-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OUAriTMXVL9zASaI/lsoC2VnMHt5ffJu/k0X3iXhbSH/bo9Pwk9k2xTq+sBEbynQ 9Aq2jBVOcg2aXAAQboUVkA== 0000009984-04-000052.txt : 20040226 0000009984-04-000052.hdr.sgml : 20040226 20040226182817 ACCESSION NUMBER: 0000009984-04-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040225 FILED AS OF DATE: 20040226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARPENTER EDMUND M CENTRAL INDEX KEY: 0001195682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 04632059 BUSINESS ADDRESS: STREET 1: 123 MAINSTREET STREET 2: P O BOX 489 CITY: BRISTOL STATE: CT ZIP: 06011 BUSINESS PHONE: 8609732121 MAIL ADDRESS: STREET 1: 123 MAIN ST STREET 2: P O BOX 489 CITY: BRISTOL STATE: CT ZIP: 06011 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-02-25 0000009984 BARNES GROUP INC B 0001195682 CARPENTER EDMUND M BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06011-0489 0 1 0 0 President & CEO Common Stock 2004-02-25 4 M 0 83333 18.21 A 0 D Common Stock 2004-02-25 4 F 0 65457 26.505 D 0 D Common Stock 2004-02-25 4 M 0 33334 19.12 A 0 D Common Stock 2004-02-25 4 F 0 26968 26.505 D 0 D Common Stock 2004-02-25 4 M 0 24310 20.20 A 0 D Common Stock 2004-02-25 4 F 0 20347 26.505 D 0 D Common Stock 2004-02-25 4 M 0 13252 20.46 A 0 D Common Stock 2004-02-25 4 F 0 11181 26.505 D 0 D Common Stock 2004-02-25 4 M 0 13365 20.46 A 0 D Common Stock 2004-02-25 4 F 0 11276 26.505 D 0 D Common Stock 2004-02-25 4 M 0 2923 20.85 A 0 D Common Stock 2004-02-25 4 F 0 2497 26.505 D 403640 D Common Stock 5099.6674 I By Employee Stk Purchase Plan Common Stock 4512.954 I By 401(k) Plan Employee Stk Option-Right to Buy 18.21 2004-02-25 4 M 0 83333 D 2002-02-06 2011-02-06 Common Stock 83333 0 D Employee Stk Option-Right to Buy 26.505 2004-02-25 4 A 0 65457 A 2004-02-25 2011-02-06 Common Stock 65457 65457 D Employee Stk Option-Right to Buy 19.12 2004-02-25 4 M 0 33334 D 2004-02-13 2013-02-13 Common Stock 33334 0 D Employee Stk Option-Right to Buy 26.505 2004-02-25 4 A 0 26968 A 2004-02-25 2013-02-13 Common Stock 26968 26968 D Employee Stk Option-Right to Buy 20.20 2004-02-25 4 M 0 24310 D 2001-11-12 2010-02-10 Common Stock 24310 0 D Employee Stk Option-Right to Buy 26.505 2004-02-25 4 A 0 20347 A 2004-02-25 2010-02-10 Common Stock 20347 20347 D Employee Stk Option-Right to Buy 20.46 2004-02-25 4 M 0 13252 D 2001-05-11 2010-02-10 Common Stock 13252 0 D Employee Stk Option-Right to Buy 26.505 2004-02-25 4 A 0 11181 A 2004-02-25 2010-02-10 Common Stock 11181 11181 D Employee Stk Option-Right to Buy 20.46 2004-02-25 4 M 0 13365 D 2001-05-11 2009-02-19 Common Stock 13365 0 D Employee Stk Option-Right to Buy 26.505 2004-02-25 4 A 0 11276 A 2004-02-25 2009-02-19 Common Stock 11276 11276 D Employee Stk Option-Right to Buy 20.85 2004-02-25 4 M 0 2923 D 2003-05-19 2010-02-10 Common Stock 2923 21376 D Employee Stk Option-Right to Buy 26.505 2004-02-25 4 A 0 2497 A 2004-02-25 2010-02-10 Common Stock 2497 2497 D Includes 45,000 Restricted Stock Units and 45,000 Performance-Based Restricted Stock Units granted 2/12/2003 and 24,000 Performance Share Units and 25,000 Performance-Based Restricted Stock Units granted 2/11/2004 that are subject to forfeiture if certain events occur. The options vest in three equal annual installments with the first installment vesting on 2/6/2002. Security converts to common stock on a one for one basis. The options vest at 33-1/3% on the first, third and fifth anniversaries of the grant with the first installment vesting on 2/13/2004. The options vest 100% immediately on 11/12/2001. The options vest 100% immediately on 5/11/2001. The options vest 100% immediately on 5/19/2003. Signe S. Gates, pursuant to a Power of Atty 2004-02-26 -----END PRIVACY-ENHANCED MESSAGE-----