8-K 1 d94756e8-k.txt FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 6, 2002 TRINITY INDUSTRIES, INC. (Exact name of registrant as specified in charter) Delaware 1-6903 75-0225040 (State or other jurisdiction of (Commission File Number) (IRS Employer incorporation) Identification No.) 2525 Stemmons Freeway Dallas, Texas 75207-2401 (Address of principal executive (Zip Code) offices) Registrant's telephone number, including area code: (214) 631-4420 Not Applicable (Former name or former address, if changed since last report) ITEM 5. OTHER EVENTS. On March 6, 2002, Trinity Industries, Inc. privately placed 1,500,000 restricted shares of its common stock for gross proceeds of $31,500,000. In this private placement, 620,000 shares were issued to Acqua Wellington Private Placement Fund, Ltd. ("Acqua I") and 880,000 shares were issued to Acqua Wellington Opportunity I Limited ("Acqua II") (together, "Acqua Wellington"). Trinity has agreed to register the common stock purchased by Acqua Wellington. The press release announcing the private placement is attached hereto as Exhibit 99.1. The purchase agreements and the registration rights agreements entered into by and between Trinity and Acqua Wellington are attached hereto as Exhibits 4.5, 4.6, 4.7 and 4.8, respectively. ITEM 7. EXHIBITS. (c) Exhibits 4.5 Purchase Agreement dated as of March 6, 2002 by and between Trinity and Acqua Wellington Private Placement Fund, Ltd. 4.6 Purchase Agreement dated as of March 6, 2002 by and between Trinity and Acqua Wellington Opportunity I Limited. 4.7 Registration Rights Agreement dated as of March 6, 2002 by and between Trinity and Acqua Wellington Private Placement Fund, Ltd. 4.8 Registration Rights Agreement dated as of March 6, 2002 by and between Trinity and Acqua Wellington Opportunity I Limited. 99.1 Press Release dated March 6, 2002. * * * * * SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, Trinity has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. TRINITY INDUSTRIES, INC. Dated: March 6, 2002 By: /s/ MICHAEL G. FORTADO -------------------------------------- Name: Michael G. Fortado Title: Vice President, General Counsel and Secretary EXHIBIT INDEX
EXHIBIT NUMBER DESCRIPTION ------- ----------- 4.5 Purchase Agreement dated as of March 6, 2002 by and between Trinity and Acqua Wellington Private Placement Fund, Ltd. 4.6 Purchase Agreement dated as of March 6, 2002 by and between Trinity and Acqua Wellington Opportunity I Limited. 4.7 Registration Rights Agreement dated as of March 6, 2002 by and between Trinity and Acqua Wellington Private Placement Fund, Ltd. 4.8 Registration Rights Agreement dated as of March 6, 2002 by and between Trinity and Acqua Wellington Opportunity I Limited. 99.1 Press Release dated March 6, 2002.