-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QqXeZXLhuwJP5p2WnB48nQpQSdz6WYmairadynrdRQZj3gHKcxPqD407/GDKlfC3 xTm5vkNgmiNP1eS1bZYdIA== 0000009984-06-000211.txt : 20061106 0000009984-06-000211.hdr.sgml : 20061106 20061106143101 ACCESSION NUMBER: 0000009984-06-000211 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061102 FILED AS OF DATE: 20061106 DATE AS OF CHANGE: 20061106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARPENTER EDMUND M CENTRAL INDEX KEY: 0001195682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 061189825 BUSINESS ADDRESS: STREET 1: 123 MAINSTREET STREET 2: P O BOX 489 CITY: BRISTOL STATE: CT ZIP: 06011 BUSINESS PHONE: 8609732121 MAIL ADDRESS: STREET 1: 123 MAIN ST STREET 2: P O BOX 489 CITY: BRISTOL STATE: CT ZIP: 06011 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-11-02 0000009984 BARNES GROUP INC B 0001195682 CARPENTER EDMUND M BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06011-0489 1 0 0 0 Common Stock 2006-11-02 4 M 0 30460 13.755 A 0 D Common Stock 2006-11-02 4 S 0 30460 19.723 D 1301844 D Common Stock 12876.357 I By Company's 401(k) Plan Common Stock 10981.5076 I By Company's Employee Stock Purchase Plan Employee Stk Option-Right to Buy 13.755 2006-11-02 4 M 0 30460 D 2015-02-16 Common Stock 30460 0 D Includes a balance of 45,000 Restricted Stock Units and a balance of 10,000 Performance Share Awards granted 2/12/03, 50,000 Restricted Stock Units and a balance of 8,000 Performance Share Awards granted 4/14/04, and 64,000 Restricted Stock Units and a balance of 58,000 Performance Share Awards granted 3/7/05 that are subject to forfeiture if certain events occur. The options become exercisable at a rate of 33.334% on August 16, 2006 and 33.333% on August 16, 2007 and August 16, 2008. 1 for 1. Signe S. Gates, pursuant to a Power of Attorney 2006-11-06 -----END PRIVACY-ENHANCED MESSAGE-----