0000099780-11-000062.txt : 20110701 0000099780-11-000062.hdr.sgml : 20110701 20110701164116 ACCESSION NUMBER: 0000099780-11-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110701 DATE AS OF CHANGE: 20110701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAFFORD RONALD J CENTRAL INDEX KEY: 0001222591 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06903 FILM NUMBER: 11946860 MAIL ADDRESS: STREET 1: TRINITY INDUSTRIES INC STREET 2: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 75207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRINITY INDUSTRIES INC CENTRAL INDEX KEY: 0000099780 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 750225040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 75207-2401 BUSINESS PHONE: 214-631-4420 FORMER COMPANY: FORMER CONFORMED NAME: TRINITY STEEL CO INC DATE OF NAME CHANGE: 19720407 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-06-30 0000099780 TRINITY INDUSTRIES INC NYSE/TRN 0001222591 GAFFORD RONALD J 2525 STEMMONS FREEWAY DALLAS TX 75207 1 0 0 0 Common Stock 2011-06-30 4 M 0 3750 18.94 A 3750 D Common Stock 2011-06-30 4 M 0 3750 17.94 A 7500 D Common Stock 2011-06-30 4 S 0 7500 34.88 D 0 D Trinity Phantom Stock Units 0 2011-06-30 4 A 0 524 34.88 A Common Stock 524 21215 D Stock Option (right-to-buy) 18.94 2011-06-30 4 M 0 3750 0 D 2014-05-10 Common Stock 3750 0 D Stock Option (right-to-buy) 17.94 2011-06-30 4 M 0 3750 0 D 2015-05-09 Common Stock 3750 0 D The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement. Option Term is Ten Years. Options vest on the grant date. Mary E. Henderson For: Ronald J. Gafford 2011-07-01