-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QiSZivn6SCH6utMuSjIckTC67wyw4TaJNDbBbwoJF3lzAUctC02Euiwm0Qos/bDL 0eItWtGtid6+UT9wAJTxmA== 0000009984-06-000215.txt : 20061114 0000009984-06-000215.hdr.sgml : 20061114 20061114153219 ACCESSION NUMBER: 0000009984-06-000215 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061113 FILED AS OF DATE: 20061114 DATE AS OF CHANGE: 20061114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOODRICH PHILIP A CENTRAL INDEX KEY: 0001196439 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 061214591 BUSINESS ADDRESS: STREET 1: BARNES GROUP INC STREET 2: 123 MAIN ST. CITY: BRISTOL STATE: CT ZIP: 06011-0489 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-11-13 0000009984 BARNES GROUP INC B 0001196439 GOODRICH PHILIP A BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06011-0489 0 1 0 0 Sr. VP, Corporate Development Common Stock 2006-11-13 4 M 0 5900 14.77 A 0 D Common Stock 2006-11-13 4 S 0 5900 20.10 D 0 D Common Stock 2006-11-13 4 M 0 168 14.77 A 0 D Common Stock 2006-11-13 4 S 0 168 20.12 D 0 D Common Stock 2006-11-13 4 M 0 9982 17.3525 A 0 D Common Stock 2006-11-13 4 S 0 9982 20.21 D 0 D Common Stock 2006-11-13 4 M 0 6622 17.575 A 0 D Common Stock 2006-11-13 4 S 0 6622 20.23 D 0 D Common Stock 2006-11-13 4 M 0 6200 17.575 A 0 D Common Stock 2006-11-13 4 S 0 6200 20.24 D 90508 D Employee Stk Option-Right to Buy 14.77 2006-11-13 4 M 0 6068 D 2014-02-11 Common Stock 6068 0 D Employee Stk Option-Right to Buy 17.3525 2006-11-13 4 M 0 2526 D 2012-02-05 Common Stock 2526 0 D Employee Stk Option-Right to Buy 17.3525 2006-11-13 4 M 0 7246 D 2009-12-06 Common Stock 7246 0 D Employee Stk Option-Right to Buy 17.3525 2006-11-13 4 M 0 210 D 2010-02-10 Common Stock 210 0 D Employee Stk Option-Right to Buy 17.575 2006-11-13 4 M 0 10414 D 2012-02-05 Common Stock 10414 0 D Employee Stk Option-Right to Buy 17.575 2006-11-13 4 M 0 932 D 2011-02-06 Common Stock 932 0 D Employee Stk Option-Right to Buy 17.575 2006-11-13 4 M 0 1476 D 2010-02-10 Common Stock 1476 0 D Includes a balance of 20,000 Restricted Stock Units granted 2/12/03, 22,000 granted 4/14/04 and 12,000 Restricted Stock Units and a balance of 8,000 Performance Share Awards granted 2/16/05 and 10,000 Restricted Stock Units and 4,800 Performance Share Awards granted 2/15/06 that are subject to forfeiture if certain events occur. The options vest in 3 equal annual installments with the first installment vesting on 2/11/05. The options vest 100% immediately on 11/25/05. The options vest 100% immediately on 8/8/05. 1 for 1. Nancy M. Clark, pursuant to a Power of Atty 2006-11-14 -----END PRIVACY-ENHANCED MESSAGE-----