-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BVjTSEvUQrmDEJdtXdL22NaMHHi0wmSgs1DMYMfLniRm3Hskyfob/7jBMAngTfX0 MBVURvxNqN5g5NjBUeCgLg== 0000009984-03-000063.txt : 20031120 0000009984-03-000063.hdr.sgml : 20031120 20031120132813 ACCESSION NUMBER: 0000009984-03-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031119 FILED AS OF DATE: 20031120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARPENTER EDMUND M CENTRAL INDEX KEY: 0001195682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 031015149 BUSINESS ADDRESS: STREET 1: 123 MAINSTREET STREET 2: P O BOX 489 CITY: BRISTOL STATE: CT ZIP: 06011 BUSINESS PHONE: 8609732121 MAIL ADDRESS: STREET 1: 123 MAIN ST STREET 2: P O BOX 489 CITY: BRISTOL STATE: CT ZIP: 06011 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-11-19 0000009984 BARNES GROUP INC B 0001195682 CARPENTER EDMUND M BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06011-0489 0100President & CEOCommon Stock2003-11-194M03149920.10A0DCommon Stock2003-11-194F02509328.58D0DCommon Stock2003-11-194M02685820.10A0DCommon Stock2003-11-194F< /transactionCode>02139628.58D0DCommon Stock2003-11-194M0596620.20A0DCommon Stock2003-11-194F0476828.58D265972DCommon Stock5068.7695IBy Employee Stk Purchase PlanCommon Stock4330.941< ownershipNature>IBy 401(k) PlanEmployee Stk Option-Right to Buy20.102003-11-194M031499D2002-08-152010-02-10Common Stock314990DEmployee Stk Option-Right to Buy28.582003-11-194A025093< /transactionPricePerShare>A2003-11-192010-02-10Common Stock2509325093DEmployee Stk Option-Right to Buy20.102003-11-19 4M026858D2002-08-152009-02-19Common Stock268580DEmployee Stk Option-Right to Buy28.582003-11-194A021396A2003-11-192009-02-19Common Stock2139621396DEmployee Stk Option-Right to Buy20.202003-11-194M05966D2001-11-122010-02-10 Common Stock596624310DEmployee Stk Option-Right to Buy28.582003-11-194A04768A2003-11-192010-02-10Common Stock47684768DIncludes 45,000 Restricted Stock Units and 45,000 Performance-Based Restricted Stock Units that are subject to forfeiture if certain events occur.The options vest 100% immediately on 8/15/2002.The options vest 100% immediately on 11/12/2001.Security converts to common stock on a one for one basis.Nancy M. Clark, pursuant to a Power of Atty2003-11-20 -----END PRIVACY-ENHANCED MESSAGE-----