0000009984-21-000197.txt : 20211116 0000009984-21-000197.hdr.sgml : 20211116 20211116092020 ACCESSION NUMBER: 0000009984-21-000197 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211115 FILED AS OF DATE: 20211116 DATE AS OF CHANGE: 20211116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Beck Michael Andrew CENTRAL INDEX KEY: 0001667621 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 211414305 MAIL ADDRESS: STREET 1: 123 MAIN STREET CITY: BRISTOL STATE: CT ZIP: 06010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 4 1 wf-form4_163707234554222.xml FORM 4 X0306 4 2021-11-15 0 0000009984 BARNES GROUP INC B 0001667621 Beck Michael Andrew BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06010 0 1 0 0 SVP, BGI; Pres., Barnes Aero Common Stock 2021-11-15 4 M 0 11283 34.92 A 47350 D Common Stock 2021-11-15 4 M 0 13822 34.92 A 61172 D Common Stock 2021-11-15 4 S 0 25105 44.1141 D 36067 D Employee Stock Option-Right to Buy 34.92 2021-11-15 4 M 0 11283 0 A 2026-03-01 Common Stock 11283.0 0 D Employee Stock Option-Right to Buy 34.92 2021-11-15 4 M 0 13822 0 A 2026-03-01 Common Stock 13822.0 0 D Includes balances of 933 Restricted Stock Units ("RSUs") granted 2/13/2019, 2466 RSUs granted 2/13/2020, and 3900 RSUs granted 2/11/2021, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.02 to $44.30, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The options vested 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 3/1/2016 grant date. Michael Andrew Beck by Patricia A. Bradley under Power of Attorney 2021-11-16