0000009984-19-000105.txt : 20191107 0000009984-19-000105.hdr.sgml : 20191107 20191107153248 ACCESSION NUMBER: 0000009984-19-000105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191105 FILED AS OF DATE: 20191107 DATE AS OF CHANGE: 20191107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dempsey Patrick CENTRAL INDEX KEY: 0001307654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 191200060 MAIL ADDRESS: STREET 1: 123 MAIN STREET CITY: BRISTOL STATE: CT ZIP: 06011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-11-05 0000009984 BARNES GROUP INC B 0001307654 Dempsey Patrick BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06010 1 1 0 0 President and CEO Common Stock 2019-11-05 4 M 0 3379 26.59 A 350729 D Common Stock 2019-11-05 4 M 0 15400 24.24 A 366129 D Common Stock 2019-11-05 4 M 0 25300 26.32 A 391429 D Common Stock 2019-11-05 4 M 0 13310 37.13 A 404739 D Common Stock 2019-11-05 4 S 0 57389 61.2842 D 347350 D Common Stock 4153.17 I By Company's 401(k) Plan Stock Option-Right to Buy 26.59 2019-11-05 4 M 0 3379 A 2022-02-08 Common Stock 3379 0 D Stock Option-Right to Buy 24.24 2019-11-05 4 M 0 15400 A 2023-02-12 Common Stock 15400 0 D Stock Option-Right to Buy 26.32 2019-11-05 4 M 0 25300 A 2023-03-01 Common Stock 25300 0 D Stock Option-Right to Buy 37.13 2019-11-05 4 M 0 13310 A 2024-02-12 Common Stock 13310 17490 D Includes balances of 4799 Restricted Stock Units granted 2/8/2017, 8399 granted 2/8/2018 and 14400 granted 2/13/2019, that are subject to forfeiture if certain events occur. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.80, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/8/2012 grant date. 1 for 1. The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/12/2013 grant date. The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 3/1/2013 grant date. The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/12/2014 grant date. Patricia A. Bradley, pursuant to a Power of Attorney 2019-11-07