-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KVa2OZ9LotcJSJKPrOSXcaE8wgnziXiiEbQjuhusgbA1NvNEp+rRVbhDg1C8V4Tz /DujyH3P9MvzJPhyp9fvjQ== 0001196436-03-000005.txt : 20030828 0001196436-03-000005.hdr.sgml : 20030828 20030828170932 ACCESSION NUMBER: 0001196436-03-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030827 FILED AS OF DATE: 20030828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DREWETT A KEITH CENTRAL INDEX KEY: 0001196436 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 03871798 BUSINESS ADDRESS: STREET 1: BARNES GROUP INC STREET 2: 123 MAIN ST. CITY: BRISTOL STATE: CT ZIP: 06011-0489 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-08-27 0000009984 BARNES GROUP INC B 0001196436 DREWETT A KEITH BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06011-0489 0100VP, BGI; Pres., B DistributionCommon Stock2003-08-274M0750014.55A0DCommon Stock2003-08-274F0526425.75D0DCommon Stock2003-08-274M0369016.9375A0DCommon Stock2003-08-274F0282625.75D0DCommon Stock2003-08-274M01705618.21A0DCommon Stock2003-08-274F01363325.75D43083DCommon Stock4909.7155IBy Employee Stk Purchase PlanCommon Stock938.62IBy 401(k) PlanEmployee Stk Option (Right to Buy)14.552003-08-274M07500D2001-05-112010-05-11Common Stock75000DEmployee Stk Option (Right to Buy)25.752003-08-274A05264A2003-08-272010-05-11Common Stock52645264DEmployee Stk Option (Right to Buy)16.93752003-08-274M03690D2000-11-112010-05-11Common Stock36900DEmployee Stk Option (Right to Buy)25.752003-08-274A02826A2003-08-272010-05-11Common Stock2826< sharesOwnedFollowingTransaction>2826DEmployee Stk Option (Right to Buy)18.212003-08-274M017056D2002-02-062011-02-06Common Stock1705624277DEmployee Stk Option (Right to Buy)25.752003-08-274A013633A2003-08-272011-02-06Common Stock1363313633DIncludes 22,000 Restricted Stock Units that are subject to forfeiture if certain events occur.Held in Company's Employee Stock Purchase Pla n.Held in Company's 401(k) Plan.The options vest in four equal annual installments, with the first installment vesting on 5/11/01.The options vest 33-1/3% on the day after the 6th, 18th and 30th months, with the first installment vesting on 11/11/00.The options vest in three equal annual installments, with the first installment vesting on 2/6/02.Security converts to common stock on a one-for-one basis.Signe S. Gates, pursuant to a Power of Atty2003-08-28 -----END PRIVACY-ENHANCED MESSAGE-----