-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ddyh+NOjhNIS/x1+gXequpRXtzAyfe753I3nFG539V8f4W20mV1bclWRe8DgQrfe g2r5Odb15cquj1KbQoGMaA== 0000009984-09-000095.txt : 20091103 0000009984-09-000095.hdr.sgml : 20091103 20091103123933 ACCESSION NUMBER: 0000009984-09-000095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091102 FILED AS OF DATE: 20091103 DATE AS OF CHANGE: 20091103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARNES THOMAS O CENTRAL INDEX KEY: 0001007661 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 091153604 MAIL ADDRESS: STREET 1: C/O BARNES GROUP INC STREET 2: PO BOX 489 CITY: BRISTOL STATE: CT ZIP: 06011-0489 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-11-02 0000009984 BARNES GROUP INC B 0001007661 BARNES THOMAS O BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06011-0489 1 0 0 0 Common Stock 2009-01-06 5 G 0 30894 0 D 202565 I Trust #CF2363 Common Stock 2009-04-08 5 G 0 32000 0 D 306196 I Trust #CF-2078 Common Stock 2009-04-08 5 G 0 4000 0 A 0 D Common Stock 2009-11-02 4 M 0 8000 8.4687 A 0 D Common Stock 2009-11-02 4 S 0 8000 16.5326 D 320999.0174 D Common Stock 28080.029 I By 401(k) Plan Common Stock 3852.9466 I By my wife Common Stock 39356 I Trust #42-01-100-8546568 Common Stock 418768 I Trust #42-01-100-8546559 Common Stock 76470 I Trust #42-01-100-8550714 Common Stock 161652 I Trust #42-01-100-8550720 Common Stock 487540 I Trust #42-01-100-8550719 Common Stock 414756 I Trust #42-01-100-8546558 Common Stock 84432 I Trust #42-01-100-8550713 Common Stock 1316488 I Trust #CF5044 Employee Stk Option-Right to Buy 8.4687 2009-11-02 4 M 0 8000 D 2010-02-10 Common Stock 8000 0 D Gift of 30,894 shares to Harry F. and Carol Barnes Family Foundation. Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest. Gift from H.F. Barnes Trust No. CF2078 of 4000 shares each to 8 recipients, including Reporting Person, for total of 32,000 shares. Transaction is made in accordance with a 10b5-1 Plan. Includes a balance of 1421 Restricted Stock Units granted 2/13/08 and 5895 granted 2/10/09 that are subject to forfeiture if certain events occur. The options fully vested on 2/10/2004. 1 for 1. Signe S. Gates, pursuant to Power of Attorney 2009-11-03 -----END PRIVACY-ENHANCED MESSAGE-----