SIC: 6282 - INVESTMENT ADVICE
State location: CA | State of Inc.: DE | Fiscal Year End: 1231
formerly: BAKER FENTRESS & CO (filings through 2000-04-25)
formerly: BAKER FENTRESS & CO ET AL (filings through 1997-08-12)
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| Filings | Format | Description | Filing Date | File/Film Number |
|---|---|---|---|---|
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0001104659-20-114482 (34 Act) Size: 9 KB |
2020-10-13 | 000-21858 201236122 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001104659-20-031518 (34 Act) Size: 14 KB |
2020-03-10 | 001-35810 20703590 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001104659-19-051225 (34 Act) Size: 12 KB |
2019-09-24 | 001-35810 191111677 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001104659-19-050440 (34 Act) Size: 14 KB |
2019-09-17 | 001-35810 191098118 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001104659-19-049374 (34 Act) Size: 14 KB |
2019-09-09 | 001-35810 191084010 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001104659-19-048511 (34 Act) Size: 14 KB |
2019-09-03 | 001-35810 191073142 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001104659-19-047779 (34 Act) Size: 14 KB |
2019-08-28 | 001-35810 191063325 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001104659-19-047185 (34 Act) Size: 12 KB |
2019-08-23 | 001-35810 191050380 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001104659-19-046674 (34 Act) Size: 14 KB |
2019-08-20 | 001-35810 191040946 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001104659-19-033867 (34 Act) Size: 11 KB |
2019-06-04 | 001-35810 19878211 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001104659-19-032842 (34 Act) Size: 13 KB |
2019-05-30 | 001-35810 19868025 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001104659-19-031556 (34 Act) Size: 13 KB |
2019-05-23 | 001-35810 19851731 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001104659-19-030619 (34 Act) Size: 14 KB |
2019-05-20 | 001-35810 19840402 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001104659-19-029812 (34 Act) Size: 14 KB |
2019-05-15 | 001-35810 19830202 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001104659-18-057866 (34 Act) Size: 13 KB |
2018-09-20 | 001-37659 181080253 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001104659-18-056973 (34 Act) Size: 13 KB |
2018-09-14 | 001-37659 181072174 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001104659-18-055858 (34 Act) Size: 13 KB |
2018-09-07 | 001-37659 181061187 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001104659-18-053712 (34 Act) Size: 10 KB |
2018-08-27 | 001-37659 181039077 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001104659-18-052312 (34 Act) Size: 13 KB |
2018-08-15 | 001-37659 181021884 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001104659-17-074375 (34 Act) Size: 16 KB |
2017-12-20 | 001-35810 171267778 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001104659-17-073434 (34 Act) Size: 10 KB |
2017-12-14 | 001-37659 171257338 |
| 3/A | Documents | [Amend] Initial statement of beneficial ownership of securities Acc-no: 0001104659-16-111738 (34 Act) Size: 11 KB |
2016-04-15 | 000-21858 161573838 |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0001104659-16-105959 (34 Act) Size: 18 KB |
2016-03-17 | 000-21858 161513754 |
| 4/A | Documents | [Amend] Statement of changes in beneficial ownership of securities Acc-no: 0001437749-16-026865 (34 Act) Size: 12 KB |
2016-03-04 | 001-35810 161485539 |
| 4/A | Documents | [Amend] Statement of changes in beneficial ownership of securities Acc-no: 0001437749-16-026864 (34 Act) Size: 12 KB |
2016-03-04 | 001-35810 161485535 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001437749-16-026863 (34 Act) Size: 8 KB |
2016-03-04 | 001-35810 161485531 |
| 4/A | Documents | [Amend] Statement of changes in beneficial ownership of securities Acc-no: 0001437749-16-026862 (34 Act) Size: 8 KB |
2016-03-04 | 001-35810 161485527 |
| 4/A | Documents | [Amend] Statement of changes in beneficial ownership of securities Acc-no: 0001437749-16-026861 (34 Act) Size: 12 KB |
2016-03-04 | 001-35810 161485523 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001437749-16-023011 (34 Act) Size: 8 KB |
2016-01-04 | 001-35810 161317423 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001437749-15-022789 (34 Act) Size: 12 KB |
2015-12-24 | 001-35810 151307847 |
| SC 13D/A | Documents | [Amend] General Statement of Acquisition of Beneficial Ownership Acc-no: 0001162044-15-000562 (34 Act) Size: 32 KB |
2015-06-05 | 005-30028 15914993 |
| 15-12B | Documents | Securities registration termination [Section 12(b)] Acc-no: 0001144204-15-032584 (34 Act) Size: 12 KB |
2015-05-20 | 001-10024 15879987 |
| 10-Q | Documents Interactive Data | Quarterly report [Sections 13 or 15(d)] Acc-no: 0001144204-15-030255 (34 Act) Size: 987 KB |
2015-05-13 | 001-10024 15859486 |
| 10-K | Documents Interactive Data | Annual report [Section 13 and 15(d), not S-K Item 405] Acc-no: 0001144204-15-026018 (34 Act) Size: 2 MB |
2015-04-29 | 001-10024 15813638 |
| NT 10-K | Documents | Notification of inability to timely file Form 10-K 405, 10-K, 10-KSB 405, 10-KSB, 10-KT, or 10-KT405 Acc-no: 0001144204-15-019929 (34 Act) Size: 15 KB |
2015-03-31 | 001-10024 15737954 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001437749-15-004953 (34 Act) Size: 12 KB |
2015-03-12 | 001-35810 15697332 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001437749-15-004528 (34 Act) Size: 12 KB |
2015-03-09 | 001-35810 15686561 |
| 8-K | Documents | Current report, items 8.01 and 9.01
Acc-no: 0001144204-15-014061 (34 Act) Size: 33 KB |
2015-03-05 | 001-10024 15674763 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001437749-15-003851 (34 Act) Size: 11 KB |
2015-03-02 | 001-35810 15666283 |
| 4 | Documents | Statement of changes in beneficial ownership of securities Acc-no: 0001437749-15-003403 (34 Act) Size: 10 KB |
2015-02-25 | 001-35810 15649425 |