0000009984-16-000203.txt : 20161123 0000009984-16-000203.hdr.sgml : 20161123 20161123142009 ACCESSION NUMBER: 0000009984-16-000203 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161122 FILED AS OF DATE: 20161123 DATE AS OF CHANGE: 20161123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dempsey Patrick CENTRAL INDEX KEY: 0001307654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 162016109 MAIL ADDRESS: STREET 1: 123 MAIN STREET CITY: BRISTOL STATE: CT ZIP: 06011 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-11-22 0000009984 BARNES GROUP INC B 0001307654 Dempsey Patrick BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06010 1 1 0 0 President and CEO Common Stock 2016-11-22 4 M 0 24600 15.265 A 251189 D Common Stock 2016-11-22 4 M 0 16400 20.69 A 267589 D Common Stock 2016-11-22 4 M 0 9621 26.59 A 277210 D Common Stock 2016-11-22 4 S 0 50621 46.2024 D 226589 D Common Stock 4162.097 I By Company's 401(k) Plan Employee Stock Option-RIght to Buy 15.265 2016-11-22 4 M 0 24600 D 2020-02-08 Common Stock 24600 0 D Employee Stock Option-RIght to Buy 20.69 2016-11-22 4 M 0 16400 D 2021-02-09 Common Stock 16400 0 D Employee Stock Option-RIght to Buy 26.59 2016-11-22 4 M 0 9621 D 2022-02-08 Common Stock 9621 3379 D Includes balances of 5399 Restricted Stock Units granted 2/12/2014, 1033 granted 2/12/2014, 15866 granted 2/11/2015 and 26000 granted 2/10/2016, that are subject to forfeiture if certain events occur. The option vests in three equal installments on August 8, 2011, 2012 and 2013. 1 for 1. The option vests in three equal installments on August 9, 2012, 2013 and 2014. The option vests in three equal installments on August 8, 2013, 2014 and 2015. William K. Piotrowski, pursuant to Power of Attorney 2016-11-23