-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KIFmQMfZCEvnTotNBp18urLQVFD0Wu0MJhss6ycBW9bnVOuNV0tkYosVEgH6Bgt1 b+a7RhGL52J5qjObDYIQYQ== 0000009984-04-000127.txt : 20040521 0000009984-04-000127.hdr.sgml : 20040521 20040521160335 ACCESSION NUMBER: 0000009984-04-000127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040519 FILED AS OF DATE: 20040521 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARPENTER EDMUND M CENTRAL INDEX KEY: 0001195682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 04824326 BUSINESS ADDRESS: STREET 1: 123 MAINSTREET STREET 2: P O BOX 489 CITY: BRISTOL STATE: CT ZIP: 06011 BUSINESS PHONE: 8609732121 MAIL ADDRESS: STREET 1: 123 MAIN ST STREET 2: P O BOX 489 CITY: BRISTOL STATE: CT ZIP: 06011 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-05-19 0000009984 BARNES GROUP INC B 0001195682 CARPENTER EDMUND M BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06011-0489 0 1 0 0 President & CEO Common Stock 2004-05-19 4 M 0 19100 20.64 A 0 D Common Stock 2004-05-19 4 F 0 16206 26.50 D 0 D Common Stock 2004-05-19 4 M 0 10755 20.64 A 0 D Common Stock 2004-05-19 4 F 0 9125 26.50 D 0 D Common Stock 2004-05-19 4 M 0 21376 20.85 A 0 D Common Stock 2004-05-19 4 F 0 18253 26.50 D 0 D Common Stock 2004-05-19 4 M 0 10983 20.85 A 0 D Common Stock 2004-05-19 4 F 0 9379 26.50 D 0 D Common Stock 2004-05-19 4 M 0 9096 20.85 A 0 D Common Stock 2004-05-19 4 F 0 7767 26.50 D 0 D Common Stock 2004-05-19 4 M 0 2990 22.08 A 0 D Common Stock 2004-05-19 4 F 0 2649 26.50 D 414561 D Common Stock 5136.1816 I By Employee Stk Purchase Plan Common Stock 5019.288 I By 401(k) Plan Employee Stk Option-Right to Buy 20.64 2004-05-19 4 M 0 19100 D 2001-02-14 2010-02-10 Common Stock 19100 0 D Employee Stk Option-Right to Buy 26.50 2004-05-19 4 A 0 16206 A 2004-05-19 2010-02-10 Common Stock 16206 16206 D Employee Stk Option-Right to Buy 20.64 2004-05-19 4 M 0 10755 D 2001-02-14 2010-02-10 Common Stock 10755 0 D Employee Stk Option-Right to Buy 26.50 2004-05-19 4 A 0 9125 A 2004-05-10 2010-02-10 Common Stock 9125 9125 D Employee Stk Option-Right to Buy 20.85 2004-05-19 4 M 0 21376 D 2003-05-19 2010-02-10 Common Stock 21376 0 D Employee Stk Option-Right to Buy 26.50 2004-05-19 4 A 0 18253 A 2004-05-19 2010-02-10 Common Stock 18253 18253 D Employee Stk Option-Right to Buy 20.85 2004-05-19 4 M 0 10983 D 2003-05-19 2009-02-19 Common Stock 10983 0 D Employee Stk Option-Right to Buy 26.50 2004-05-19 4 A 0 9379 A 2004-05-19 2009-02-19 Common Stock 9379 9379 D Employee Stk Option-Right to Buy 20.85 2004-05-19 4 M 0 9096 D 2003-05-19 2009-02-19 Common Stock 9096 0 D Employee Stk Option-Right to Buy 26.50 2004-05-19 4 A 0 7767 A 2004-05-19 2011-02-06 Common Stock 7767 7767 D Employee Stk Option-Right to Buy 22.08 2004-05-19 4 M 0 2990 D 2001-08-14 2010-02-10 Common Stock 2990 31573 D Employee Stk Option-Right to Buy 26.50 2004-05-19 4 A 0 2649 A 2004-05-19 2010-02-10 Common Stock 2649 2649 D Includes 45,000 Restricted Stock Units and 45,000 Performance-Based Restricted Stock Units granted 2/12/2003 and 24,000 Performance Share Units and 25,000 Performance-Based Restricted Stock Units granted 4/14/2004 that are subject to forfeiture if certain events occur. The options vest 100% immediatley on 2/14/2001. The options vest 100% immediately on 5/19/2003. The options vest 100% immediately on 8/14/2001. Security converts to common stock on a one for one basis. Nancy M. Clark, pursuant to a Power of Atty 2004-05-21 -----END PRIVACY-ENHANCED MESSAGE-----