-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BumGNUygLAOvG9OTo/nUsbuaVr+9yFrzE6yyzHd2Nm27gtZ6QKqZSUL+0qltNhFL Yj7nKNaIG1Q+zsaf+sHJrw== 0000009984-09-000087.txt : 20090910 0000009984-09-000087.hdr.sgml : 20090910 20090910140322 ACCESSION NUMBER: 0000009984-09-000087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090908 FILED AS OF DATE: 20090910 DATE AS OF CHANGE: 20090910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GATES SIGNE S CENTRAL INDEX KEY: 0001196438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 091062359 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-09-08 0000009984 BARNES GROUP INC B 0001196438 GATES SIGNE S BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06011-0489 0 1 0 0 Sr. VP, Gen. Counsel & Sec. Common Stock 2009-09-08 4 M 0 35476 13.3875 A 0 D Common Stock 2009-09-08 4 M 0 3168 13.2975 A 0 D Common Stock 2009-09-08 4 M 0 5384 13.2975 A 0 D Common Stock 2009-09-08 4 M 0 756 13.2975 A 0 D Common Stock 2009-09-08 4 M 0 1998 13.2975 A 0 D Common Stock 2009-09-08 4 M 0 2378 13.2975 A 0 D Common Stock 2009-09-08 4 M 0 2259 13.25 A 0 D Common Stock 2009-09-08 4 S 0 51419 15.3485 D 0 D Common Stock 2009-09-09 4 M 0 6235 13.25 A 0 D Common Stock 2009-09-09 4 M 0 16770 13.25 A 0 D Common Stock 2009-09-09 4 M 0 344 13.25 A 0 D Common Stock 2009-09-09 4 M 0 2860 13.25 A 0 D Common Stock 2009-09-09 4 M 0 1262 13.25 A 0 D Common Stock 2009-09-09 4 M 0 24458 13.25 A 0 D Common Stock 2009-09-09 4 M 0 20000 12.615 A 0 D Common Stock 2009-09-09 4 M 0 13332 9.56 A 0 D Common Stock 2009-09-09 4 S 0 85261 15.384 D 108783.539 D Employee Stk Option-Right to Buy 13.3875 2009-09-08 4 M 0 35476 D 2011-02-06 Common Stock 35476 0 D Employee Stk Option-Right to Buy 13.2975 2009-09-08 4 M 0 3168 D 2011-02-06 Common Stock 3168 0 D Employee Stk Option-Right to Buy 13.2975 2009-09-08 4 M 0 5384 D 2013-02-13 Common Stock 5384 0 D Employee Stk Option-Right to Buy 13.2975 2009-09-08 4 M 0 756 D 2010-02-10 Common Stock 756 0 D Employee Stk Option-Right to Buy 13.2975 2009-09-08 4 M 0 1998 D 2010-02-10 Common Stock 1998 0 D Employee Stk Option-Right to Buy 13.2975 2009-09-08 4 M 0 2378 D 2011-02-06 Common Stock 2378 0 D Employee Stk Option-Right to Buy 13.25 2009-09-08 4 M 0 2259 D 2010-02-10 Common Stock 2259 6235 D Employee Stk Option-Right to Buy 13.25 2009-09-09 4 M 0 6235 D 2010-02-10 Common Stock 6235 0 D Employee Stk Option-Right to Buy 13.25 2009-09-09 4 M 0 16770 D 2010-02-10 Common Stock 16770 0 D Employee Stk Option-Right to Buy 13.25 2009-09-09 4 M 0 344 D 2011-02-06 Common Stock 344 0 D Employee Stk Option-Right to Buy 13.25 2009-09-09 4 M 0 2860 D 2010-02-10 Common Stock 2860 0 D Employee Stk Option-Right to Buy 13.25 2009-09-09 4 M 0 1262 D 2010-02-10 Common Stock 1262 0 D Employee Stk Option-Right to Buy 13.25 2009-09-09 4 M 0 24458 D 2012-02-05 Common Stock 24458 0 D Employee Stk Option-Right to Buy 12.615 2009-09-09 4 M 0 20000 D 2015-02-16 Common Stock 20000 0 D Employee Stk Option-Right to Buy 9.56 2009-09-09 4 M 0 13332 D 2013-02-13 Common Stock 13332 0 D Transaction is made in accordance with a 10b5-1 Plan. Includes 3332 restricted stock units from 2/15/06 grant, 3596 from 2/14/07 grant, 4500 from 2/13/08 grant and 9700 from 2/10/09 grant, and balances of 1800 performance share awards from 2/14/07 grant and 3000 from 2/13/08 grant, that are subject for forfeiture if certain events occur. The options vested 100% immediately on 2/26/2004. 1 for 1. The options vested 100% immediately on 8/26/2004. The options vested 100% immediately on 2/28/2005. The options fully vested on 8/16/2008. The options fully vested on 2/13/2008. Signe S. Gates 2009-09-10 -----END PRIVACY-ENHANCED MESSAGE-----