0000009984-20-000106.txt : 20200821
0000009984-20-000106.hdr.sgml : 20200821
20200821103700
ACCESSION NUMBER: 0000009984-20-000106
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200819
FILED AS OF DATE: 20200821
DATE AS OF CHANGE: 20200821
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STEPHENS CHRISTOPHER J
CENTRAL INDEX KEY: 0001453850
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04801
FILM NUMBER: 201121942
MAIL ADDRESS:
STREET 1: 123 MAIN STREET
CITY: BRISTOL
STATE: CT
ZIP: 06010
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARNES GROUP INC
CENTRAL INDEX KEY: 0000009984
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490]
IRS NUMBER: 060247840
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 123 MAIN ST
CITY: BRISTOL
STATE: CT
ZIP: 06010
BUSINESS PHONE: 8605837070
MAIL ADDRESS:
STREET 1: 123 MAIN ST
CITY: BRISTOL
STATE: CT
ZIP: 06010
FORMER COMPANY:
FORMER CONFORMED NAME: ASSOCIATED SPRING CORP
DATE OF NAME CHANGE: 19760518
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-08-19
0000009984
BARNES GROUP INC
B
0001453850
STEPHENS CHRISTOPHER J
BARNES GROUP INC.
123 MAIN STREET
BRISTOL
CT
06010
0
1
0
0
SVP, Finance and CFO
Common Stock
2020-08-19
4
M
0
15200
36.31
A
124764.13
D
Common Stock
2020-08-19
4
M
0
20800
30.71
A
145564.13
D
Common Stock
2020-08-19
4
S
0
36000
39.2782
D
109564.13
D
Common Stock
2406.31
I
By Company's 401(k) Plan
Stock Option-Right to Buy
36.31
2020-08-19
4
M
0
15200
0
D
2025-02-11
Common Stock
15200
600
D
Stock Option-Right to Buy
30.71
2020-08-19
4
M
0
20800
0.0
D
2026-02-10
Common Stock
20800
0
D
Includes balances of 1354 Restricted Stock Units ("RSUs") granted 2/8/2018, 3249 RSUs granted 2/13/2019, and 5600 RSUs granted 2/13/2020, that are subject to forfeiture if certain events occur.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.05 to $39.63, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The options vested 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/11/2015 grant date.
The options vested 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/10/2016 grant date.
Patricia A. Bradley, pursuant to a Power of Attorney
2020-08-21