28600 24001848 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-24-004571 (34 Act) Size: 1 KB |
2024-11-25 | 008-28600 24001854 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-24-005068 (34 Act) Size: 106 KB |
2024-10-22 | 028-17000 241386847 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-24-003341 (34 Act) Size: 113 KB |
2024-07-30 | 028-17000 241158942 |
| N-PX | Documents | Annual Report of proxy voting record of management investment companies Acc-no: 0001085146-24-002988 (34 Act) Size: 3 KB |
2024-07-15 | 028-17000 241117174 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-24-002361 (34 Act) Size: 101 KB |
2024-05-09 | 028-17000 24931572 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-24-000737 (34 Act) Size: 98 KB |
2024-02-06 | 028-17000 24597006 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-24-000081 (34 Act) Size: 1 KB |
2023-11-29 | 008-28600 23002042 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-24-000082 (34 Act) Size: 1 KB |
2023-11-24 | 008-28600 23002045 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-23-004078 (34 Act) Size: 89 KB |
2023-11-06 | 028-17000 231377541 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-23-003277 (34 Act) Size: 94 KB |
2023-08-11 | 028-17000 231164751 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-23-002518 (34 Act) Size: 92 KB |
2023-06-01 | 028-17000 23983164 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-23-000627 (34 Act) Size: 92 KB |
2023-02-06 | 028-17000 23587920 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-23-000144 (34 Act) Size: 1 KB |
2022-11-23 | 008-28600 22006998 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-23-000063 (34 Act) Size: 1 KB |
2022-11-23 | 008-28600 22006995 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-22-003618 (34 Act) Size: 82 KB |
2022-10-27 | 028-17000 221334334 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-22-002723 (34 Act) Size: 86 KB |
2022-08-03 | 028-17000 221130644 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-22-001955 (34 Act) Size: 88 KB |
2022-05-10 | 028-17000 22909278 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-22-000215 (34 Act) Size: 92 KB |
2022-01-19 | 028-17000 22538123 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-22-000940 (34 Act) Size: 1 KB |
2021-12-02 | 008-28600 21004888 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-21-002681 (34 Act) Size: 86 KB |
2021-10-08 | 028-17000 211313327 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-21-002131 (34 Act) Size: 85 KB |
2021-07-29 | 028-17000 211126959 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-21-001584 (34 Act) Size: 82 KB |
2021-05-12 | 028-17000 21914432 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-21-000447 (34 Act) Size: 81 KB |
2021-02-04 | 028-17000 21590736 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-21-000836 (34 Act) Size: 1 KB |
2020-12-02 | 008-28600 20015661 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-21-000757 (34 Act) Size: 1 KB |
2020-12-02 | 008-28600 20015662 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-20-002700 (34 Act) Size: 81 KB |
2020-10-30 | 028-17000 201274493 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-20-001974 (34 Act) Size: 67 KB |
2020-08-03 | 028-17000 201069825 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-20-001422 (34 Act) Size: 63 KB |
2020-05-12 | 028-17000 20868545 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-20-000222 (34 Act) Size: 65 KB |
2020-01-21 | 028-17000 20535769 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-19-007817 (34 Act) Size: 1 KB |
2019-11-29 | 008-28600 19011165 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-19-007816 (34 Act) Size: 1 KB |
2019-11-29 | 008-28600 19011162 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-19-002623 (34 Act) Size: 66 KB |
2019-10-22 | 028-17000 191161917 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-19-001900 (34 Act) Size: 62 KB |
2019-07-17 | 028-17000 19958044 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-19-001222 (34 Act) Size: 62 KB |
2019-04-22 | 028-17000 19759866 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-19-000505 (34 Act) Size: 58 KB |
2019-02-12 | 028-17000 19587271 |
| FOCUSN | Documents | [Paper]Non-public annual audit reports filed by brokers or dealers Acc-no: 9999999997-18-009254 (34 Act) Size: 1 KB |
2018-11-30 | 008-28600 18010131 |
| X-17A-5 | Documents | [Paper]FOCUS Report Acc-no: 9999999997-18-009253 (34 Act) Size: 1 KB |
2018-11-30 | 008-28600 18010128 |
| 13F-HR | Documents | Quarterly report filed by institutional managers, Holdings Acc-no: 0001085146-18-002331 (34 Act) Size: 64 KB |
2018-10-16 | 028-17000 181123883 |