SIC: 6211 - SECURITY BROKERS, DEALERS & FLOTATION COMPANIES
State location: TX | State of Inc.: DE | Fiscal Year End: 1231
(CF Office: 02 Finance)
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Filings | Format | Description | Filing Date | File/Film Number |
---|---|---|---|---|
8-K | Documents Interactive Data | Current report, items 2.02 and 9.01
Acc-no: 0000316709-25-000019 (34 Act) Size: 1 MB |
2025-04-17 | 001-09700 25847552 |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001950787-25-000009 Size: 12 KB |
2025-04-07 | |
ARS | Documents | Annual Report to Security Holders Acc-no: 0000316709-25-000015 (34 Act) Size: 8 MB |
2025-04-04 | 001-09700 25814966 |
DEFA14A | Documents | Additional definitive proxy soliciting materials and Rule 14(a)(12) material Acc-no: 0001193125-25-072814 (34 Act) Size: 286 KB |
2025-04-04 | 001-09700 25812031 |
DEF 14A | Documents Interactive Data | Other definitive proxy statements Acc-no: 0001193125-25-072811 (34 Act) Size: 12 MB |
2025-04-04 | 001-09700 25812030 |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001804183-25-000005 Size: 5 KB |
2025-04-03 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001561563-25-000004 Size: 5 KB |
2025-04-03 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001171694-25-000004 Size: 8 KB |
2025-04-03 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001739929-25-000006 Size: 5 KB |
2025-04-03 | |
144 | Documents | Report of proposed sale of securities Acc-no: 0001949846-25-000155 (33 Act) Size: 5 KB |
2025-04-03 | 001-09700 25807916 |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0002031313-25-000011 Size: 9 KB |
2025-04-02 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001533741-25-000003 Size: 5 KB |
2025-04-02 | |
8-K | Documents Interactive Data | Current report, item 5.02
Acc-no: 0001193125-25-070439 (34 Act) Size: 186 KB |
2025-04-01 | 001-09700 25799832 |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0002031313-25-000008 Size: 9 KB |
2025-03-27 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001739929-25-000004 Size: 8 KB |
2025-03-17 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001950787-25-000007 Size: 8 KB |
2025-03-10 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001733065-25-000004 Size: 5 KB |
2025-03-10 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0002031313-25-000004 Size: 7 KB |
2025-03-07 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001649599-25-000004 Size: 5 KB |
2025-03-07 | |
144 | Documents | Report of proposed sale of securities Acc-no: 0001949846-25-000109 (33 Act) Size: 4 KB |
2025-03-06 | 001-09700 25714001 |
144 | Documents | Report of proposed sale of securities Acc-no: 0001949846-25-000102 (33 Act) Size: 4 KB |
2025-03-05 | 001-09700 25709451 |
144 | Documents | Report of proposed sale of securities Acc-no: 0001949846-25-000101 (33 Act) Size: 4 KB |
2025-03-05 | 001-09700 25709388 |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0002034140-25-000002 Size: 5 KB |
2025-03-04 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0002028977-25-000002 Size: 8 KB |
2025-03-04 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001649599-25-000002 Size: 9 KB |
2025-03-04 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001733065-25-000002 Size: 14 KB |
2025-03-04 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0002031313-25-000002 Size: 12 KB |
2025-03-04 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001889263-25-000002 Size: 9 KB |
2025-03-04 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001296479-25-000005 Size: 10 KB |
2025-03-04 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001792910-25-000004 Size: 10 KB |
2025-03-04 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000923738-25-000012 Size: 11 KB |
2025-03-04 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000923738-25-000010 Size: 7 KB |
2025-03-03 | |
144 | Documents | Report of proposed sale of securities Acc-no: 0001949846-25-000091 (33 Act) Size: 4 KB |
2025-03-03 | 001-09700 25696370 |
144 | Documents | Report of proposed sale of securities Acc-no: 0001949846-25-000090 (33 Act) Size: 4 KB |
