0000009984-19-000105.txt : 20191107
0000009984-19-000105.hdr.sgml : 20191107
20191107153248
ACCESSION NUMBER: 0000009984-19-000105
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191105
FILED AS OF DATE: 20191107
DATE AS OF CHANGE: 20191107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dempsey Patrick
CENTRAL INDEX KEY: 0001307654
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04801
FILM NUMBER: 191200060
MAIL ADDRESS:
STREET 1: 123 MAIN STREET
CITY: BRISTOL
STATE: CT
ZIP: 06011
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARNES GROUP INC
CENTRAL INDEX KEY: 0000009984
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490]
IRS NUMBER: 060247840
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 123 MAIN ST
CITY: BRISTOL
STATE: CT
ZIP: 06010
BUSINESS PHONE: 8605837070
MAIL ADDRESS:
STREET 1: 123 MAIN ST
CITY: BRISTOL
STATE: CT
ZIP: 06010
FORMER COMPANY:
FORMER CONFORMED NAME: ASSOCIATED SPRING CORP
DATE OF NAME CHANGE: 19760518
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-11-05
0000009984
BARNES GROUP INC
B
0001307654
Dempsey Patrick
BARNES GROUP INC.
123 MAIN STREET
BRISTOL
CT
06010
1
1
0
0
President and CEO
Common Stock
2019-11-05
4
M
0
3379
26.59
A
350729
D
Common Stock
2019-11-05
4
M
0
15400
24.24
A
366129
D
Common Stock
2019-11-05
4
M
0
25300
26.32
A
391429
D
Common Stock
2019-11-05
4
M
0
13310
37.13
A
404739
D
Common Stock
2019-11-05
4
S
0
57389
61.2842
D
347350
D
Common Stock
4153.17
I
By Company's 401(k) Plan
Stock Option-Right to Buy
26.59
2019-11-05
4
M
0
3379
A
2022-02-08
Common Stock
3379
0
D
Stock Option-Right to Buy
24.24
2019-11-05
4
M
0
15400
A
2023-02-12
Common Stock
15400
0
D
Stock Option-Right to Buy
26.32
2019-11-05
4
M
0
25300
A
2023-03-01
Common Stock
25300
0
D
Stock Option-Right to Buy
37.13
2019-11-05
4
M
0
13310
A
2024-02-12
Common Stock
13310
17490
D
Includes balances of 4799 Restricted Stock Units granted 2/8/2017, 8399 granted 2/8/2018 and 14400 granted 2/13/2019, that are subject to forfeiture if certain events occur.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.80, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/8/2012 grant date.
1 for 1.
The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/12/2013 grant date.
The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 3/1/2013 grant date.
The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/12/2014 grant date.
Patricia A. Bradley, pursuant to a Power of Attorney
2019-11-07