-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BqxhQJGbwHYZ5A5O9Ojt0DOV0mrGHPuAjdkRsPVR45+x8Wjwx0ewxQkciYscDXVG u8AO8pVaL3Nykf4CU3qrMA== 0000099780-07-000015.txt : 20070116 0000099780-07-000015.hdr.sgml : 20070115 20070116103545 ACCESSION NUMBER: 0000099780-07-000015 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070116 DATE AS OF CHANGE: 20070116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRINITY INDUSTRIES INC CENTRAL INDEX KEY: 0000099780 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 750225040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 75207-2401 BUSINESS PHONE: 214-631-4420 FORMER COMPANY: FORMER CONFORMED NAME: TRINITY STEEL CO INC DATE OF NAME CHANGE: 19720407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FORTADO MICHAEL G CENTRAL INDEX KEY: 0001199852 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06903 FILM NUMBER: 07530794 BUSINESS ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 76207 BUSINESS PHONE: 2146314420 5 1 edgar.xml PRIMARY DOCUMENT X0202 5 2006-12-31 0 0 0000099780 TRINITY INDUSTRIES INC NYSE/TRN 0001199852 FORTADO MICHAEL G 2525 STEMMONS FREEWAY DALLAS TX 75207 0 1 0 0 VP & Secretary Common Stock 25190 D Restricted Stock Units 0 Common Stock 390 390 D Trinity Stock Units 0 Common Stock 412 412 I by Trust Employee Stock Option (right to buy) 35.3333 2008-03-12 Common Stock 4500 4500 D Employee Stock Option (right to buy) 11.3333 2013-05-29 Common Stock 1575 1575 D Employee Stock Option (right to buy) 18.94 2014-05-10 Common Stock 3000 3000 D On May 26, 2006, the common stock of Trinity Industries, Inc. split 3-for-2, resulting in the reporting person's ownership of 8,395 additional shares of common stock. Restricted Stock Units granted pursuant to Trinity Industries, Inc. Stock Option & Incentive Plan. Units vest in varying percentages beginning on the 3rd anniversary date of the grant wtih 100% vesting on the 5th anniversary date of the grant. Distribution is 1 for 1 in Trinity Stock on each vesting date. On May 26, 2006, the common stock of Trinity Industries, Inc. split 3-for-2, resulting in the reporting person's ownership of 130 additional restricted stock units. The Trinity Stock Units were accrued under the Trinity Industries, Inc. Supplemental Profit Sharing Plan and will be settled upon the reporting person's retirement or other termination of service or earlier for in service distributions under limited circumstances as provided by the plan. Stock Units convert at a ratio of 1 to 1. On May 26, 2006, the common stock of Trinity Industries, Inc. split 3-for-2, resulting in the reporting person's ownership of 137 additional Trinity stock units. Option Term is Ten Years. Options vest over 4 years at twenty-five percent (25%) per year beginning on the first anniversary of the grant date. Option Term is Ten Years. Options vest over 5 years at twenty percent (20%) per year beginning on the first anniversary of the grant date. This option was previously reported as covering 3,000 shares at an exercise price of $53.00 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 1,050 shares at an exercise price of $17.00 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 2,000 shares at an exercise price of $28.41 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. Michael G. Fortado 2007-01-15 -----END PRIVACY-ENHANCED MESSAGE-----