0000009984-18-000014.txt : 20180212 0000009984-18-000014.hdr.sgml : 20180212 20180212164649 ACCESSION NUMBER: 0000009984-18-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180208 FILED AS OF DATE: 20180212 DATE AS OF CHANGE: 20180212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dempsey Patrick CENTRAL INDEX KEY: 0001307654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 18597152 MAIL ADDRESS: STREET 1: 123 MAIN STREET CITY: BRISTOL STATE: CT ZIP: 06011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-02-08 0000009984 BARNES GROUP INC B 0001307654 Dempsey Patrick BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06010 1 1 0 0 President and CEO Common Stock 2018-02-08 4 A 0 12600 0 A 263642 D Common Stock 4092.02 I By Company's 401(k) Plan Stock Option-Right to Buy 59.28 2018-02-08 4 A 0 59400 A 2028-02-08 Common Stock 59400 59400 D Reporting Person has received 12,600 Restricted Stock Units that are subject to forfeiture if certain events occur. Includes balances of 7933 Restricted Stock Units granted 2/11/2015, 17333 granted 2/10/201 and 14400 granted 2/8/2017, that are subject to forfeiture if certain events occur. The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the grant date. 1 for 1. William K. Piotrowski, pursuant to Power of Attorney 2018-02-12