-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IfxSkh2uJAuwj2UhT3LfRBsmJF+sUIQG9q5ZccqmBGENgTTAwOYrJDnsH/PWz2TQ fBf429cPFfsbb6pTgBxrZA== 0000009984-06-000140.txt : 20060519 0000009984-06-000140.hdr.sgml : 20060519 20060519151027 ACCESSION NUMBER: 0000009984-06-000140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060517 FILED AS OF DATE: 20060519 DATE AS OF CHANGE: 20060519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FODELL THOMAS P CENTRAL INDEX KEY: 0001196437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 06855121 BUSINESS ADDRESS: STREET 1: BARNES GROUP INC STREET 2: 123 MAIN ST. CITY: BRISTOL STATE: CT ZIP: 06011-0489 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-05-17 0000009984 BARNES GROUP INC B 0001196437 FODELL THOMAS P BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06011-0489 0 1 0 0 VP, BGI; Pres. AS Sales Grp. Common Stock 2006-05-17 4 M 0 1440 28.63 A 0 D Common Stock 2006-05-17 4 M 0 2666 19.12 A 0 D Common Stock 2006-05-17 4 M 0 733 29.54 A 0 D Common Stock 2006-05-17 4 M 0 411 25.965 A 0 D Common Stock 2006-05-17 4 M 0 7753 25.615 A 0 D Common Stock 2006-05-17 4 M 0 2197 25.615 A 0 D Common Stock 2006-05-17 4 M 0 1324 25.615 A 0 D Common Stock 2006-05-17 4 M 0 1514 24.73 A 0 D Common Stock 2006-05-17 4 M 0 768 24.73 A 0 D Common Stock 2006-05-17 4 M 0 94 29.24 A 0 D Common Stock 2006-05-17 4 S 0 18900 43.114 D 43716 D Common Stock 381.8991 I By Company's Employee Stock Purchase Plan Common Stock 15835.134 I By Company's 401(k) Plan Employee Stk Option-Right to Buy 28.63 2006-05-17 4 M 0 1440 D 2008-02-20 Common Stock 0 0 D Employee Stk Option-Right to Buy 19.12 2006-05-17 4 M 0 2666 D 2013-02-13 Common Stock 0 2667 D Employee Stk Option-Right to Buy 29.54 2006-05-17 4 M 0 733 D 2014-02-11 Common Stock 0 1467 D Employee Stk Option-Right to Buy 25.965 2006-05-17 4 M 0 411 D 2004-11-18 2011-02-06 Common Stock 0 0 D Employee Stk Option-Right to Buy 25.615 2006-05-17 4 M 0 7753 D 2005-02-24 2011-02-06 Common Stock 0 0 D Employee Stk Option-Right to Buy 25.615 2006-05-17 4 M 0 2197 D 2005-02-24 2013-02-13 Common Stock 0 0 D Employee Stk Option-Right to Buy 25.615 2006-05-17 4 M 0 1324 D 2005-02-24 2010-02-10 Common Stock 0 0 D Employee Stk Option-Right to Buy 24.73 2006-05-17 4 M 0 1514 D 2003-08-19 2010-04-11 Common Stock 0 0 D Employee Stk Option-Right to Buy 24.73 2006-05-17 4 M 0 768 D 2003-08-19 2010-02-10 Common Stock 0 0 D Employee Stk Option-Right to Buy 29.24 2006-05-17 4 M 0 94 D 2003-11-17 2010-02-10 Common Stock 0 8 D Includes a balance of 4,000 Restricted Stock Units granted 2/12/03, 5,000 granted 4/14/04 and 3,000 Restricted Stock Units and a balance of 2,000 Performance Share Awards granted 2/16/05 and 1,700 Restricted Stock Units and 1,000 Performance Share Awards granted 2/15/06 that are subject to forfeiture if certain events occur. The option vests in 4 equal annual installments with the first beginning on 2/20/1999. The option vests at the rate of 33 1/3% on the 1st, 3rd, & 5th years from the Grant Date. The option vests at the rate of 33 1/3 % on the 9th, 30th & 54th months from the Grant Date. 1 for 1. Thomas P. Fodell 2006-05-19 -----END PRIVACY-ENHANCED MESSAGE-----