-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, It2Z6OvzzB49++glqa5gbqWMZhG+kNWDTiaWglBn2F64tqamuz0t1c4TEdwcwRTu d39+knUL6wZQm3XIh9T4Cw== 0001195682-03-000005.txt : 20030521 0001195682-03-000005.hdr.sgml : 20030521 20030521153117 ACCESSION NUMBER: 0001195682-03-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030519 FILED AS OF DATE: 20030521 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARPENTER EDMUND M CENTRAL INDEX KEY: 0001195682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 03714537 BUSINESS ADDRESS: STREET 1: 123 MAINSTREET STREET 2: P O BOX 489 CITY: BRISTOL STATE: CT ZIP: 06011 BUSINESS PHONE: 8609732121 MAIL ADDRESS: STREET 1: 123 MAIN ST STREET 2: P O BOX 489 CITY: BRISTOL STATE: CT ZIP: 06011 4 1 edgar.xml PRIMARY DOCUMENT X0101 42003-05-19 0000009984 BARNES GROUP INC B 0001195682 CARPENTER EDMUND M 0100President &amp; CEOCommon Stock2003-05-194M01149919.44A0DCommon Stock2003-05-194F01098320.85D0DCommon Stock2003-05-194M02523419.6875A0DCommon Stock2003-05-194F02429920.85D0DCommon Stock2003-05-194M0933020.06A0DCommon Stock2003-05-194F0909620.85D235890DCommon Stock1988-08-084J000A4980.4837IBy Employee Stock Purchase PlanCommon Stock1988-08-084J000A4205.546IBy 401(k) PlanStock Options (Right to Buy)19.442003-05-194M0114990D2000-02-192009-02-19Common Stock114990DStock Options (Right to Buy)20.852003-05-194A0109830A2003-05-192009-02-19Common Stock1098310983DStock Options (Right to Buy)19.68752003-05-194M025234 0D2000-08-142010-02-10Common Stock252340DStock Options (Right to Buy)20.85< value>2003-05-194A0242990A2003-05-192010-02-10Common Stock2429924299D< /natureOfOwnership>Stock Options (Right to Buy)20.062003-05-194M093300D2003-02-242011-02-06Common Stock933068851DStock Options (Right to Buy)20.852003-05-194A090960A2003-05-19< expirationDate>2011-02-06Common Stock90969096DIncludes 45,000 Restricted Stock Units and 45,000 Performance-Based Restricted Stock that are subject to forfeiture if certain events occur.Ownership previously reported.Held in Company's Employee Stock Purchase Plan.Held in Company's 401(k) Plan.The options vest in four equal annual installments, with the first installment vesting on 2/19/2000.Amount is entered as &quot;0&quot; until SEC system is modified. Security converts to common stock on a one-for-one basis.The options vest 100% immediately on 8/14/2000.The options vest 100% immediately on 2/24/2003.Signe S. Gates pursuant to a Power of Atty2003-05-21 -----END PRIVACY-ENHANCED MESSAGE-----