(Check one): | |
Large accelerated filer þ | Accelerated filer ¨ |
Non-accelerated filer ¨ | Smaller reporting company ¨ |
Title of Securities to be Registered | Amount to be Registered(1)(2) | Proposed Maximum Offering Price Per Share(1) | Proposed Maximum Aggregate Offering Price(1) | Amount of Registration Fee(1) |
Common Stock, $0.01 par value(1)(2) | 2,500,000 shares(2) | $28.23 | $70,575,000 | $8,179.65 |
(1) | The offering price per share, aggregate offering price, and registration fee with respect to the shares of Common Stock, par value $0.01 per share, of Trinity Industries, Inc. issuable pursuant to the employee benefit plan described herein have been calculated in accordance with Rule 457(c) and (h) under the Securities Act of 1933, as amended, based on the average of the high and low prices of the Trinity Industries, Inc. Common Stock on December 6, 2016 as reported in the consolidated reporting system of the New York Stock Exchange. |
(2) | Pursuant to Rule 416 under the Securities Act of 1933, as amended, this Registration Statement also covers additional shares of common stock of the registrant as may be offered or issued as a result of stock splits, stock dividends, or similar transactions. |
ITEM 8. | EXHIBITS. |
EXHIBIT | DESCRIPTION | |||
4.1 | Specimen Common Stock Certificate of Trinity Industries, Inc. (incorporated by reference to Exhibit 4.1 to the Form S-8 Registration Statement (Registration Statement No. 333-159552) filed May 28, 2009). | |||
5.1 | * | Opinion of Locke Lord LLP. | ||
23.1 | * | Consent of Locke Lord LLP (included in Exhibit 5.1). | ||
23.2 | * | Consent of Ernst & Young LLP. | ||
24.1 | * | Power of Attorney (included on the signature pages of this Registration Statement). | ||
99.1 | Third Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan (incorporated by reference to Exhibit 99.1 of the Registration Statement on Form S-8 filed on May 5, 2015 (Registration No. 333-203876). |
ITEM 9. | UNDERTAKINGS. |
Name | Title | Date | ||
/s/ Timothy R. Wallace Timothy R. Wallace | Chairman, Chief Executive Officer, President and Director (Principal Executive Officer) | December 13, 2016 | ||
/s/ James E. Perry James E. Perry | Senior Vice President and Chief Financial Officer (Principal Financial Officer) | December 13, 2016 | ||
/s/ Mary E. Henderson Mary E. Henderson | Vice President and Chief Accounting Officer (Principal Accounting Officer) | December 13, 2016 | ||
/s/ John L. Adams John L. Adams | Director | December 13, 2016 | ||
/s/ Rhys J. Best Rhys J. Best | Director | December 13, 2016 | ||
/s/ David W. Biegler David W. Biegler | Director | December 13, 2016 | ||
/s/ Antonio Carrillo Antonio Carrillo | Director | December 13, 2016 | ||
/s/ Leldon E. Echols Leldon E. Echols | Director | December 13, 2016 | ||
/s/ Ronald J. Gafford Ronald J. Gafford | Director | December 13, 2016 | ||
/s/ Adrián Lajous Adrián Lajous | Director | December 13, 2016 | ||
/s/ Charles W. Matthews Charles W. Matthews | Director | December 13, 2016 | ||
/s/ Douglas L. Rock Douglas L. Rock | Director | December 13, 2016 | ||
/s/ Dunia A. Shive Dunia A. Shive | Director | December 13, 2016 |
EXHIBIT | DESCRIPTION | |||
4.1 | Specimen Common Stock Certificate of Trinity Industries, Inc. (incorporated by reference to Exhibit 4.1 to the Form S-8 Registration Statement (Registration Statement No. 333-159552) filed May 28, 2009). | |||
5.1 | * | Opinion of Locke Lord LLP. | ||
23.1 | * | Consent of Locke Lord LLP (included in Exhibit 5.1). | ||
23.2 | * | Consent of Ernst & Young LLP. | ||
24.1 | * | Power of Attorney (included on the signature pages of this Registration Statement). | ||
99.1 | Third Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan (incorporated by reference to Exhibit 99.1 of the Registration Statement on Form S-8 filed on May 5, 2015 (Registration No. 333-203876). |
Re: | Registration Statement on Form S-8 for Registration of 2,500,000 shares of Common Stock of Trinity Industries, Inc. |
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