0000009984-21-000023.txt : 20210216 0000009984-21-000023.hdr.sgml : 20210216 20210216091353 ACCESSION NUMBER: 0000009984-21-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210211 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dempsey Patrick CENTRAL INDEX KEY: 0001307654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 21633194 MAIL ADDRESS: STREET 1: 123 MAIN STREET CITY: BRISTOL STATE: CT ZIP: 06011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 4 1 wf-form4_161348481895178.xml FORM 4 X0306 4 2021-02-11 0 0000009984 BARNES GROUP INC B 0001307654 Dempsey Patrick BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06010 1 1 0 0 President and CEO Common Stock 2021-02-11 4 A 0 17300 0 A 410693 D Common Stock 4268.23 I By Company's 401(k) Plan Employee Stock Option-Right to Buy 52.79 2021-02-11 4 A 0 76300 0 A 2031-02-11 Common Stock 76300.0 76300 D Reporting Person has received 17,300 Restricted Stock Units that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. Includes balances of 3,919 Restricted Stock Units ("RSUs") granted 2/8/2018, 9,220 RSUs granted 2/13/2019, and 13,077 RSUs granted 2/13/2020, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the grant date. Patricia A. Bradley, pursuant to a Power of Attorney 2021-02-16