0000009984-19-000104.txt : 20191107 0000009984-19-000104.hdr.sgml : 20191107 20191107152859 ACCESSION NUMBER: 0000009984-19-000104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191105 FILED AS OF DATE: 20191107 DATE AS OF CHANGE: 20191107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARNES THOMAS O CENTRAL INDEX KEY: 0001007661 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 191200043 MAIL ADDRESS: STREET 1: C/O BARNES GROUP INC STREET 2: PO BOX 489 CITY: BRISTOL STATE: CT ZIP: 06011-0489 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-11-05 0000009984 BARNES GROUP INC B 0001007661 BARNES THOMAS O BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06010 1 0 0 0 Common Stock 2019-11-05 4 S 0 2500 61.051 D 393040.66 D Common Stock 4400.07 I By my wife Common Stock 39116 I Trust #42-01-102-8546568 Common Stock 412516 I Trust #42-01-102-8546559 (1E) Common Stock 75763 I Trust #42-01-102-8550714 (2E) Common Stock 160704 I Trust #42-01-102-8550720 (3E) Common Stock 480528 I Trust #42-01-102-8550719 (4E) Common Stock 410276 I Trust #42-01-102-8546558 (5E/5W) Common Stock 83758 I Trust #42-01-102-8550713 (6E/7W) Common Stock 69051 I Trust #42-01-102-2549053 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.0171 to $61.0957, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Includes (a) a balance of 432 Restricted Stock Units granted 2/13/2019, which are subject to forfeiture if certain events occur and payable in shares of common stock on or as soon as practicable following the applicable vesting date, (b) 12,000 shares of deferred stock under the Non-Employee Director Deferred Stock Plan, which are payable in shares of common stock upon separation from service as a director, and (c) 380,608.66 shares of common stock. Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest. Patricia A. Bradley, pursuant to a Power of Attorney 2019-11-07