2025-03-03 | 001-09700 25696125 |
144 | Documents | Report of proposed sale of securities Acc-no: 0001949846-25-000080 (33 Act) Size: 7 KB |
2025-02-27 | 001-09700 25677080 |
10-K | Documents Interactive Data | Annual report [Section 13 and 15(d), not S-K Item 405] Acc-no: 0000316709-25-000010 (34 Act) Size: 29 MB |
2025-02-26 | 001-09700 25670527 |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000923738-25-000008 Size: 10 KB |
2025-02-25 | |
144 | Documents | Report of proposed sale of securities Acc-no: 0001949846-25-000062 (33 Act) Size: 6 KB |
2025-02-21 | 001-09700 25649786 |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000923738-25-000006 Size: 9 KB |
2025-02-19 | |
144 | Documents | Report of proposed sale of securities Acc-no: 0001949846-25-000055 (33 Act) Size: 6 KB |
2025-02-19 | 001-09700 25639163 |
144 | Documents | Report of proposed sale of securities Acc-no: 0001949846-25-000051 (33 Act) Size: 5 KB |
2025-02-18 | 001-09700 25634112 |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000923738-25-000004 Size: 14 KB |
2025-02-14 | |
5 | Documents | Annual statement of changes in beneficial ownership of securities Acc-no: 0000923738-25-000002 Size: 11 KB |
2025-02-14 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001296479-25-000002 Size: 12 KB |
2025-02-14 | |
144 | Documents | Report of proposed sale of securities Acc-no: 0001949846-25-000044 (33 Act) Size: 4 KB |
2025-02-13 | 001-09700 25618994 |
SCHEDULE 13D/A | Documents | [Amend] General Statement of Acquisition of Beneficial Ownership Acc-no: 0000950170-25-019030 (34 Act) Size: 332 KB |
2025-02-12 | 005-38764 25616233 |
8-K | Documents Interactive Data | Current report, items 1.01, 1.02, 5.02, 8.01, and 9.01
Acc-no: 0001193125-25-025166 (34 Act) Size: 508 KB |
2025-02-12 | 001-09700 25615704 |
144 | Documents | Report of proposed sale of securities Acc-no: 0001949846-25-000041 (33 Act) Size: 4 KB |
2025-02-12 | 001-09700 25613530 |
144 | Documents | Report of proposed sale of securities Acc-no: 0001949846-25-000040 (33 Act) Size: 4 KB |
2025-02-12 | 001-09700 25613490 |
424B7 | Documents Interactive Data | Prospectus [Rule 424(b)(7)] Acc-no: 0001193125-25-024386 (33 Act) Size: 919 KB |
2025-02-11 | 333-275858 25610718 |
424B2 | Documents | Prospectus [Rule 424(b)(2)] Acc-no: 0001193125-25-023184 (33 Act) Size: 517 KB |
2025-02-10 | 333-275858 25603676 |
8-K | Documents Interactive Data | Current report, items 7.01 and 9.01
Acc-no: 0001193125-25-023158 (34 Act) Size: 269 KB |
2025-02-10 | 001-09700 25603651 |
FWP | Documents | Filing under Securities Act Rules 163/433 of free writing prospectuses Acc-no: 0001193125-25-023148 (34 Act) Size: 11 KB |
2025-02-10 | 333-275858 25603640 |
424B7 | Documents | Prospectus [Rule 424(b)(7)] Acc-no: 0001193125-25-023142 (33 Act) Size: 744 KB |
2025-02-10 | 333-275858 25603635 |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001950787-25-000004 Size: 8 KB |
2025-02-07 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001188405-25-000003 Size: 8 KB |
2025-01-27 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001792910-25-000002 Size: 10 KB |
2025-01-24 | |
144 | Documents | Report of proposed sale of securities Acc-no: 0001949846-25-000013 (33 Act) Size: 4 KB |
2025-01-23 | 001-09700 25549664 |
144 | Documents | Report of proposed sale of securities Acc-no: 0001949846-25-000012 (33 Act) Size: 4 KB |
2025-01-22 | 001-09700 25544375 |
8-K | Documents Interactive Data | Current report, items 2.02 and 9.01
Acc-no: 0000316709-25-000005 (34 Act) Size: 1 MB |
2025-01-21 | 001-09700 25542681 |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001561563-25-000002 Size: 5 KB |
2025-01-06 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001343539-25-000002 Size: 5 KB |
2025-01-06 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001171694-25-000002 Size: 8 KB |
2025-01-06 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001804183-25-000002 Size: 5 KB |
2025-01-06 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001739929-25-000002 Size: 5 KB |
2025-01-06 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001950787-25-000002 Size: 8 KB |
