0000009984-16-000119.txt : 20160212 0000009984-16-000119.hdr.sgml : 20160212 20160212160549 ACCESSION NUMBER: 0000009984-16-000119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160210 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 0212 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEPHENS CHRISTOPHER J CENTRAL INDEX KEY: 0001453850 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 161418913 MAIL ADDRESS: STREET 1: 123 MAIN STREET CITY: BRISTOL STATE: CT ZIP: 06010 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-02-10 0000009984 BARNES GROUP INC B 0001453850 STEPHENS CHRISTOPHER J BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06010 0 1 0 0 SVP, Finance and CFO Common Stock 2016-02-10 4 A 0 7000 0 A 95261.5503 D Common Stock 5283.5845 I By Company's Employee Stock Purchase Plan Common Stock 1745.735 I By Company's 401(k) Plan Stock Option-Right to Buy 30.71 2016-02-10 4 A 0 20800 A 2026-02-10 Common Stock 20800 20800 D Reporting Person has received 7000 Restricted Stock Units that are subject to forfeiture if certain events occur. Does not include 35000 performance-based performance share awards granted to the Reporting Person which were previously reported on prior Form 4s. These holdings will be reported on subsequent Form 4s if and when the applicable performance goals are achieved. Includes balances of 2799 Restricted Stock Units granted 2/12/2013, 3266 granted 2/12/2014, 1333 granted 2/12/2014 and 5700 granted 2/11/2015, that are subject to forfeiture if certain events occur. The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the grant date. 1 for 1. Monique B. Marchetti, pursuant to a Power of Attorney 2016-02-12