0000009984-21-000023.txt : 20210216
0000009984-21-000023.hdr.sgml : 20210216
20210216091353
ACCESSION NUMBER: 0000009984-21-000023
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210211
FILED AS OF DATE: 20210216
DATE AS OF CHANGE: 20210216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dempsey Patrick
CENTRAL INDEX KEY: 0001307654
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04801
FILM NUMBER: 21633194
MAIL ADDRESS:
STREET 1: 123 MAIN STREET
CITY: BRISTOL
STATE: CT
ZIP: 06011
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARNES GROUP INC
CENTRAL INDEX KEY: 0000009984
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490]
IRS NUMBER: 060247840
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 123 MAIN ST
CITY: BRISTOL
STATE: CT
ZIP: 06010
BUSINESS PHONE: 8605837070
MAIL ADDRESS:
STREET 1: 123 MAIN ST
CITY: BRISTOL
STATE: CT
ZIP: 06010
FORMER COMPANY:
FORMER CONFORMED NAME: ASSOCIATED SPRING CORP
DATE OF NAME CHANGE: 19760518
4
1
wf-form4_161348481895178.xml
FORM 4
X0306
4
2021-02-11
0
0000009984
BARNES GROUP INC
B
0001307654
Dempsey Patrick
BARNES GROUP INC.
123 MAIN STREET
BRISTOL
CT
06010
1
1
0
0
President and CEO
Common Stock
2021-02-11
4
A
0
17300
0
A
410693
D
Common Stock
4268.23
I
By Company's 401(k) Plan
Employee Stock Option-Right to Buy
52.79
2021-02-11
4
A
0
76300
0
A
2031-02-11
Common Stock
76300.0
76300
D
Reporting Person has received 17,300 Restricted Stock Units that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date.
Includes balances of 3,919 Restricted Stock Units ("RSUs") granted 2/8/2018, 9,220 RSUs granted 2/13/2019, and 13,077 RSUs granted 2/13/2020, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date.
The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the grant date.
Patricia A. Bradley, pursuant to a Power of Attorney
2021-02-16