0000009984-12-000020.txt : 20120210 0000009984-12-000020.hdr.sgml : 20120210 20120210100943 ACCESSION NUMBER: 0000009984-12-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120208 FILED AS OF DATE: 20120210 DATE AS OF CHANGE: 20120210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEPHENS CHRISTOPHER J CENTRAL INDEX KEY: 0001453850 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 12589994 MAIL ADDRESS: STREET 1: 123 MAIN STREET CITY: BRISTOL STATE: CT ZIP: 06010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2012-02-08 0000009984 BARNES GROUP INC B 0001453850 STEPHENS CHRISTOPHER J BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06010 0 1 0 0 SVP, Finance and CFO Common Stock 2012-02-08 4 F 0 1814 26.59 D 41151.5138 D Common Stock 2012-02-08 4 A 0 7400 0 A 48551.5138 D Common Stock 2012-02-08 4 A 0 28200 0 A 76751.5138 D Common Stock 2012-02-08 4 A 0 12300 0 A 89051.5138 D Common Stock 4519.1444 I By Company's Employee Stock Purchase Plan Common Stock 907.46 I By Company's 401(k) Plan Stock Option-Right to Buy 26.59 2012-02-08 4 A 0 13600 A 2022-02-08 Common Stock 13600 13600 D Reporting Person has received 7400 Restricted Stock Units that are subject to forfeiture if certain events occur. Reporting Person has received 28200 Restricted Stock Units that are subject to forfeiture if certain events occur. Reporting Person has received 12300 Performance Share Awards that are subject to forfeiture if certain events occur. Includes balances of 4195 Restricted Stock Units granted 2/10/09, 5394 granted 2/8/10 and 7300 granted 2/9/11, and 7300 Performance Share Awards granted 2/9/11, that are subject to forfeiture if certain events occur. The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months beginning 2/8/2012. 1 for 1. Monique B. Marchetti, pursuant to a Power of Attorney 2012-02-10