0000009984-16-000203.txt : 20161123
0000009984-16-000203.hdr.sgml : 20161123
20161123142009
ACCESSION NUMBER: 0000009984-16-000203
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161122
FILED AS OF DATE: 20161123
DATE AS OF CHANGE: 20161123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARNES GROUP INC
CENTRAL INDEX KEY: 0000009984
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490]
IRS NUMBER: 060247840
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 123 MAIN ST
CITY: BRISTOL
STATE: CT
ZIP: 06010
BUSINESS PHONE: 8605837070
MAIL ADDRESS:
STREET 1: 123 MAIN ST
CITY: BRISTOL
STATE: CT
ZIP: 06010
FORMER COMPANY:
FORMER CONFORMED NAME: ASSOCIATED SPRING CORP
DATE OF NAME CHANGE: 19760518
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dempsey Patrick
CENTRAL INDEX KEY: 0001307654
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04801
FILM NUMBER: 162016109
MAIL ADDRESS:
STREET 1: 123 MAIN STREET
CITY: BRISTOL
STATE: CT
ZIP: 06011
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-11-22
0000009984
BARNES GROUP INC
B
0001307654
Dempsey Patrick
BARNES GROUP INC.
123 MAIN STREET
BRISTOL
CT
06010
1
1
0
0
President and CEO
Common Stock
2016-11-22
4
M
0
24600
15.265
A
251189
D
Common Stock
2016-11-22
4
M
0
16400
20.69
A
267589
D
Common Stock
2016-11-22
4
M
0
9621
26.59
A
277210
D
Common Stock
2016-11-22
4
S
0
50621
46.2024
D
226589
D
Common Stock
4162.097
I
By Company's 401(k) Plan
Employee Stock Option-RIght to Buy
15.265
2016-11-22
4
M
0
24600
D
2020-02-08
Common Stock
24600
0
D
Employee Stock Option-RIght to Buy
20.69
2016-11-22
4
M
0
16400
D
2021-02-09
Common Stock
16400
0
D
Employee Stock Option-RIght to Buy
26.59
2016-11-22
4
M
0
9621
D
2022-02-08
Common Stock
9621
3379
D
Includes balances of 5399 Restricted Stock Units granted 2/12/2014, 1033 granted 2/12/2014, 15866 granted 2/11/2015 and 26000 granted 2/10/2016, that are subject to forfeiture if certain events occur.
The option vests in three equal installments on August 8, 2011, 2012 and 2013.
1 for 1.
The option vests in three equal installments on August 9, 2012, 2013 and 2014.
The option vests in three equal installments on August 8, 2013, 2014 and 2015.
William K. Piotrowski, pursuant to Power of Attorney
2016-11-23