-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A3LtiNT+MFtDZ1tQNJP+JK6mjHS5KlncdizF0w/B7ZOf4YM9pvwvwbCQOy8z9EUm wXsN+nVX+58z6RX4d/5apw== 0000099780-07-000017.txt : 20070116 0000099780-07-000017.hdr.sgml : 20070115 20070116103805 ACCESSION NUMBER: 0000099780-07-000017 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070116 DATE AS OF CHANGE: 20070116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRINITY INDUSTRIES INC CENTRAL INDEX KEY: 0000099780 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 750225040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 75207-2401 BUSINESS PHONE: 214-631-4420 FORMER COMPANY: FORMER CONFORMED NAME: TRINITY STEEL CO INC DATE OF NAME CHANGE: 19720407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MENZIES D STEPHEN CENTRAL INDEX KEY: 0001283912 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06903 FILM NUMBER: 07530800 BUSINESS ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 75207 BUSINESS PHONE: 2146314420 MAIL ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 75207 FORMER NAME: FORMER CONFORMED NAME: MENZIES STEPHEN D DATE OF NAME CHANGE: 20040317 5 1 edgar.xml PRIMARY DOCUMENT X0202 5 2006-12-31 0 0 0000099780 TRINITY INDUSTRIES INC NYSE/TRN 0001283912 MENZIES D STEPHEN 2525 STEMMONS FREEWAY DALLAS TX 75207 0 0 0 1 Pres. Trinity Ind. Leasing Co. Common Stock 147320 D Restricted Stock Units 0 Common Stock 1800 1800 D Employee Stock Option (right to buy) 11.3333 2013-05-29 Common Stock 24750 24750 D Employee Stock Option (right to buy) 18.94 2014-05-10 Common Stock 18720 18720 D Employee Stock Option (right to buy) 17.94 2015-05-09 Common Stock 21525 21525 D On May 26, 2006, the common stock of Trinity Industries, Inc. split 3-for-2, resulting in the reporting person's ownership of 49,106 additional shares of common stock. Restricted Stock Units granted pursuant to Trinity Industries, Inc. Stock Option & Incentive Plan. Units vest in varying percentages beginning on the 3rd anniversary date of the grant wtih 100% vesting on the 5th anniversary date of the grant. Distribution is 1 for 1 in Trinity Stock on each vesting date. On May 26, 2006, the common stock of Trinity Industries, Inc. split 3-for-2, resulting in the reporting person's ownership of 600 additional restricted stock units. Option Term is Ten Years. Options vest over 5 years at twenty percent (20%) per year beginning on the first anniversary of the grant date. This option was previously reported as covering 16,500 shares at an exercise price of $17.00 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 12,480 shares at an exercise price of $28.41 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 14,350 shares at an exercise price of $26.91 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. Michael G. Fortado For: Stephen D. Menzies 2007-01-15 -----END PRIVACY-ENHANCED MESSAGE-----