2025-01-03 | |
144 | Documents | Report of proposed sale of securities Acc-no: 0001949846-25-000001 (33 Act) Size: 6 KB |
2025-01-02 | 001-09700 25500704 |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001561563-24-000022 Size: 15 KB |
2024-12-19 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001950787-24-000035 Size: 8 KB |
2024-12-17 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001950787-24-000033 Size: 6 KB |
2024-11-29 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0002028977-24-000013 Size: 9 KB |
2024-11-27 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001649599-24-000011 Size: 5 KB |
2024-11-26 | |
144 | Documents | Report of proposed sale of securities Acc-no: 0001949846-24-000733 (33 Act) Size: 4 KB |
2024-11-22 | 001-09700 241488666 |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001186004-24-000005 Size: 12 KB |
2024-11-20 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001950787-24-000031 Size: 8 KB |
2024-11-19 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001561563-24-000019 Size: 5 KB |
2024-11-18 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0002028977-24-000011 Size: 9 KB |
2024-11-18 | |
144 | Documents | Report of proposed sale of securities Acc-no: 0001949846-24-000707 (33 Act) Size: 4 KB |
2024-11-18 | 001-09700 241471281 |
144 | Documents | Report of proposed sale of securities Acc-no: 0001949846-24-000706 (33 Act) Size: 5 KB |
2024-11-18 | 001-09700 241471211 |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001739929-24-000011 Size: 6 KB |
2024-11-14 | |
144 | Documents | Report of proposed sale of securities Acc-no: 0001949846-24-000696 (33 Act) Size: 4 KB |
2024-11-14 | 001-09700 241461282 |
SC 13G | Documents | Statement of Beneficial Ownership by Certain Investors Acc-no: 0001193125-24-256965 (34 Act) Size: 37 KB |
2024-11-13 | 005-38764 241452894 |
144 | Documents | Report of proposed sale of securities Acc-no: 0001949846-24-000690 (33 Act) Size: 4 KB |
2024-11-13 | 001-09700 241452882 |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0002028977-24-000009 Size: 9 KB |
2024-11-12 | |
144 | Documents | Report of proposed sale of securities Acc-no: 0001949846-24-000667 (33 Act) Size: 4 KB |
2024-11-12 | 001-09700 241444330 |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0002031313-24-000007 Size: 7 KB |
2024-11-08 | |
10-Q | Documents Interactive Data | Quarterly report [Sections 13 or 15(d)] Acc-no: 0000316709-24-000069 (34 Act) Size: 22 MB |
2024-11-08 | 001-09700 241440852 |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001889263-24-000007 Size: 5 KB |
2024-10-28 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000923738-24-000028 Size: 7 KB |
2024-10-22 | |
144 | Documents | Report of proposed sale of securities Acc-no: 0001949846-24-000611 (33 Act) Size: 5 KB |
2024-10-21 | 001-09700 241383326 |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001950787-24-000028 Size: 10 KB |
2024-10-18 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0000923738-24-000026 Size: 11 KB |
2024-10-17 | |
144 | Documents | Report of proposed sale of securities Acc-no: 0001949846-24-000607 (33 Act) Size: 6 KB |
2024-10-17 | 001-09700 241377521 |
144 | Documents | Report of proposed sale of securities Acc-no: 0001949846-24-000605 (33 Act) Size: 6 KB |
2024-10-17 | 001-09700 241376210 |
144 | Documents | Report of proposed sale of securities Acc-no: 0001949846-24-000603 (33 Act) Size: 4 KB |
2024-10-16 | 001-09700 241374582 |
144 | Documents | Report of proposed sale of securities Acc-no: 0001949846-24-000601 (33 Act) Size: 4 KB |
2024-10-16 | 001-09700 241373895 |
8-K | Documents Interactive Data | Current report, items 2.02 and 9.01
Acc-no: 0000316709-24-000066 (34 Act) Size: 1 MB |
2024-10-15 | 001-09700 241372031 |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001561563-24-000016 Size: 5 KB |
2024-10-03 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001739929-24-000008 Size: 5 KB |
2024-10-03 | |
4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001171694-24-000013 Size: 5 KB |
2024-10-03 |