-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FAkA7bfFI7++bhiAiebbnmWcUnXAxj6tl/88rnnqLWsYwAPl0SxO58DnP4DTLlx6 CCzwU4luyNeGXkjaq3bajQ== 0000950134-02-009723.txt : 20020813 0000950134-02-009723.hdr.sgml : 20020813 20020813152219 ACCESSION NUMBER: 0000950134-02-009723 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020813 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRINITY INDUSTRIES INC CENTRAL INDEX KEY: 0000099780 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 750225040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-06903 FILM NUMBER: 02729488 BUSINESS ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 75207-2401 BUSINESS PHONE: 2146314420 FORMER COMPANY: FORMER CONFORMED NAME: TRINITY STEEL CO INC DATE OF NAME CHANGE: 19720407 8-K 1 d99115e8vk.txt FORM 8-K ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities and Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 13, 2002 TRINITY INDUSTRIES, INC. (Exact name of Registrant as specified in its charter) Delaware 1-6903 75-0225040 (State of incorporation) (Commission File No.) (IRS Employer Identification No. ) 2525 Stemmons Freeway, Dallas, Texas 75207-2401 (Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (214) 631-4420 - -------------------------------------------------------------------------------- Item 7. Financial Statements and Exhibits (c) Exhibits Exhibit 99.1 - Statement under oath of Timothy R. Wallace, Principal Executive Officer of the Registrant, regarding facts and circumstances relating to Exchange Act filings. Exhibit 99.2 - Statement under oath of Jim S. Ivy, Principal Financial Officer of the Registrant, regarding facts and circumstances relating to Exchange Act filings. Item 9. Regulation FD Disclosure The Registrant is furnishing herewith the statements under oath of its Principal Executive Officer (Exhibit 99.1) and its Principal Financial Officer (Exhibit 99.2) submitted to the Securities and Exchange Commission on August 13, 2002 pursuant to its order of June 27, 2002 requiring the filing of sworn statements pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. TRINITY INDUSTRIES, INC. Date: August 13, 2002 By: /s/ MICHAEL G. FORTADO ------------------------------------ Michael G. Fortado Vice President and Secretary EXHIBIT INDEX
EXHIBIT NUMBER DESCRIPTION - ------- ----------- 99.1 Statement under oath of Timothy R. Wallace, Principal Executive Officer of the Registrant, regarding facts and circumstances relating to Exchange Act filings. 99.2 Statement under oath of Jim S. Ivy, Principal Financial Officer of the Registrant, regarding facts and circumstances relating to Exchange Act filings.
EX-99.1 3 d99115exv99w1.txt EX-99.1 STATEMENT UNDER OATH OF TIMOTHY R. WALLACE EXHIBIT 99.1 Statement Under Oath of Principal Executive Officer and Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings I, Timothy R. Wallace, Principal Executive Officer, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Trinity Industries, Inc., and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o report on Form 10-K of Trinity Industries, Inc. for the period ended December 31, 2001, filed with the Commission on March 20, 2002: o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Trinity Industries, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. Subscribed and sworn to before me this /s/ TIMOTHY R. WALLACE 12th day of August, 2002. - ----------------------------------- Timothy R. Wallace August 12, 2002 [NOTARY SEAL] /s/ LENA M. POWELL ------------------------------------ Notary Public My Commission Expires: 09/09/2004 EX-99.2 4 d99115exv99w2.txt EX-99.2 STATEMENT UNDER OATH OF JIM S. IVY EXHIBIT 99.2 Statement Under Oath of Principal Executive Officer and Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings I, Jim S. Ivy, Principal Financial Officer, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Trinity Industries, Inc., and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o report on Form 10-K of Trinity Industries, Inc. for the period ended December 31, 2001, filed with the Commission on March 20, 2002; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Trinity Industries, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. Subscribed and sworn to before me this /s/ JIM S. IVY 12th day of August, 2002. - ----------------------------- Jim S. Ivy August 12, 2002 [NOTARY SEAL] /s/ LENA M. POWELL ------------------------------------- Notary Public My Commission Expires: 09/09/2004 -----END PRIVACY-ENHANCED MESSAGE-----