0000009984-16-000206.txt : 20161201 0000009984-16-000206.hdr.sgml : 20161201 20161201150507 ACCESSION NUMBER: 0000009984-16-000206 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161130 FILED AS OF DATE: 20161201 DATE AS OF CHANGE: 20161201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EDWARDS DAWN N CENTRAL INDEX KEY: 0001469102 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 162028008 MAIL ADDRESS: STREET 1: 123 MAIN STREET CITY: BRISTOL STATE: CT ZIP: 06010 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-11-30 0000009984 BARNES GROUP INC B 0001469102 EDWARDS DAWN N BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06010 0 1 0 0 SVP, Human Resources Common Stock 2016-11-30 4 M 0 13500 20.69 A 62903.721 D Common Stock 2016-11-30 4 S 0 9701 46.198 D 53202.721 D Common Stock 14758.958 I by Company's 401(k) Plan Employee Stock Option (right to buy) 20.69 2016-11-30 4 M 0 13500 D 2021-02-09 Common Stock 13500 0 D Includes balances of 766 Restricted Stock Units granted 2/12/2014, 466 granted 2/12/2014, 1599 granted 2/11/2015 and 2600 granted 2/10/2016 that are subject to forfeiture if certain events occur. The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/9/2011 grant date. 1 for 1 William K. Piotrowski, pursuant to a Power of Attorney 2016-12-01