0000009984-20-000120.txt : 20201109 0000009984-20-000120.hdr.sgml : 20201109 20201109155652 ACCESSION NUMBER: 0000009984-20-000120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201106 FILED AS OF DATE: 20201109 DATE AS OF CHANGE: 20201109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEPHENS CHRISTOPHER J CENTRAL INDEX KEY: 0001453850 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 201297511 MAIL ADDRESS: STREET 1: 123 MAIN STREET CITY: BRISTOL STATE: CT ZIP: 06010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 4 1 wf-form4_160495539885602.xml FORM 4 X0306 4 2020-11-06 0 0000009984 BARNES GROUP INC B 0001453850 STEPHENS CHRISTOPHER J BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06010 0 1 0 0 SVP, Finance and CFO Common Stock 2020-11-06 4 M 0 600 36.31 A 110164.13 D Common Stock 2020-11-06 4 S 0 600 40.21 D 109564.13 D Common Stock 2460.168 I By Company's 401(k) Plan Stock Option-Right to Buy 36.31 2020-11-06 4 M 0 600 0 D 2025-02-11 Common Stock 600.0 0 D Includes balances of 1354 Restricted Stock Units ("RSUs") granted 2/8/2018, 3249 RSUs granted 2/13/2019, and 5600 RSUs granted 2/13/2020, that are subject to forfeiture if certain events occur. The options vested 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/11/2015 grant date. Patricia A. Bradley, pursuant to a Power of Attorney 2020-11-09