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ALJ Initial Decisions

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Related Resources:

Date Sort ascending Respondents
Release No. 1415
File Number: 3-21243
Release No. 1414
File Number: 3-20531
Release No. 1413
File Number: 3-21032
Release No. 1412
File Number: 3-20627
Release No. 1411
File Number: 3-20136
Release No. 1410
File Number: 3-20220
Release No. 1409
File Number: 3-18347
Release No. 1408
File Number: 3-18422
Release No. 1407
File Number: 3-18292
Release No. 1406
File Number: 3-20021
Release No. 1405
File Number: 3-17547
Release No. 1404
File Number: 3-19697
Release No. 1403
File Number: 3-15755
Release No. 1402
File Number: 3-17874
Release No. 1401
File Number: 3-16293
Release No. 1400
File Number: 3-19024
Release No. 1399
File Number: 3-17886
Release No. 1398
File Number: 3-17184
Release No. 1397
File Number: 3-19146
Release No. 1396
File Number: 3-17693
Release No. 1395
File Number: 3-18017
Release No. 1394
File Number: 3-16386
Release No. 1393
File Number: 3-19142
Release No. 1392
File Number: 3-18061
Release No. 1391
File Number: 3-18994
Release No. 1389
File Number: 3-17990
Release No. 1390
File Number: 3-17990
Release No. 1388
File Number: 3-18414
Release No. 1387
File Number: 3-16509
Release No. 1386
File Number: 3-18789
Release No. 1384
File Number: 3-17352
Release No. 1385
File Number: 3-17716
Release No. 1383
File Number: 3-17849
Release No. 1382
File Number: 3-16795
Release No. 1380
File Number: 3-17874
Release No. 1381
File Number: 3-17874
Release No. 1379
File Number: 3-17645
Release No. 1378
File Number: 3-18481
Release No. 1377, 34-75204, 34-86846
File Number: 3-16604
Release No. 1376
File Number: 3-18534
Release No. 1375
File Number: 3-17693
Release No. 1374
File Number: 3-17907
Release No. 1373
File Number: 3-18209
Release No. 1372
File Number: 3-18130
Release No. 1371
File Number: 3-17828
Release No. 1370
File Number: 3-17959
Release No. 1368
File Number: 3-18141
Release No. 1369
File Number: 3-17699
Release No. 1367
File Number: 3-18126
Release No. 1365
File Number: 3-17132
Release No. 1366
File Number: 3-17029
Release No. 1364
File Number: 3-18530
Release No. 1363
File Number: 3-17558
Release No. 1361
File Number: 3-16965
Release No. 1362
File Number: 3-18271
Release No. 1360
File Number: 3-18454
Release No. 1359
File Number: 3-17935
Release No. 1357
File Number: 3-18288
Release No. 1358
File Number: 3-18229
Release No. 1355
File Number: 3-18450
Release No. 1356
File Number: 3-18210
Release No. 1354
File Number: 3-18151
Release No. 1353
File Number: 3-17031
Release No. 1350
File Number: 3-18188
Release No. 1351
File Number: 3-17366
Release No. 1352
File Number: 3-18107
Release No. 1349
File Number: 3-17888
Release No. 1348
File Number: 3-17621
Release No. 1347
File Number: 3-17818
Release No. 1346
File Number: 3-18129
Release No. 1345
File Number: 3-18252
Release No. 1340
File Number: 3-17650
Release No. 1342
File Number: 3-18500
Release No. 1343
File Number: 3-18047
Release No. 1344
File Number: 3-18176
Release No. 1341
File Number: 3-18219
Release No. 1339
File Number: 3-18545
Release No. 1338
File Number: 3-18492
Release No. 1335
File Number: 3-18097
Release No. 1336
File Number: 3-18180
Release No. 1337
File Number: 3-18202
Release No. 1334
File Number: 3-18207
Release No. 1332
File Number: 3-18496
Release No. 1333
File Number: 3-18204
Release No. 1331
File Number: 3-18461
Release No. 1328
File Number: 3-18460
Release No. 1329
File Number: 3-18155
Release No. 1330
File Number: 3-18007
Release No. 1327
File Number: 3-18148
Release No. 1326
File Number: 3-18179
Release No. 1324
File Number: 3-18157
Release No. 1325
File Number: 3-18480
Release No. 1323
File Number: 3-18217
Release No. 1322
File Number: 3-18037
Release No. 1320
File Number: 3-18082
Release No. 1321
File Number: 3-18203
Release No. 1318
File Number: 3-18189
Release No. 1319
File Number: 3-18153
Release No. 1317
File Number: 3-18106
Release No. 1314
File Number: 3-18191